§5. Possibility of Not Successful Odd Sequence Set
Remark: From Theorem 4.4, it follows that every term of every sequence in H = n is successful, and every odd number that is successful must be in one of these sequences of H. Therefore, to prove that all odd numbers are successful, it is sufficient to show that every odd number is in one of these sequences of H.
Lemma 5.1: (1) If p is a front odd number of q,and the odd number q is not successful, then the odd number p is also not successful.
(2) If r is a back odd number of q,and the odd number q is not successful,then the odd number r is also not successful.
Proof: (1) First, since q is not successful, q ≠ 1. Assume that the odd number p is successful,then there exists a positive integer k,such that p is k steps successful. And by Theorem 2.3, q is the unique back odd number of p. Then, by Definition 4.1, k > 1,and q is k-1 steps successful. Contradiction.
Assume that the odd number r is successful,then there exists a positive integer m, such that r is m steps successful, so q is m+1 steps successful. Contradiction.■
By Theorem 3.1, any odd number is a term of only one sequence in S1 ∪ S2.
Lemma 5.2: If an odd number p is not successful,and p is a term of some sequence {an} in S1 ∪ S2,then all terms of {an} are not successful.
Proof: From Theorem 4.4, it follows that all odd numbers in the sequence set H are successful. Since the odd number p is not successful, p is not in H.And the odd number p is a term in some sequence {an}.Since H is the sequence set , that sequence {an} is also not in H. In the other words, all terms of {an} are not in H. By Theorem 4.4, all terms of {an} are not successful.■
Remarks:(1)In a Collatz odd sequence,if there is a situation like q1,q2,...,qk,q1,where q1,q2,...,qk are different from each other,and the odd number q1 recurring,then we call these k odd numbers to form a k-cycle.In fact,it is impossible to have such a k-cycle in a successful Collatz odd sequence.Because there must be a positive integer s for a successful odd number q1,so that q1 is s steps successful,so,there is a Collatz odd sequence q1,ps-1,ps-2,...,p1,1.
Assume q1 is in a k-cycle q1,q2,...,qk,q1.Then q1 has a Collatz odd sequence q1,q2,...,qr,pt,pt-1,...,p1,1,where q2 = ps-1,...,qr = pt+1,1 ≦ r ≦ k,r is a definite integer.Then qr has 2 back odd numbers qr+1 and pt,where if r = k,then qr+1 = qk+1 = q1,and if r = 1,then pt = ps-1.By Theorem 2.3,this is impossible.
(2)Assuming that p1 is not successful,and p1 is in a k-cycle p1,p2,...,pk,p1.Then by Theorem 2.3, Collatz odd sequence of these k odd numbers is the k-cycle,and any one of these k odd numbers can not appear in other j-cycle.And these k odd numbers are not successful.
(3)Let p be a front odd number of q.Then there exists a positive integer i,such that 3p+1 = 2iq.If i = 1,then q = (3p+1)/2 > p.If i ≧ 2,then q = (3p+1)/2i < p.Note that any odd number is a term of some sequence in S1 ∪ S2.By Theorem 3.5,for any sequence {an} = {an∣a1 = 4k-1,an = 4an-1 +1 ,n=2,3,4,...}∈ S1 ,3an + 1 = 22n-1(6k-1) (n = 1,2,3,...),where any term of {an} is a front odd number of 6k-1.And when n =1,that is,i = 2n-1 = 1,6k-1 > a1.When n ≧ 2,that is,i = 2n-1 ≧ 3,6k-1 < an.And by Theorem 3.6,for any sequence {an} = {an∣a1 = 8k+1,an = 4an-1 +1 ,n=2,3,4,...}∈ S2,3an + 1 = 22n(6k+1) (n = 1,2,3,...),where any term of {an} is a front odd number of 6k+1.When n = 1,2,3,...,that is,i = 2n ≧ 2,6k+1 < an.
Lemma 5.3:(1)There are no 2-cycles in Collatz odd sequences.
(2)There are no 3-cycles in Collatz odd sequences.
Proof: (1)Suppose that there is a 2-cycle q1,q2,q1 in Collatz odd sequences.Let q1 < q2.Because q1 is a front odd number of q2,so there is a positive integer i,such that 3q1+1 = 2iq2.By Remark(3) above,i = 1,that is,3q1+1 = 2q2.And because q2 is a front odd number of q1,so there is a positive integer j,such that 3q2+1 = 2jq1,i.e,(3q2+1)/2j = q1.By Remark(3) above,since q2 > q1,j ≧ 2.But (3q1+1)/2 = q2.When j = 2,(3q2+1)/2j =(3((3q1+1)/2)+1)/22 = (9q1+5)/8 > q1.When j ≧ 3,(3q2+1)/2j ≦ (3((3q1+1)/2)+1)/23 = (9q1+5)/16 < q1.That is to say, (3q2+1)/2j ≠ q1.So,there are no 2-cycles in Collatz odd sequences.
(2)And suppose that there is a 3-cycle q1,q2,q3,q1 in Collatz odd sequences.Let q1 < q2 and q1 < q3.The following are divided into two cases.
Case 1:q2 > q3.Since q1 < q2,and q1 is a front odd number of q2,by Remark(3) above,3q1+1 = 2q2,i.e,(3q1+1)/2 = q2.Since q2 > q3,and q2 is a front odd number of q3,3q2+1 = 2iq3,i.e,(3q2+1)/2i = q3,where i ≧ 2.Since q3 > q1,and q3 is a front odd number of q1,3q3+1 = 2jq1,i.e,(3q3+1)/2j = q1,where j ≧ 2.But (3q3+1)/2j ≦ (3q3+1)/22 = (3( (3q2+1)/2i)+1)/22 ≦(3( (3q2+1)/22)+1)/22 = (9q2+7)/16 = (9((3q1+1)/2)+7)/16 = (27q1+23)/32 < q1.(Note that because small odd numbers must be successful,and odd numbers in k-cycle are all not successful,so,we can set q1 > 99.) That is to say,(3q3+1)/2j ≠ q1.Contradiction.
Case 2:q2 < q3.Since q1 < q2,and q1 is a front odd number of q2,by Remark(3) above,3q1+1 = 2q2,i.e,(3q1+1)/2 = q2.Since q2 < q3,and q2 is a front odd number of q3,3q2+1 = 2q3,i.e,(3q2+1)/2 = q3.Since q3 > q1,and q3 is a front odd number of q1,3q3+1 = 2iq1,i.e,(3q3+1)/2i = q1,where i ≧ 2.But (3q3+1)/2i = (3((3q2+1)/2)+1)/2i = (9q2+5)/2i+1 =(9((3q1+1)/2)+5)/2i+1 = (27q1+19)/2i+2,
where i ≧ 2.And when i = 2,(3q3+1)/2i = (27q1+19)/2i+2 = (27q1+19)/16 > q1.when i ≧ 3,(3q3+1)/2i = (27q1+19)/2i+2 ≦ (27q1+19)/32 < q1,where set q1 > 99. That is to say,(3q3+1)/2i ≠ q1.
Contradiction.
So,there are no 3-cycles in Collatz odd sequences.■
Remark:The same method can be used to prove that there are no 4-cycles,5-cycles,etc.But there are too many cases to consider,and it will not go on.Later,in Theorem 5.5,we will prove that the k-cycle does not exist.
Remark:Suppose that an odd number q1 is not successful.Then a Collatz odd sequence q1,q2,...,qn,...can be obtained,where qi+1 is the unique back odd number of qi,i = 1,2,3,....By Lemma 5.1,each odd number in the Collatz odd sequence is not successful.In this point,there exist two cases for the Collatz odd sequence q1,q2,...,qn,...
Case 1:All odd numbers of the Collatz odd sequence q1,q2,...,qn,... are different from each other.
Case 2:q1,q2,...,qk,qk+1,qk+2 are different from each other,and qk+3 is an odd number in q1,q2,...,qk+2,such as,qk+3 = q3.Then q3,q4,...,qk+2,q3 is a k-cycle,k ≧ 4.(k ≧ 4 is because the non-existence of 2-cycle and 3-cycle has been proved in Lemma 5.3.)And the Collatz odd sequence q1,q2,...,qn,... is changed to q1,q2,q3,...,qk,qk+1,qk+2,q3,...,qk,qk+1,qk+2,q3,...,by Theorem 2.3,here this k-cycle keeps appearing repeatedly.For convenience,in the following, the Collatz odd sequence has been replaced with r1,r2,q1,q2,q3,...,qk,q1,q2,q3,...,qk,q1,....
Now,As with the construction of the sequence set H,from not successful Collatz odd sequence q1,q2,...,qn,..., the following series Gn of sequence sets is constructed.In the above Case 2,q1,q2,...,qn,...has been replaced with q1,q2,q3,...,qk,q1,q2,q3,...,qk,q1,....
The following construction is unified for Case 1 and Case 2.In the construction of Gn,for Case 2,when n = ik + m,let qn = qm,where i = 0,1,2,...,m = 1,2,...,k.
Firstly, we construct a sequence set G1.
Note that each odd number in the Collatz odd sequence q1,q2,...,qn,...is not successful, and q2 is the unique back odd number of q1 .
Write G11 = {ƒ(q2)} = {{an}},where {an} ∈ S1 ∪ S2,all terms of {an} are all front odd numbers of q2,and the odd number q1 is a term of {an}.
Write G12 = {ƒ(p)| p ∈ G11 ∩ (D ∪ E)}.
Write G13 = {ƒ(p)| p ∈ G12 ∩ (D ∪ E)}.
Assume that the sequence set G1n has been formed.
Write G1,n+1 = {ƒ(p)| p ∈ G1n ∩ (D ∪ E)}.
Denote G1 =1n.
And construct a sequence set G2.
Note that q3 is the unique back odd number of q2.
Write G21 = {ƒ(q3)} = {{bn}},where the odd number q2 is a term of {bn}.
Write G22 = {ƒ(p)| p ∈ G21 ∩ (D ∪ E)}.
Write G23 = {ƒ(p)| p ∈ G22 ∩ (D ∪ E)}.
Assume that the sequence set G2n has been formed.
Write G2,n+1 = {ƒ(p)| p ∈ G2n ∩ (D ∪ E)}.
Denote G2 =2n.
So on and so forth.
Suppose again that Gn = nk has been constructed.In the construction of Gn,for Case 2,when n = ik + m,let qn = qm,where i = 0,1,2,...,m = 1,2,...,k.
At this point, Gn1 has only one sequence, denoted {cn},and qn ∈ {cn}.qn+1 is the unique back odd number of qn.
Write Gn+1,1 ={ƒ(qn+2)}= {{dn}}.where the odd number qn+1 is a term of {dn}.
Write Gn+1,2 = {ƒ(p)| p ∈ Gn+1,1 ∩ (D ∪ E)}.
Write Gn+1,3 = {ƒ(p)| p ∈ Gn+1,2 ∩ (D ∪ E)}.
Assume that the sequence set Gn+1,k has been formed.
Write Gn+1,k+1 = {ƒ(p)| p ∈ Gn+1,k ∩ (D ∪ E)}.
Denote Gn+1 =n+1,k.
Now Gn has been constructed recursively, where n = 1,2,3,....
Remark:For r1 and r2 mentioned in Case 2,because r2 is a front odd number of q1,and r1 is a front odd number of r2,and q1 ∈ G11,so,r2 ∈ ƒ(q1) ∈ G12 and r1∈ ƒ(r2) ∈ G13.In other words, r1 and r2 are all in G1.
The following Theorem 5.4 is valid for both Case 1 and Case 2.
Theorem 5.4:(1) Any term of all sequences in the set Gn is not successful,where n = 1,2,3,....
G1 ⊂ G2 ⊂ ... ⊂ Gn ⊂ ....,where Gi is a proper subset of Gi+1,i = 1,2,3,....
Proof:(1)Induction for Gnk,where n = 1,2,3,.... Firstly,consider Gn1.Since qn is not successful, and qn ∈ {cn},(see Gn1.)by Lemma 5.2,any term of the unique sequence {cn} in Gn1 is not successful.The result holds for k = 1.
Consider Gn2 = {ƒ(p)| p ∈ Gn1 ∩ (D ∪ E)}.Let ƒ(q) = {bn}(∈ S1 ∪ S2) be any sequence in Gn2.Then q ∈ Gn1 ∩ (D ∪ E),and all term of {bn} are all front odd numbers of q.Since q ∈ Gn1,q is not successful.And by Lemma 5.1(1),all term of {bn} are not successful.So the result holds when k = 2.
Assume that the result holds for k = i, that is, any term of any sequence in Gni is not successful.
Consider Gn,i+1 = {ƒ(p)| p ∈ Gni ∩ (D ∪ E)}.Let ƒ(q) = {dn}(∈ S1 ∪ S2) be any sequence in Gn,i+1.Then q ∈ Gni ∩ (D ∪ E),and all term of {dn} are all front odd numbers of q.Since q ∈ Gni,by inductive assumption,q is not successful.And by Lemma 5.1(1),all term of {dn} are not successful.So the result holds when k = i+1.
(2) First prove that G1 ⊂ G2 . Look back at the construction of G2.Note that G11 = {ƒ(q2)}
= {{an}}, where {an} ∈ S1 ∪ S2,and the odd number q1 is a term of {an}.G21 = {ƒ(q3)} = {{bn}},where {bn} ∈ S1 ∪ S2,and the odd number q2 is a term of {bn}. G22 = {ƒ(p)| p ∈ G21 ∩ (D ∪ E)}.Since q2∈ {bn} ∈ G21,and ƒ(q2) = {an},(any term of {an} is a front odd numbers of q2.)q2 ∈ G21 ∩ (D ∪ E).Thus ƒ(q2) ∈ G22,i.e, G11 ⊂ G22.Because G12 = {ƒ(p)| p ∈ G11 ∩ (D ∪ E)},and G23 = {ƒ(p)| p ∈ G22 ∩ (D ∪ E)},and (G11 ∩ (D ∪ E)) ⊂ (G22 ∩ (D ∪ E)),so,G12 ⊂ G23.By analogy,it follows that G13 ⊂ G24 ,...,G1n ⊂ G2,n+1 , etc.
Since G1 = G11 ∪ G12 ∪ ... ∪ G1n ∪ ... G2 = G21 ∪ G22 ∪ ... ∪ G2n ∪ G2,n+1 ∪ ... So G1 ⊂ G2.Obviously,G1 is a proper subset of G2. By analogy, G2 ⊂ G3 ⊂ ... ⊂ Gn ⊂ ....■
Theorem 5.5:Case 2 cannot exist,that is,there are no k-cycles in not successful Collatz odd sequence.
Proof: Firstly,for Case 2,by Theorem 5.4,G1 ⊂ G2 ⊂ ... ⊂ Gk+1,where Gi is a proper subset of Gi+1,i = 1,2,...,k.So,G1 is a proper subset of Gk+1, On the other hand, consider the constructions of Gk+1 and G1.Note that Gk+1,1 = {ƒ(qk+2)}, where qk+2 = q2.So,Gk+1,1 = {ƒ(q2)}.But G11 = {ƒ(q2)},so,Gk+1,1 = G11.And because Gk+1,2 = {ƒ(p)| p ∈ Gk+1,1 ∩ (D ∪ E)} = {ƒ(p)| p ∈ G11 ∩ (D ∪ E)},and G12 = {ƒ(p)| p ∈ G11 ∩ (D ∪ E)}, so,Gk+1,2 = G12.By analogy,Gk+1,i = G1i,where i = 3,4,5,....Thus,G1 = 1n = k+1,n = Gk+1. Contradiction. Case 2 cannot exist.■
Next, we just need to discuss Case 1.Consider G1 first.
Theorem 5.6:If q1,q2,...,qn,...is the Collatz odd sequence in the construction of Gn,where all odd numbers of the Collatz odd sequence are different from each other,then
(1)q2 G1i,where i = 1,2,3,....
(2)There are no identical sequences in the sequence set 1i,and no two different sequences in 1i have the same term.
Proof:(1)Firstly,G11 = {ƒ(q2)} = {{an}},where all terms of {an} are all front odd numbers of q2.Because q2 is not successful,so,q2≠ 1, and by Theorem 2.4,q2 G11.Suppose that q2 is a term of some sequence {dn} in some G1i,where i ≧ 2 is a definite integer.Since G1i = {ƒ(p)| p ∈ G1,i-1 ∩ (D ∪ E)},there exists a definite odd number s ∈ G1,i-1 ∩ (D ∪ E),such that ƒ(s) = {dn},and all terms of {dn} are all front odd numbers of s.But q3 is the unique back odd number of q2 (∈{dn}),so,q3 = s ∈ G1,i-1.By analogy,q4 ∈ G1,i-2,...,qi ∈ G12,qi+1 ∈ G11.But G11 = {ƒ(q2)} = {{an}},where all terms of {an} are all front odd numbers of q2.So,q2 is a back odd number of qi+1(∈ {an}).Then qi+1 has two back odd number q2,qi+2(≠ q2),where i ≧ 2.By Theorem 2.3,this is impossible.
(2)Induction.First prove that the result holds for G11 ∪ G12.Note that G11 = {ƒ(q2)} = {{an}}= {ƒ(p)| p ∈ {q2} ∩ (D ∪ E)},and G12 = {ƒ(p)| p ∈ G11 ∩ (D ∪ E)}.So,G11 ∪ G12 = {ƒ(p)| p ∈ ({q2}∪ G11)∩ (D ∪ E)}.By (1),q2 G11.And ({q2}∪ G11)∩ (D ∪ E) has not the same odd number.Because ƒ is a bijection,so,there are no identical sequences in the sequence set G11 ∪ G12.Then since G11 ∪ G12 ⊂ S1 ∪ S2 ,by Theorem 3.1,no two different sequences in G11 ∪ G12 have the same term.
Consider G13 = {ƒ(p)| p ∈ G12 ∩ (D ∪ E)}.Then 1i = {ƒ(p)| p ∈ ({q2}∪ G11)∩ (D ∪ E)} ∪ {ƒ(p)| p ∈ G12 ∩ (D ∪ E)} = {ƒ(p)| p ∈({q2}∪ G11∪ G12 ) ∩ (D ∪ E)}.By (1),q2 G11 ∪ G12.And because there is no same odd number in G11∪ G12,so, there is no same odd number in ({q2}∪ G11∪ G12 ) ∩ (D ∪ E).Because ƒ is a bijection,so,there are no identical sequences in the sequence set 1i .Then by Theorem 3.1,no two different sequences in 1i have the same term.
Assume there are no identical sequences in the sequence set 1i,and no two different sequences in 1i have the same term,i,e.there is no same odd number in 1i.
Note that 1i = {ƒ(p)| p ∈({q2}∪( 1i) ) ∩ (D ∪ E)}.By (1),q2 1i. By the inductive assumption, there is no same odd number in 1i.So,there is no same odd number in ({q2}∪( 1i) ) ∩ (D ∪ E).Because ƒ is a bijection,so,there are no identical sequences in the sequence set 1i .Then by Theorem 3.1,no two different sequences in 1i have the same term.■
The same method can be used to prove the following Theorem 5.7.
Theorem 5.7:If q1,q2,...,qn,...is the Collatz odd sequence in the construction of Gn,where all odd numbers of the Collatz odd sequence are different from each other,then for n = 2,3,4,...,
(1)qn+1 Gni,where i = 1,2,3,....
(2)There are no identical sequences in the sequence set ni,and no two different sequences in ni have the same term.■