Preprint Article Version 3 Preserved in Portico This version is not peer-reviewed

Self-Organized Criticality of Traffic Flow: Implications for Congestion Management Technologies

Version 1 : Received: 3 August 2021 / Approved: 5 August 2021 / Online: 5 August 2021 (08:02:42 CEST)
Version 2 : Received: 8 September 2021 / Approved: 9 September 2021 / Online: 9 September 2021 (15:58:11 CEST)
Version 3 : Received: 2 February 2023 / Approved: 3 February 2023 / Online: 3 February 2023 (13:50:11 CET)

A peer-reviewed article of this Preprint also exists.

Laval, J. A. Self-Organized Criticality of Traffic Flow: Implications for Congestion Management Technologies. Transportation Research Part C: Emerging Technologies, 2023, 149, 104056. https://doi.org/10.1016/j.trc.2023.104056. Laval, J. A. Self-Organized Criticality of Traffic Flow: Implications for Congestion Management Technologies. Transportation Research Part C: Emerging Technologies, 2023, 149, 104056. https://doi.org/10.1016/j.trc.2023.104056.

Abstract

Self-organized criticality (SOC) is a celebrated paradigm from the 90’s for understanding dynamical systems naturally driven to its critical point, where the power-law dynamics taking place make predictions practically impossible, such as in stock prices, earthquakes, pandemics and many other problems in science related to phase transitions. Shortly thereafter, it was realized that traffic flow might be in the SOC category, implying that conventional traffic management strategies seeking to maximize the local flows can become detrimental. This paper shows that the Kinematic Wave model with triangular fundamental diagram, and many other related traffic models, indeed exhibit SOC, thanks in part to the fractal nature of traffic exposed here on the one hand, and our need to get to our destinations as soon as possible, on the other hand. Important implications for congestion management of traffic near the critical region are discussed, such as: (i) Jam sizes obey a power-law distribution with exponent 1/2, implying that both its mean and variance become ill-defined and therefore impossible to estimate. (ii) Traffic in the critical region is chaotic in the sense that predictions becomes extremely sensitive to initial conditions. (iii) However, aggregate measures of performance such as delays and average speeds are not heavy tailed, and can be characterized exactly by different scalings of the Airy distribution, (iv) Traffic state time-space “heat maps” are self-affine fractals where the basic unit is a triangle, in the shape of the fundamental diagram, containing 3 traffic states: voids, capacity and jams. This fractal nature of traffic flow calls for analysis methods currently not used in our field.

Keywords

traffic flow; kinematic wave model; self-organized criticality; fractals; complexity; catastrophe theory ; non-equilibrium critical phenomena

Subject

Engineering, Civil Engineering

Comments (1)

Comment 1
Received: 3 February 2023
Commenter: Jorge Laval
Commenter's Conflict of Interests: Author
Comment: Final accepted version in Transportation Research part C
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