1. Introduction
Epigenetic factors refer to functional changes in the genome without changes in the DNA sequence. Such modifications regulate gene expression and phenotype, for example, through mechanisms such as DNA methylation. Epigenetic differences may be a consequence of exposure to stress-related factors during critical periods of development and, therefore, contribute to susceptibility to certain psychiatric disorders. Recent studies have shown associations between specific epigenetic changes and the risk of maladaptive responses to stress or mental disorders [
1].
Genes do not function as fixed patterns; their expression is regulated dynamically and often reversibly. Epigenetic molecular elements are cell chromatin, dynamic DNA, histone, and microRNA changes [
2].
MicroRNAs are small RNA molecules that act as regulators of gene expression; they create a mechanism for modulating protein synthesis. Their aberrant expression contributes to the development of some diseases, with implications in epigenetic therapy. Unlike the genetic code, the epigenetic code is different and dynamic in all body cells; it responds to environmental changes and chemical, biological, and social aggression and targets psychopharmacological interventions [
2].
Affective disorders tend to be both recurrent and progressive, in the sense that the episodes follow one another after shorter remission intervals or with an increased rate of cyclicity [
3,
4]. About 70% of patients who had the first episode of unipolar depression will later have multiple episodes, and almost all bipolar disorders are recurrent [
5].
Numerous studies have shown that psychosocial factors can precipitate depression as well as mania [
6,
7]. However, most people who are exposed to stressful events do not develop a psychiatric disorder [
8,
9,
10,
11]. This begs the question: why do some people develop an emotional disorder about a stressful life event and others do not? The answer to this question is complex; it involves genetic predisposition, personality, previous experiences, family distress, adequate social support network and probably the individual’s response to stress [
12].
P Preclinical animal studies have shown that exposure to stress is associated with changes in the epigenome (e.g., changes in the genes involved in the stress response), as well as the occurrence of depression-like behaviour; similarly, chronic exposure to unpredictable stress alters histone acetylation in the forebrain, with the appearance of anxiety-like behaviour and increased vulnerability to stress, as well as cognitive deficits. In the case of animals that were subjected to stress from the first days of life and separation from their mother, they showed depressive behaviours in adulthood [
13].
Studies conducted on the families of patients with major depressive disorder or bipolar disorder have shown that there is a greater segregation of these affective disorders among family members [
14,
15]. The transmission rate to first-degree relatives of type I bipolar disorder is between 4-24%, type II bipolar disorder is 1-5%, and major depressive disorder is 4-24% [
16]. Identical values were also described in schizophrenia and schizoaffective disorder.
Empirical data have highlighted the significant interindividual differences in response to stress and adversity. Some authors speak of the “invulnerable child”, referring to the positive interaction of events that determine the child’s resilience (invulnerability) to adversity [
17]. A simple interpretation of such a phenomenon is the interaction between genetic and environmental factors that ultimately determine susceptibility. However, the need remains to translate the possible genetic influences of individual vulnerability into psychological mechanisms. This review aims to analyse clinical trials on coping mechanisms and their interaction with epigenetic mechanisms in patients with mood disorders. The effect of the interaction between the two mechanisms on these disorders’ onset, recurrence, and progression was mainly followed in the review.
2. Materials and Methods
According to PRISMA-S guidelines, 33 studies were reviewed in this article. These studies investigate both the role of epigenetic mechanisms induced by stressors in the occurrence/development and/or progression of affective disorders and the role of stress adaptation mechanisms in these disorders. Stress factors include childhood trauma, stress at work, dietary deficiencies, exposure to chemicals, and so on. Inclusion has not been limited to studies examining specific types of stressors.
Regarding epigenetic changes, they were defined to include any valid indicator of epigenetic changes (e.g., DNA methylation, DNA acetylation, altered transcription, direct changes in gene expression).
Inclusion criteria:
studies in which a valid measurement of epigenetic changes that were associated with a significant stress factor (death of a loved one, emotional, physical, sexual abuse, etc.) was performed;
studies that assessed whether the epigenetic change was correlated with a diagnosis of an affective disorder;
Exclusion criteria:
The studies were identified by searching the PubMed database between 2010-2023, using the following keywords: epigenetic mechanisms, stressors, major depressive disorder, suicidal ideation, bipolar disorder, mania, and coping results.
Figure 1.
Selection process in PRISMA flow diagram.
Figure 1.
Selection process in PRISMA flow diagram.
3. Results
Thirty-three articles were screened that followed the relationship between an epigenetic change associated with stress and the diagnosis of affective disorder, as well as the relationship between a stress factor, induced epigenetic changes and the evaluation of psychiatric symptoms (suicidal ideation, manic states, etc.). DNA methylation, in particular, was the change evaluated in these studies. Moreover, despite the broad meaning of the stressors, the identified studies assessed the adversity of early childhood experiences (abuse, abuse, early loss of a parent).
Epigenetic changes in the following stress-associated genes have been frequently linked to the diagnosis of affective disorder (
Table 1):
NR3C1 (human glucocorticoid receptor gene);
SLC6A4 (serotonergic transporter gene);
BDNF (brain-derived neurotrophic factor);
FKBP5 (FK506 5 binding protein gene);
SKA2 (kinetochore protein gene);
OXTR (oxytocin receptor) and genes encoding oligodendrocytes.
Table 1.
Stress-related genes and their association with the presence of an affective disorder.
Table 1.
Stress-related genes and their association with the presence of an affective disorder.
GENE |
STUDY |
STRESS |
AFFECTIVE DISORDER |
QUESTIONNAIRE |
NR3C1 |
Bustamante et al. [18] |
Positive association |
Negative association |
CTS (child trauma screen), CTQ (childhood trauma questionnaire) |
Radtke et al. [19] |
Didn’t report |
Didn’t report |
KERF 1 |
Perroud et al. [20] |
Positive association |
Didn’t report |
CTQ |
De Assis Pinheiro et al. [21] |
Negative association |
Positive association |
BDI-II (Beck Depression Inventory II) |
Comtois-Cabana et al. [22] |
Positive association |
Negative associaton |
CTQ-SF (child trauma screen – short form), BDI-II |
FKPB 5 |
Weder et al. [23] |
Positive association |
Negative association |
CTQ |
Tyrka et al. [24] |
Negative association |
Positive association |
Interview |
Flasbeck&Brüne [25] |
Negative association |
Positive association |
CTQ |
SLC6A4 |
Sanwald et al. [26] |
Positive association |
Positive association |
MADRS (Montgomery–ÅsbergDepression Rating Scale) |
Swartz et al. [27] |
Positive association |
Positive association |
Interview |
Booji et al. [28] |
Positive association |
Didn’t report |
CTQ |
Lei et al. [29] |
Positive association |
Positive association |
Non-standard 11 item scale |
Kang et al. [30] |
Positive association |
Didn’t report |
Non-standard childhood adversity |
Alaasari et al. [31] |
Negative association |
Positive association |
Karasek-Job Content Questionnaire |
Comtois-Cabana et al. [22] |
Positive association |
Positive association |
CTQ-SF, BDI-II |
BDNF |
Song et al. [32] |
Positive association |
Negative association |
Non-standardself-reportquestionnaire |
SKA2 |
Weder et al. [23] |
Didn’t report |
Didn’t report |
Report of parental abuse and neglect |
Sadeh et al. [33] |
Didn’t report |
Positive association |
PTSD (post-traumatic stress disorder) scale administered by clinicians |
Sadeh et al. [34] |
Positive association |
Didn’t report |
PTSD scale administered by clinicians |
OXTR, LINGO3, POU3F1, ITGB1. |
Smearman et al. [35] |
Positive association |
Didn’t report |
CTQ |
Lutz et al. [36] |
Positive association |
Negative association |
CECA (Childhood Experience of Care and Abuse), Interview |
Ludwig et al. [37] |
Didn’t report |
Positive association |
CTQ, HAM-D (Hamilton Depression Rating Scale) |
Kogan et al. [38] |
Positive association |
Positive association |
ACE (Adverse Childhood Experiences) |
NR3C1 (human glucocorticoid receptor gene). Bustamante and co-workers [
18] reported significantly higher scores on the scale of childhood abuse and trauma screening in the group of patients diagnosed with recurrent depressive disorder (n = 76) compared to the healthy control group (n = 76). Furthermore, methylation of the NR3C1 gene could be predicted by a history of childhood abuse or major depressive disorder. History of childhood abuse has been associated with increased methylation at the NR3C1 transcription factor binding site, leading to reduced NR3C1 gene expression; major depressive disorder has been associated with low methylation at the downstream locus, indicating that NR3C1 gene expression is unchanged.
Radtke et al. [
19] analysed the association between NR3C1 methylation (at 41 CpG sites) and depressive symptoms in individuals with a history of childhood abuse (n = 46). No significant association was found between NR3C1 methylation and depressive symptoms. However, correlations have been found between the methylation of two CpG loci located in the NR3C1 gene promoter and the specific symptoms of depression.
Perroud et al. [
20] described positive correlations between NR3C1 methylation and childhood abuse in patients with major depressive disorder (n = 99). The level of NR3C1 methylation was correlated with the form of abuse (physical abuse, sexual abuse, emotional neglect) and its severity.
De Assis Pinheiro et al. [
21] showed that alcohol consumption, overweight, and high cortisol levels are related to NR3C1 non-methylation, while depression is related to its methylation (n = 386).
FKPB2 (FK506 5 binding protein gene). Weder et al. [
23] compared children with a history of abuse (n = 94) and no history of abuse (n = 96), noting significant differences in NR3C1 methylation at six CpG sites in the promoter region. The researchers reported that methylation at two of these CpG sites was able to predict the onset of psychiatric symptoms. The study also looked at FKBP5 gene methylation in these groups and found positive correlations between gene methylation in abused children vs. the abused. Significant differences were found between the two groups regarding BDNF methylation.
On the other hand, Tyrka et al. [
24] reported significantly lower NR3C1 methylation across the promoter region and at six other CpG sites in people with a history of childhood abuse and/or major depressive disorder, bipolar disorder or generalised anxiety disorder. This result contradicts previous studies, suggesting a much greater complexity in regulating the NR3C1 gene.
Also, Flasbeck&Brüne [
25] demonstrated that FKBP5 was associated with anxiety and reduced empathy. Despite expectations, there was no discernible impact of childhood maltreatment on DNA methylation. Additionally, no methylation distinctions were evident between a clinical group and a non-clinical group concerning FKBP5. However, there was a slight discrepancy in NR3C1 methylation levels, although its biological significance is questionable.
SLC6A4 (serotonergic transporter gene). Sanwald et al. [
26] concluded that SLC6A4 methylation was not related to depression severity, age at depression onset or SLEs in the entire group but positively related to depression severity in women (n = 95).
Swartz and colleagues [
27] operationalized environmental stress, using adolescent socioeconomic status as a measurement method. The researchers found that poor socioeconomic status was associated with higher methylation of SLC6A4, which may lead to worsening of depressive symptoms. These findings suggest that adolescent stress may contribute to the severity of the disease through epigenetic changes in the SLC6A4 gene.
Booij et al. [
28] compared individuals with a diagnosis of major depressive disorder (n = 33) and the healthy control group (n = 36), reporting insignificant differences in SLC6A4 methylation. However, the authors found positive correlations between the history of childhood abuse and SLC6A4 methylation.
In another study that operationalized environmental stress, Lei et al. [
29] used the crime rate in the neighbourhood as a measure. These correlate positively with methylation of the SLC6A4 promoter, but only in individuals carrying the short allele gene. These findings suggest that the gene’s interaction with environmental factors may interact in a genotype-dependent manner.
Kang and colleagues [
30] analysed the association between childhood adversity, the severity of depressive symptoms, and SLC6A4 methylation in patients with major depressive disorder (n = 108). Thus, higher methylation has been reported in patients with severe symptoms and a history of childhood abuse.
On the other hand, Alasaari et al. [
31] reported significantly lower SLC6A4 promoter methylation in nurses (n = 24) compared to other areas with a low stress level (n = 25). These results contradict the results of previous studies, which support a positive association between stress and SLC6A4 methylation.
In 2023, Comtois-Cabana et al. [
22] investigated the association between depressive symptoms and methylation levels of specific genes, including NR3C1 and SLC6A4. Adults with higher depressive symptoms exhibited higher methylation levels at two CpG sites across the NR3C1 promoter regions (n = 34) and lower methylation levels at three CpG sites across the SLC6A4 promoter region (n = 31). This study is the first to investigate the association between depressive symptoms and NR3C1 methylation levels in saliva samples of adults. The findings are consistent with some previous studies that also detected higher levels of NR3C1 methylation in blood samples of depressed adults compared to controls. While the majority of studies have found higher SLC6A4 methylation levels in association with depressive symptoms, some studies have reported conflicting results.
Song et al. [
32] analyzed the correlations between BDNF methylation, scale scores for depressive symptoms, and work stress in the Japanese population (n = 774). Significantly lower BDNF methylation was reported in individuals with high questionnaire scores but considerably higher in individuals with high work stress levels.
Studies by Sadeh et al. [
33,
34] investigated the relationship between post-traumatic stress, depression and SKA2 gene methylation in a group of war veterans. In the first study, a positive association between PTSD symptoms and SKA2 methylation was reported, but no association with depressive symptoms (n = 145). On the other hand, in a subsequent study, Sadeh and colleagues reported an association between PTSD and SKA2 methylation, as well as an association between gene methylation and depressive symptoms (n = 466). The authors acknowledged that the discrepancy was due to chronic PTSD (i.e., the length of time since PTSD was diagnosed).
OXTR (oxytocin receptor). Smearman et al. [
35] reported a positive association between a history of childhood abuse and OXTR methylation; however, the association was no longer valid after the correction for multiple comparisons.
Ludwig B. et al. [
37] suggest a positive but nonsignificant association between the severity of depression symptoms and OXTR methylation. Also, the severity of emotional neglect in patients with affective disorders, but not childhood adverse experiences, was associated with OXTR methylation levels. On the other hand, Reiner et al. [
39] found significantly lower exon 1 OXTR DNA methylation in depressed patients compared to healthy controls both before and after treatment. This suggests that lower methylation at CpG sites is associated with higher transcriptional activity of the OXTR gene, potentially leading to increased oxytocin receptor expression in brain areas implicated in depression.
Kogan et al. [
38] demonstrate that contextual stressors, both in childhood and emerging adulthood, can increase defensive/hostile relational schemas. These schemas, in turn, are linked to substance abuse and depressive symptoms. Interestingly, the study also explores the moderating role of DNA methylation in the OXTR gene. When OXTR DNA methylation levels were high, the association between contextual stress and defensive/hostile relational schemas was exacerbated. Conversely, when OXTR DNA methylation levels were low, contextual stress did not significantly influence defensive/hostile schemas.
Regarding specific coping strategies, none of the studies thoroughly answered whether they are predictive of affective disorders. However, in most studies, emotion-focused coping is associated with the recurrence of depressive or manic episodes. These strategies could also be associated with a longer recovery time. Relatively few bipolar disorder studies have been identified, with findings mainly limited to major depressive disorder. In cross-sectional studies, a clear distinction between psychiatric symptoms and emotion-focused coping strategies is difficult to achieve, so the results of these studies can only partially address the goal (
Table 2).
Table 2.
Coping mechanisms in patients with bipolar disorder and major depressive disorder.
Table 2.
Coping mechanisms in patients with bipolar disorder and major depressive disorder.
STUDY |
NUMBER OF PATIENTS |
GENDER |
AGE (average) |
QUESTIONNARE |
RESULTS |
Kasi et al. [40] |
162, MDD (major depressive disorder) and GAD (generalized anxiety disorder) |
74.4% M; 25.3% F |
It does not specify |
COPE (Coping Orientation to Problems Experienced Inventory) |
In patients diagnosed with generalised anxiety disorder or major depressive disorder, “religion-oriented” was the most common coping mechanism identified. |
Horwitz et al. [41] |
286, MDD |
41%M; 59% F |
18 |
COPE, C-SSRS (Columbia Suicide Severity Rating Scale) |
Active coping was correlated with lower C-SSRS sores at follow-up. |
Fletcher et al. [42] |
379, BD (bipolar disorder) + MDD |
41% M 59%F |
39 |
COPE, RPA (Responses to Positive Affect), CIPM (Coping Styles in Prodrome of Bipolar Mania), RSQ (Response Style Questionnaire),CERQ (Cognitive Emotion Regulation Questionnaire) |
A number of differences were found between the group of patients with unipolar depression and the group with bipolar depression, the former being oriented towards active coping, focused on the problem. |
Au CH et al. [43] |
115, BD |
37%M; 63%F |
47 |
SCOS (Stigma Coping Orientation Scale) |
It has been reported that low self-esteem is crucial to social functioning. Dysfunctional coping predominates among these patients. |
Nitzburg et al. [44] |
92, BD |
48%M; 42%F |
45 |
COPE |
Dysfunctional coping is a predictive factor for many disabilities, while active coping is associated with resilience. Likewise, behavioral disengagement and guilt are predictors of disability. |
Paans et al. [45] |
90, BD |
45%M; 55%F |
67 |
UCL |
The authors reported positive associations between better cognitive functioning and active coping. |
Lin J et al. [7] |
310, MDD with suicidal risk |
It does not specify |
30 |
SCSQ (Simplified Coping Style Questionnaire) |
Patients at risk of suicide had negative coping strategies and an inadequate social support network. |
Kuiper et al. [45] |
89, MDD |
It does not specify |
20 |
COPE |
Problem-centred coping has been shown to correlate with better functionality. Emotion-centred coping and dysfunctional coping have been associated with low resilience |
Orzechowska et al. [46] |
80, MDD and BD |
48 women, 32 men |
49 |
COPE |
Unlike healthy people, depressed patients in stressful situations more often use strategies based on avoidance, denial and have more difficulty in finding positive aspects of stressful events. |
Roohafza HR et al. [47] |
4685, MDD and GAD |
It does not specify |
49 |
COPE |
The results show that positive interpretation and growth, active coping and a supportive social network are protective factors in major depressive disorder and generalised anxiety disorder. |
Longitudinal studies have consistently demonstrated the pivotal role of coping strategies in determining the trajectory of affective disorders. Research by Fletcher et al. [
42] and Horwitz et al. [
41], and Kasi et al. [
40] highlight that adaptive coping strategies are associated with more extended remission periods and a reduced risk of recurrence. Conversely, passive coping is linked to an increased risk of recurrence and more severe symptoms of depression. Additionally, while individuals diagnosed with major depressive disorder may not significantly differ from their healthy counterparts in their response to stressful situations [
46], problem-centred coping emerges as a good predictor of post-hospital symptoms [
47].