7. Dirac Operator, and the Origin of 6D Spacetime
We propose that the , in its decomposition, gives rise to the 15 dimensional symmetry of a 6D spacetime with three time coordinates and three space coordinates. The 16th degree of freedom could offer a possible explanation of Connes time through a which accompanies this decomposition. Thus what we have in mind is that each of the two undergoes an branching, with the two emerging s having opposite parity, and together they are mapped to the six imaginary directions of a split biquaternion. A 6D Dirac operator is defined as a gradient operator on this 6D space formed by the imaginary directions of the split biquaternion, and its square gives rise to the Klein-Gordon operator on 6D spacetime with signature . The that originates along with, could be a possible explanation for Connes time. We now explain this construction in some detail, making the Dirac operator the key focus of the discussion.
Dirac (1928) was looking for a linearised version of the Klein-Gordon equation
The sought for linear equation is written as
The self-adjoint operator
D on the left hand side of this equation is the Dirac operator, and one demands that acting
D twice on
yields the Klein-Gordon equation, i.e.,
. The operator
must equal the Klein-Gordon operator which appears on the left side of Eqn. (32). For this to be possible, the symbols
must satisfy the following relations, as is easily verified
Because the
anti-commute with each other they cannot be numbers. But they can be matrices. Dirac found a set of
matrices which satisfy these relations, and are now known as Dirac matrices:
The Dirac matrices
can be expressed in terms of the
Pauli spin matrices as follows
This is known as the Pauli-Dirac representation. Eqn. (33) is the celebrated Dirac equation and it can also be written in the following compact notation
where we have set
and
. If an electromagnetic field
defined in terms of the four-vector potential
is present, then we must replace the derivative operator as
so that the Dirac equation now becomes
Here,
and
. The wave function is a four component column spinor
where each of the four entries
is a complex number which satisfies the Klein-Gordon equation. The
matrices form a Clifford algebra: i.e., the elements of the algebra anti-commute, and each element squares to
I or to
. This particular Clifford algebra is
. Clifford algebras are closely related to the quaternions and that leads us to ask what the Dirac equation, and in particular the Dirac operator, has to do with the quaternions.
In one of his lectures Michael Atiyah [
42] notes that the Dirac operator was first discovered, not by Dirac, but by Hamilton, when the latter discovered the quaternions. This is a deep remark with far-reaching implications. What Atiyah means is that if we take the three imaginary directions
of the quaternion and define the 3D Dirac operator
in physical space as the gradient operator
then its square is minus the Laplacian:
. Recall that a quaternion
q is defined as
where the four
are real numbers, and the set of quaternions is denoted
. If the coefficients are complex numbers
then we have a complex quaternion
, also called a biquaternion, and the algebra is now
. The Clifford algebra associated with quaternions is
and with biquaternions it is
. The automorphism group of the quaternions is
(automorphisms are transformations that preserve the quaternionic multiplication rule), and quaternions generate rotations in 3D space. Biquaternions generate the Lorentz algebra
and we recall that
is the double cover of the Lorentz group
on 4D Minkowski spacetime. (Interestingly,
is the double cover of
. More on this below). If we define the conjugate
of a quaternion as
then
, and if
then a 3D rotation belonging to the group
leaves the quadratic form
invariant. This is why a 3D vector can also be represented using a quaternion, as
. In fact given a quaternion
the product
is given by, after writing
,
,
where
and
are respectively the standard scalar product and cross product of vectors in 3D space. Thus the rules of vector multiplication are already contained in the algebra of quaternions, and in fact quaternions were invented prior to vector analysis in 3D. The two are equivalent but vectors became popular and successful, whereas quaternions were mostly forgotten in theoretical physics.
Let us return to Atiyah’s remark. What about four-dimensional Minkowski spacetime? If we define the 4D quaternionic gradient operator
then it is obvious that
cannot yield the Klein-Gordon operator because we need four non-commuting quantities, but we have only three. The imaginary
commutes with the quaternionic imaginaries. Yet there is a gradient operator which can be made using biquaternions which coincides with the Dirac operator
, but in six spacetime dimensions with signature
. The familiar Dirac operator
D is a special case of
as we describe below. If we insist on describing the Dirac operator as a quaternionic gradient operator (á la Atiyah) as we do, it is not possible to escape the conclusion that our universe has six spacetime dimensions, not four, and the two extra dimensions are time-like. The six dimensional spacetime, after a symmetry breaking, contains within it a 4D Minkowski spacetime and an overlapping 4D anti-Minkowski space-time with flipped signature: the two 4D spacetimes share one time and one space direction. While the Riemannian geometry of our space-time is due to the gravitational interaction, that of the anti-spacetime is due to the weak force. The weak force is not an internal symmetry but a spacetime symmetry masquerading as an internal symmetry. Prior to symmetry breaking there is a gravi-weak unification in 6D space-time. This theme will be developed in detail in subsequent investigations. The biquaternions naturally provide the Dirac operator
as the gradient operator of the 6D spacetime and the Dirac operator
D on 4D space-time is a special case of
.
The quaternions per se do not go well with 4D special relativity, because the absolute magnitude of a quaternion is positive definite. Whereas it is left invariant by 4D rotations in Euclidean space, it is not invariant under the Lorentz transformations which leave the spacetime interval invariant. Biquaternions come to the rescue on this count. Consider a Hermitian biquaternion, which is defined as having the property where is the complex conjugate of q. A Hermitian biquaternion has a scalar part which is real, and a vector part which is imaginary: . We have for its norm: which has the desired Lorentz invariant form. If we take the anti-Hermitian biquaternion which satisfies then giving the Lorentz invariant quadratic form with flipped signature.
A point in 4D Minkowski spacetime is represented using a Hermitian biquaternion as
A Lorentz transformation must preserve its norm and is represented by action of a quaternion q which sends x to with where u and v are quaternions and . A rotation is given by and a boost by . A detailed discussion of special relativity in the language of quaternions can be found in the works of Lambek [43,44,45], and elsewhere as well.
Corresponding to the Hermitian biquaternion, we define the following 4D quaternionic gradient operator
It is also a Hermitian biquaternion, and under Lorentz transformations it transforms just like
x, that is
. Using the operator
Maxwell’s equations of electrodynamics can be compactly written as
Here, the field tensor F is a biquaternion defined by and it transforms under Lorentz transformations as . The charge-current density J is defined by and also transforms as .
The 4D quaternionic gradient operator serves a useful purpose in special relativity and in Maxwell’s electrodynamics. Clearly though, it is inadequate for writing down the Dirac equation. To get there, we must follow a different path, which inevitably guides us to a 6D space-time.
There is a long history of researchers attempting to write the Dirac equation using a real quaternionic gradient operator (Dirac [46], Conway [47], Lambek [44], Morita [48]). The attempt eventually succeeded; here we follow the analysis of Morita (1986) [48] in their paper titled `A role of quaternions in the Dirac theory’. The abstract of the paper says, and we quote: “The Dirac theory is treated by noting that the Lorentz group is realised by a subset of , each element being characterised by a pair of unit quaternion (rotation) and pure quaternion (boost)." Here, by Lorentz group Morita means the one for 4D spacetime, i.e., and by pure quaternion is meant one that has only the vector part: .
Morita considers special
matrices
A belonging to
and having the property
and
with
. These are matrices with quaternionic entries of the form
Defining the matrix
for the space-time vector
x, the matrix
A generates a Lorentz transformation
via
. Here the
matrices are defined as
and the vector part
generates boosts. Rotations are generated by the
matrices where
The Lorentz matrix
A is generated by a pair of pure quaternions
p and
q and is also specified by a pair of unit quaternion
a and pure quaternion
:
defines rotations and is made from the
matrices, and
describes boosts and is made from the pure
matrices. Defining
and
, the
matrices obey the Clifford algebra
which corresponds to the original Clifford algebra of the Dirac matrices:
. Defining the two component spinor
with quaternionic entries, the Dirac equation can now be written as
which corresponds to
and its complex conjugate. This quaternionic form of the Dirac equation illustrates the geometric role played by quaternions in constructing the gradient operator. And yet, this form of the Dirac operator is nowhere as neat as the 3D Dirac operator (40) and we should strive to do better. Some progress has been made by Lambek. Nonetheless the quaternionic Dirac equation strongly hints at the significance of 6D spacetime, because the occurrence of
and
is result of an arbitary choice. We could equally have made two other choices:
and
, or
and
.
To get to the sought for quaternionic gradient operator, consider the Clifford algebra
, which has three generating vectors (let us denote them by the symbol
e). That is, we have
. The algebra has eight elements
. These can be separated into two quaternionic parts
and
. In the second set,
; defining
the second set can be written as
. Here,
is the analogue of the split-complex number:
. Hence
is called the algebra of split biquaternions, and denoted
. It can also be written as
where
. The complexification of
is the algebra
and is denoted
. This is the algebra we are interested in now. Between them, the two copies of
have six distinct imaginary units:
and
. Let us denote the first set as
and the second set as
. Now let us consider the six-dimensional vector, which generalises the Hermitian biquaternion:
where
. The magnitude of this vector is
and hence it describes a space-time interval in 6D spacetime with signature
and having the symmetry group
. Consider next the following proposal for the Dirac operator
which is a natural generalisation of the 3D quaternionic gradient operator (40). The square of
is
which is the sought for Klein-Gordon operator on 6D spacetime with signature (3, 3). We see that by going to a 6D spacetime with three time-like directions we can appreciate Atiyah’s remark that the Dirac operator was first discovered by Hamilton.
We can now propose the following as the Dirac equation in 6D space-time:
There is no need for gamma matrices! The Clifford algebra of the quaternions already does the job that the gamma matrices were introduced to do. Here is a six-component Dirac spinor with six complex numbers as its entries. We are careful to note that the source on the right hand side is not mass, but some more general source charge Q relevant to the gravi-weak unification on 6D, from which electric charge and mass are both emergent after the electroweak symmetry breaking.
One could object to the appearance of the in the operator . Dirac himself was looking for a formulation of his equation using only real quaternions, and was not interested in the biquaternions. However, we defend the appearance of the i as follows: we are seeking a quantum theory without classical time, and noncommutativity in time, as in the operator , is welcome. Furthermore, we have argued earlier that an elementary particle such as the electron does not experience spacetime as classical, or real. Therefore, the appearance of the imaginary unit i in the spacetime vector (52) and in the operator (54) should not be a surprise. We do get a classical spacetime description after squaring, as in (53) and in (55), and this classical spacetime is what is experienced by bosons and by classical objects. It is one of the central themes of this book that spacetime and elementary particles ought to be described by the same mathematical entity: hence the use of complex split biquaternions for describing both of them is appropriate and reassuring. The anti-Hermitian part of the complex split biquaternion is associated with an anti-matter dominated mirror copy of our universe, which got separated from our universe at the epoch of electroweak symmetry breaking.
Our four dimensional universe (and its associated flipped 4D copy, which is also a part of physical reality) emerge from the 6D universe. There is considerable literature on geometry in a 6D spacetime with (3, 3) signature. Highly relevant for us is the (1985) paper of Patty and Smalley [49] titled `Dirac equation in a six-dimensional spacetime’. The authors show that a (3+3) spacetime can be divided into six copies of (3+1) subspaces. 6D spaces are also of interest from the viewpoint of a superluminal extension of (3+1) special relativity, and it has been shown that a 6D spacetime is the smallest one which can accommodate a superluminal as well as a subliminal branch of (3+1) spacetime [50]. Quaternions and three temporal dimensions have been studied also by Lambek [45] who writes in the abstract of his paper: “The application of quaternions to special relativity predicts a six-dimensional universe, which uncannily resembles ours, except that it admits three dimensions of time. Yet its mathematical description with the help of quaternions gains in transparency, due to the crucial observation that every skew-symmetric four-by-four real matrix is the sum of two matrices representing multiplication by vector quaternions on the left and on the right respectively.” His two sets of vector quaternions are the same as those we use in Eqn. (52) above. The physical interpretation of three non-commuting time dimensions will also have to be discussed. One might speculate that the three times might correspond to the three fermion generations, one time per generation, and perhaps the three times might have some role to play in flavor mixing and neutrino oscillations? Six dimensional spacetimes (3+3) spacetimes were studied extensively in a series of papers by Cole [51] and also by Teli [52]. An early work on `quaternions and quantum mechanics’ is Conway (1948) [47]. Very relevant for us is also Kritov (2021) [53] who shows that the Clifford algebra
can be used to make two copies of 4D spacetime with relatively flipped signatures. Dartora and Cabrera (2009) [54] have studied `The Dirac equation in six-dimensional SO(3,3) symmetry group and a non-chiral ’electroweak’ theory’. An old (1950) paper by Podolanski [55] studies unified field theory in six dimensions, and in fact the abstract starts by saying `The geometry of the Dirac equation is actually six-dimensional’. An elegant (2020) paper by Venancio and Batista [56] analyses `Two-Component spinorial formalism using quaternions for six-dimensional Spacetimes’. An insightful (1993) work by Boyling and Cole [57] studies the six-dimensional (3+3) Dirac equation and shows that particles have spatial spin-1/2 and temporal spin-1/2. See also Brody and Graefe (2011) [58] and Chester et al. [
42]. In the context of twistor theory, six dimensional spacetime has been suggested by Sparling [60] and analysed by Mason et al. [61].
In Equation (50) we have two sets of quaternionic imaginaries, which are parity reverses of each other. After symmetry breaking, each set is associated with an automorphism group . It is chiral: being for one set, and being for the other set. The former gives rise to the weak interaction on the second copy of spacetime, whereas the latter gives rise to general relativity in our 4D spacetime.
In view of these earlier works and the above discussion in this section, we believe we have a strong case for developing the weak interaction as geometry of a 4D spacetime with flipped signature, and then going on to gravi-weak unification in six dimensions (3+3). Also, now having seen the Dirac operator as a quaternionic gradient operator on (3+3) spacetime we can begin to understand why the operator relates to Einstein-Hilbert action of general relativity. It is because curvature is the square of the connection and connection is related to the space-time gradient operator. This helps us understand why the Dirac operator is so significant in geometry; in our proposal for unification of interactions, the Lagrangian is bilinear in the Dirac operator on an octonionic space, and hence the unified Lagrangian is a kind of generalised Einstein gravity in higher dimensions.
In the standard model, there is a which is the symmetry of the axial vector current, in addition to the which is the symmetry of the vector current, and the projection to chiral symmetry eigenstates is performed by . This structure is essential for the Coleman-Mandula no-go theorem. There opens up the possibility that the additional mentioned at the start of this section could be identified with [one copy for our universe, and one copy for the anti-matter dominated mirror universe] and also identified with the Connes time parameter.
An extension of the work of Pavsic [
16], which considers rotational actions of
symmetry, seems promising in the context of the unbroken
symmetry. The work [
40] considers associativity of split octonions in
symmetric space, also possibly relevant in the unbroken phase. These aspects will be studied in future work.