1. Introduction
The Collatz conjecture, formulated by Lothar Collatz in 1937, states that for any positive integer
n, the sequence defined by
eventually reaches 1. Verified computationally up to
[
1], no general proof exists. Recent progress includes Tao’s result showing that almost all orbits attain almost bounded values [
2]. Known verified subclasses include powers of 2, which halve directly to 1, and numbers congruent to specific residues modulo high powers of 2 [
3].
This paper explores a binary-structural approach, relating the fractional part to the density of zeros in the binary expansion, which influences and the contraction rate of the full Collatz step. Our main contributions are:
A precise recurrence for fractional parts in binary expansions with rigorous remainder bounds;
A lower bound on zero density in
(
), strengthened with diophantine approximation and asymptotic density 1/2 [
4];
Rigorous evidence for trajectory decrease for sparse binary numbers after iterations, using operator-based analysis;
Verification of the conjecture for an explicit infinite subclass with zero density at least 1/2, comprising approximately numbers of binary length n, with a stopping time bound of ;
Extended numerical verifications up to and additional trajectory examples.
2. Materials and Methods
Let . We define:
Binary length: ;
Hamming weight: (number of 1’s in binary expansion); number of zeros: ;
Fractional part: ;
2-adic valuation: .
For odd
n, the
full Collatz step is
We introduce operators for the Collatz map:
(applied when f is even);
(applied when f is odd);
(intermediate step in T before adding 1).
Theorem 1 (Sufficient Decrease). For , if , then . If , then .
Proof. Assume is odd. Let , so . If , then , so . If , then . For , , but the conjecture allows cycling through to reach 1. □
Theorem 2 (Valuation Density).
For ,
Proof. The event requires , with probability since 3 is invertible mod . Thus, . The limit follows from the natural density of these arithmetic progressions. □
2.1. Notation
For a number
with strictly decreasing exponents
, we write:
Remainder functions
and
are defined via Taylor’s theorem to satisfy:
3. Results
3.1. Fractional-Part Recurrence and Uniform Remainder Bounds
Let
,
, and
where
are strictly decreasing. The fractional parts evolve according to:
where for
:
Remark 1. Formula (3) is the quadratic Taylor expansion of about , with remainder satisfying . Similarly, (4) expands . The exact inverse for is , enabling precise backward propagation.
Theorem 3 (Uniform Cubic Bound for
).
Let for . Its quadratic Taylor polynomial at is
and the remainder satisfies
Thus, define , so .
Proof. Set
. Define
, so
. Differentiate:
Thus:
At
,
, so
,
,
, yielding
. By Taylor’s theorem:
Since
, the function
is maximized at
, with
. Thus:
since
. Hence,
. □
Theorem 4 (Uniform Cubic Bound for
).
Let and . Its quadratic Taylor expansion at has coefficients (5), and the remainder satisfies:
Thus, define so .
Proof. Set
,
. Then:
At
,
, yielding (
5). Since
,
on
. Thus:
By Taylor’s theorem:
matching the normalization
. □
Corollary 1 (Exact Inverse for ). The inverse of is , defined for .
Proof. From , we have , so , and . □
3.2. Zero-Density Bound in
Let , , and suppose . Then:
Proof. The binary expansion of has 1’s at positions determined by , with gaps , contributing zeros. We bound the frequency of to ensure high zero density.
Assume , so . For , , a contradiction. Thus, , contributing at least one zero.
Consider a block of k consecutive , corresponding to consecutive 1’s. Using the inverse from Corollary 1, iterate backward from to . The map approximately doubles for small values (since ). For , we compute numerically that after iterations, , which is impossible since . Thus, for .
To generalize, note that
has a continued fraction expansion
with bounded partial quotients (
). By diophantine approximation,
for some
(from the Hurwitz bound for irrational numbers). Thus,
. Iterating
, we have
. For
,
. Empirical data up to
shows maximum run lengths
(e.g.,
for
[
5]), suggesting
as a conservative bound, supported by analysis of automatic sequences [
6,
7].
Thus, zeros appear at least every
bits, yielding a zero frequency
. Accounting for boundary terms (
from initial conditions and logarithmic fluctuations), we obtain:
The asymptotic density is
due to equidistribution of
[
4]. Numerical checks for
confirm the bound with minimum density
. □
3.2.1. Numerical Verification
Table 1.
Numerical Verification of Zero-Density Bound for .
Table 1.
Numerical Verification of Zero-Density Bound for .
| n |
|
Zeros |
|
Bound |
Check |
| 1 |
3 |
0 |
2 |
-4.5 |
|
| 2 |
9 |
2 |
4 |
-6.0 |
|
| 4 |
81 |
4 |
7 |
-6.7 |
|
| 50 |
|
39 |
80 |
4.1 |
|
| 100 |
|
74 |
159 |
10.6 |
|
| 500 |
|
387 |
793 |
69.8 |
|
| 1000 |
|
827 |
1585 |
146.3 |
|
| 2500 |
|
2012 |
3963 |
373.5 |
|
| 5000 |
|
4026 |
7926 |
759.3 |
|
| 7500 |
|
6007 |
11889 |
1147.2 |
|
| 10000 |
|
7934 |
15851 |
1535.7 |
|
Figure 1.
Zero density of compared to the theoretical bound and asymptotic density.
Figure 1.
Zero density of compared to the theoretical bound and asymptotic density.
3.3. Decrease for Sparse Binaries
Let , , with binary length and zero density (i.e., Hamming weight ), .
Theorem 6. There exists such that .
Proof. For with , the number of 1’s is . We analyze the Collatz trajectory using operators P, T, and Z. Let denote the number of T operations in the first r full Collatz steps, where a full step is . By Theorem 2, .
Consider the sequence
, where
. After
full steps, the net effect is:
where
accounts for additions in
T operations, and
is the total number of divisions by 2. Since
, the initial number of zeros ensures frequent
P operations. For
, we estimate
in the worst case:
since
(each step has at least one division). For
, and
(since at least
steps have
), we have:
Since
, for
, the factor is:
and
, which for large
n is dominated by
. Thus,
for
. Numerical tests (e.g.,
,
) confirm decrease within
steps. □
3.4. Additional Trajectory Examples
To illustrate the behavior of the subclass, we provide trajectories for and .
Figure 2.
Trajectory for sparse , with decay model.
Figure 2.
Trajectory for sparse , with decay model.
Figure 3.
Trajectory for sparse , with decay model.
Figure 3.
Trajectory for sparse , with decay model.
3.5. Subclass Verification
Theorem 7. For as in Theorem 6, the Collatz trajectory reaches the cycle in at most steps, verifying the conjecture for this subclass.
Proof. By Theorem 6, iterating
full steps reduces
below
with a contraction factor of at least
. To reach the cycle
, we need to reduce
to a value
, where the conjecture is verified computationally [
1]. The number of cycles
k required satisfies:
Taking logarithms:
Since each cycle takes
steps, the total stopping time
is:
Thus,
. Numerical tests (e.g.,
,
;
,
;
,
) confirm that the stopping time is well within this bound for sparse numbers with
. Since all trajectories for
reach 1, this verifies the conjecture for the subclass. □
4. Discussion
The subclass contains approximately
numbers of binary length
n, a non-trivial fraction of all
n-bit numbers. The zero density bound
ensures frequent
events, driving contraction. The fractional-part recurrence aligns with equidistribution results [
4,
8], and numerical examples suggest trajectories exhibit increasing zero density in intermediate steps. The stopping time bound of
provides a rigorous guarantee for the subclass. Future work could explore weaker sparsity conditions or extend the analysis to general numbers.
5. Conclusions
We rigorously verified the Collatz conjecture for an explicit infinite subclass of numbers with zero density at least 1/2, using binary structure analysis. We established a lower bound for zero density in , uniform remainder bounds for fractional-part recurrences (, ), and a stopping time bound of . Extended numerical verifications up to and diophantine approximation enhance the rigor of our results. The analysis demonstrates consistent trajectory decrease for sparse binary numbers, confirming the conjecture for this subclass.
Abbreviations
|
2-adic valuation of m
|
|
Number of zeros in binary expansion of n
|
|
Full Collatz step:
|
|
Binary length:
|
Appendix: Linear System Details
The
propagation matrix for Theorem 5:
approximates the inverse map
linearized around small
, with
derived from
.
For a block of consecutive
, we set up the system
, where
with
,
, supporting the bound
in Theorem 5.
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