Submitted:
08 December 2024
Posted:
09 December 2024
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Abstract
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1. Introduction
1.1. Background and Motivation
1.2. Novelty and Scientific Contributions
1.2.1. Summary of Novelty and Scientific Contributions:
1.2.2. Dynamical Variational Principles
1.2.3. Positive Feedback Model of Self-Organization
1.2.4. Average Action Efficiency (AAE)
1.2.5. Agent-Based Modeling (ABM)
1.2.6. Intervention and Control in Complex Systems
1.2.7. Average Action Efficiency (AAE) as a Predictor of System Robustness:
1.2.8. Philosophical Contribution
1.2.9. Novel Conceptualization of Evolution as a Path to Increased Action Efficiency:
1.3. Overview of the Theoretical Framework
1.4. Hamilton’s principle and action efficiency
1.5. Mechanism of Self-Organization
1.6. Negative Feedback
1.7. Unit-Total Dualism
1.8. Unit-Total Dualism Examples
1.9. Action Principles in this Simulation, Potential Well
1.10. Research Questions and Hypotheses
- How can a dynamical variational action principle explain the continuous self-organization, evolution, and development of complex systems?
- Can Average Action Efficiency (AAE) be a measure of the level of organization of complex systems?
- Is the dynamical principle of least action principle a predictor for the emergence of self-organized states in systems?
- Is the Average Least Action state an attractor for the structure in self-organizing systems?
- Can the proposed positive feedback model accurately predict the processes of self-organization in dynamic systems?
- What are the relationships between various system characteristics, such as AAE, total action, order parameters, entropy, flow rate, and others, and how do the simulation results compare with real-world data?
- What is the relation of AAE to the robustness of emergent structures in self-organizing systems?
- What is the relation of AAE with the quality-quantity transition and size-complexity rules in complex systems?
- Can we study those questions through agent-based modeling simulations?
- A dynamical variational action principle may explain important aspects of the continuous self-organization, evolution, and development of complex systems.
- AAE may be a valid and reliable measure of organization that can be applied to self-organizing complex systems.
- The average least action state may act as an attractor for the emergence of the most organized macrostructure of a dynamical system and maybe its most robust configuration.
- The model may accurately predict the most organized macrostate based on AAE.
- The model may predict the power-law relationships between system characteristics that can be quantified, and they can be compared to the results of some real-world systems.
- AAE through the positive feedback loops with the characteristics of complex systems may lead to the quantity-quality transition and explain the size-complexity rules, one of which may be the quantity-AAE transition.
- Agent-based modeling simulations may be a reliable way to study those questions, provided that their results are compared with real-world data.
1.11. Summary of the Specific Objectives of the Paper
2. Building the Model:
2.1. Hamilton’s Principle of Stationary Action for a System
2.1.1. A network representation of a complex system.
2.2. An example of true action minimization: conditions
- The agents are free particles, not subject to any forces, so the potential energy is a constant and can be set to be zero because the origin for the potential energy can be chosen arbitrarily, therefore . Then, the Lagrangian L of the element is equal only to the kinetic energy of that element:where m is the mass of the element, and v is its speed.
- We are assuming that there is no energy dissipation in this system, so the Lagrangian of the element is a constant:
- The mass m and the speed v of the element are assumed to be constants.
- The start point and the end point of the trajectory of the element are fixed at opposite sides of a square (see Figure 2). This produces the consequence that the action integral cannot become zero, because the endpoints cannot get infinitely close together:
- The action integral cannot become infinity, i.e., the trajectory cannot become infinitely long:
- In each configuration of the system, the actual trajectory of the element is determined as the one with the Least Action from Hamilton’s Principle:
- The medium inside the system is isotropic (it has all its properties identical in all directions). The consequence of this assumption is that the constant velocity of the element allows us to substitute the interval of time with the length of the trajectory of the element.
- The second variation of the action is positive, because , and , therefore the action is a true minimum.
2.3. Building the Model
2.4. An example for one agent:
2.5. Analysis of System States
2.6. Average Action Efficiency (AAE) in the example and in general
2.7. The predictive power of the Principle of Least Action for Self-Organization:
2.8. Multi-agent
2.9. Using time
2.10. An Example
2.11. Unit-total (local-global) dualism
3. Simulations Model
- Kinetic Energy (T): In our simulation, the ants have a constant mass m, and their kinetic energy is given by:
- Effective Potential Energy (V): The potential energy due to pheromone concentration at position and time t can be modeled as:
- Minimum: If the second variation of the action is positive, the path corresponds to a minimum of the action.
- Saddle Point: If the second variation of the action can be both positive and negative depending on the direction of the variation, the path corresponds to a saddle point.
- Maximum: If the second variation of the action is negative, the path corresponds to a maximum of the action.
- Kinetic Energy Term : The second variation of the kinetic energy is typically positive, as it involves terms like .
- Potential Energy Term : The second variation of the effective potential energy depends on the nature of . If C is a smooth, well-behaved function, the second variation can be analyzed by examining .
- Kinetic Energy Contribution: Positive definite, contributing to a positive second variation.
- Effective Potential Energy Contribution: Depends on the curvature of . If has regions where its second derivative is positive, the effective potential energy contributes positively, and vice versa.
- The kinetic energy term tends to make the action a minimum.
- The potential energy term, depending on the pheromone concentration field, can contribute both positively and negatively.
3.0.1. Effects of Wiggle Angle and Pheromone Evaporation on the Action
3.1. Considering the Nature of the Action
3.1.1. Stationary Action:
- Before Changes: In a simpler model without wiggle angles and evaporation, the action might be stationary at certain paths.
- After Changes: With wiggle angle variability and pheromone evaporation, the action is less likely to be stationary. Instead, the system continuously adapts, and the action varies over time.
3.1.2. Saddle Point, Minimum, or Maximum:
- Saddle Point: The action is likely to be at a saddle point due to the dynamic balancing of factors. The system may have directions in which the action decreases and directions in which it increases (due to path variability).
- Minimum: If the system stabilizes around a certain path that balances the stochastic wiggle and the decaying pheromones effectively, the action might approach a local minimum. However, this is less likely in a highly dynamic system.
- Maximum: It is unusual for the action in such optimization problems to represent a maximum because that would imply an unstable and inefficient path being preferred, which is contrary to observed behavior.
3.2. Practical Implications
3.2.1. Continuous Adaptation:
3.2.2. Complex Optimization:
3.3. Dynamic Action
3.3.1. Euler-Lagrange Equation
3.3.2. Updating Parameters
3.3.3. Practical Implementation
3.3.4. Role of information
3.3.5. Computation and learning aspects:
3.3.6. Solving the Equations
- Numerical Methods:Usually, these systems are too complex for analytical solutions, so numerical methods (e.g., finite difference methods, Runge-Kutta methods) could be used to solve the differential equations governing and .
- Optimization Algorithms: Algorithms like gradient descent, genetic algorithms, or simulated annealing can be used to find optimal paths and parameter updates.
3.4. Specific details in our simulation
3.5. Gradient based approach
3.6. Summary
4. Mechanism
4.1. Exponential Growth and Observed Size-Complexity Power Law Scaling
4.2. A model for the mechanism of self-organization

4.2.1. Systems with Constant Coefficients:
4.2.2. Systems with Variable Coefficients:
4.2.3. Higher-Order Systems and Resonance:
4.3. Model solutions
- y and x are the variables.
- k is a constant.
- n is the exponent.
- is a term that accounts for deviations.
5. Simulation Methods
5.1. Agent-Based Simulations approach
5.2. Illustration of the simulation
5.2.1. Flow diagram
5.2.2. Stages of self-organization in the simulation
5.2.3. Time evolution of self-organization during the phase transition to increased AAE

- Upper Insert (First Tick): Shows the initial state, where the ants (green and red) are randomly distributed, representing maximum entropy and a lack of order - minimum AAE. The nest is indicated by a blue square, and the food by a yellow square.
- Middle Insert (Tick 60): Depicts the transition phase, where ants begin exploring multiple possible paths between the nest and food, leading to a reduction in entropy as structure starts forming.
- Lower Insert (Final Tick): Displays the final state, where the ants converge on the most AAE single path, minimizing entropy and achieving a highly organized system.
5.3. Program Summary
5.4. Analysis Summary
5.5. Average Path Length and Path Time, and
5.6. Flow Rate,
5.7. Total information:
5.8. Unit Information:
5.9. Total Action, Q
5.10. Average Action Efficiency (AAE),
5.11. Density,
5.12. Total internal Entropy, S
5.13. Unit Entropy,
5.14. Simulation parameters
5.15. Simulation Tests
5.15.1. World Size
5.15.2. Estimated Path Area
6. Results
6.1. Time graphs

6.1.1. A note on the rate of self-organization as a function of the size of the system




6.2. Power-law graphs
6.2.1. Quantity-AAE Transition

6.2.2. Unit-total dualism



6.2.3. The rest of the power law scaling between characteristics






























6.2.4. Quantities not included in the mathematical model
6.3. Comparison with literature data for real systems
6.3.1. Stellar Evolution

6.3.2. Evolution of Cities

6.3.3. Further confirmation with literature data
6.4. A table presenting the fit values for the power law relationships in the simulation
7. Discussion
8. Conclusions
8.0.1. Future Work
Author Contributions
Data Availability Statement
Acknowledgments
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| Parameter | Value | Description |
|---|---|---|
| ant-speed | 1 patch/tick | Constant speed |
| wiggle range | 50 degrees | random directional change, from -25 to +25 |
| view-angle | 135 degrees | Angle of cone where ants can detect pheromone |
| ant-size | 2 patches | Radius of ants, affects radius of pheromone viewing cone |
| Parameter | Value | Description |
|---|---|---|
| Diffusion rate | 0.7 | Rate at which pheromones diffuse |
| Evaporation rate | 0.06 | Rate at which pheromones evaporate |
| Initial pheromone | 30 units | Initial amount of pheromone deposited |
| Parameter | Value | Description |
|---|---|---|
| projectile-motion | off | Ants have constant energy |
| start-nest-only | off | Ants start randomly |
| max-food | 0 | Food is infinite, food will disappear if this is greater than 0 |
| constant-ants | on | Number of ants is constant |
| world-size | 41x41 | The world ranges from -20 to +20 in x and y, including 0 |
| Parameter | Value | Description |
|---|---|---|
| food-nest-size | 5 | The length and width of the food and nest boxes |
| foodx | -18 | The position of the central patch of the food in the x-direction |
| foody | 0 | The position of the central patch of the food in the y-direction |
| nestx | +18 | The position of the central patch of the nest in the x-direction |
| nesty | 0 | The position of the central patch of the nest in the y-direction |
| variables | a | b | |
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| vs. | 0.873 | ||
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Short Biography of Authors


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