Submitted:
02 August 2026
Posted:
03 August 2026
You are already at the latest version
Abstract
Keywords:
1. Introduction
2. Materials and Methods
2.1. Study Area Description
2.2. Technology
2.3. Method and the Input Geomechanical Parameters
3. Results
3.1. Complete Extraction Without Leaving Pillars Between Adjacent Stopes
3.2. Ore Extraction with Inter-Stope Pillars of 10 m
3.3. Ore Extraction with Inter-Stope Pillars of 15 m
3.4. Ore Extraction with Inter-Stope Pillars of 20 m
4. Discussion
4.1. Critical Pillar Thickness
4.2. Independent Stability Criteria
4.3. Saturation Behaviour and Diminishing Returns
4.4. Engineering Consistency with Field Observations
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
- Marczis, D.; Karácsony, T.; Straubinger, A. Sustainability and Climate Risk Analysis of Gold as a Central Bank Reserve Asset. Financ. Econ. Rev. 2025, 24, 73–97. [Google Scholar] [CrossRef]
- Panfili, F.; Daini, F.; Potente, F.; Reale, G. Gold as a Safe Haven Asset? Empirical Evidence from a Comparison of Different Financial Assets. In Questioni di Economia e Finanza (Occasional Papers), No. 277; Bank of Italy: Rome, Italy, 2015; Available online: https://www.bancaditalia.it/pubblicazioni/qef/2015-0277/QEF_277.pdf (accessed on 17 July 2026).
- Mizernaya, M.A.; Miroshnikova, A.P.; Pyatkova, A.P.; Akilbaeva, A.T. The Main Geological-Industrial Types of Gold Deposits in East Kazakhstan. Nauk. Visnyk Natsionalnoho Hirnychoho Universytetu 2019, 5, 5–11. [Google Scholar] [CrossRef]
- Maussymbayeva, A.; Umirova, G.; Strukova, P.; Abdullina, A.; Tileuberdi, N.; Nunoo, S. The Search for Small Intrusions of the Stepnyak Gold-Bearing Type within the Akmola Region of Kazakhstan: A Multi-Geophysical Technique and Unmanned Aerial Vehicle Approach. Phys. Chem. Earth Parts A/B/C 2025, 140, 103988. [Google Scholar] [CrossRef]
- Akhmetkanov, D.K.; Bitimbayev, M.Zh.; Lozynskyi, V.; Rysbekov, K.B.; Amralinova, B.B. New Variants for Wide Orebodies High-Capacity Mining Systems with Controlled and Continuous In-Line Stoping. News Natl. Acad. Sci. Repub. Kazakhstan Ser. Geol. Tech. Sci. 2023, 3, 6–21. [Google Scholar] [CrossRef]
- Petlovanyi, M.; Sai, K. Numerical Modelling of Critical Conditions for the Onset of a Limit State in the Rock Mass Surrounding Unfilled Underground Voids in Iron Ore Deposits. Eng. J. Satbayev Univ. 2026, 148, 38–47. [Google Scholar] [CrossRef]
- Cao, R.-H.; Yao, R.; Hu, T.; Wang, C.; Li, K.; Meng, J. Failure and Mechanical Behavior of Transversely Isotropic Rock under Compression-Shear Tests: Laboratory Testing and Numerical Simulation. Eng. Fract. Mech. 2021, 241, 107389. [Google Scholar] [CrossRef]
- Xie, C.; Jia, N.; He, L. Study on the Instability Mechanism and Grouting Reinforcement Repair of Large-Scale Underground Stopes. Adv. Civ. Eng. 2020, 2020, 8832012. [Google Scholar] [CrossRef]
- Mussin, A.; Imashev, A.; Yeskenova, G.; Matayev, A.; Suimbayeva, A.; Zhunusbekova, G.; Shaike, N. Numerical Assessment of Inter-Pillar Stability in Inclined Ore Bodies for Underground Mining Design. Civ. Eng. J. 2025, 11, 3653–3673. [Google Scholar] [CrossRef]
- Bekbergenov, D.; Jangulova, G.; Zeinullin, A.; Zhanakova, R.; Shagirova, K.; Atalykova, N.; Kurmanbayev, O. Modeling of Geomechanical Processes from Open Pit to Underground Mining with Complex Morphology. Civ. Eng. J. 2025, 11, 2862–2888. [Google Scholar] [CrossRef]
- Guo, Y.; Miao, Y. Study on Stope Stability in Continuous Mining of Long-Dip, Thin Orebody by Room–Pillar Method. Sustainability 2022, 14, 9601. [Google Scholar] [CrossRef]
- Gao, M.; Shi, Y.; Chen, J.; Su, J.; Guo, Y.; Xing, X. Research on Optimization of Stope Structural Parameters for Open-Pit to Underground Mining Transition Based on Mathews Stability Graph Method. In Sustainable Development and Innovation in Mineral Resource Engineering; Ismail, M.A., Wang, L., Eds.; Springer: Cham, Switzerland, 2026; pp. 217–225. [Google Scholar] [CrossRef]
- Mortazavi, A.; Osserbay, B. The Consolidated Mathews Stability Graph for Open Stope Design. Geotech. Geol. Eng. 2022, 40, 2409–2424. [Google Scholar] [CrossRef]
- Carter, T.G.; Cottrell, B.E.; Carvalho, J.L.; Steed, C.M. Logistic Regression Improvements to the Scaled Span Method for Dimensioning Surface Crown Pillars over Civil or Mining Openings. In Proceedings of the 42nd U.S. Rock Mechanics Symposium and 2nd U.S.–Canada Rock Mechanics Symposium, San Francisco, CA, USA, 29 June–2 July 2008; p. Paper ARMA-08-282. [Google Scholar]
- Cancino, F.A.; Vallejos, J.A. Integrating Empirical and Numerical Models to Develop Stability Tools for Crown Pillars in Sublevel Open Stoping. Appl. Sci. 2026, 16, 4192. [Google Scholar] [CrossRef]
- Mehra, A.; Budi, G. 3D Modelling Approach to Identify Parametric Configurations for Pillar Stability in an Underground Metal Mine: A Case Study. Geomat. Nat. Hazards Risk 2024, 15, 2367630. [Google Scholar] [CrossRef]
- Jing, L.; Hudson, A. Numerical Methods in Rock Mechanics. Int. J. Rock. Mech. Min. Sci. 2019, 39(4), 409–427. [Google Scholar] [CrossRef]
- Ayoub, A.; Safa, C.; Abdessamad, K. Numerical Modeling for Excavation Stability: Comparing 2D and 3D Approaches in Underground Mining. World Congress on Civil, Structural, and Environmental Engineering, 2025. [Google Scholar] [CrossRef]
- Salmi, E.F.; Phan, T.; Sellers, E.J.; Stacey, T.R. A Review on the Geotechnical Design and Optimisation of Ultra-Long Ore Passes for Deep Mass Mining. Environ. Earth Sci. 2024, 83, 301. [Google Scholar] [CrossRef]
- Shepel, O. Research Methodology for the Stress–Strain State of Rock Mass Using Analytical Methods during the Transition from Open-Pit Mining Technologies to Open-Pit and Underground Mining Technologies for Iron Ore. Collect. Res. Pap. Natl. Min. Univ. 2025, 82, 95–106. [Google Scholar] [CrossRef]
- Wei, X.; Li, Z.; Zhao, G. A Review of Multiscale Numerical Modeling of Rock Mechanics and Rock Engineering. Deep Undergr. Sci. Eng. 2025, 4, 382–405. [Google Scholar] [CrossRef]
- Dzimunya, N.Z.; Fujii, Y. A Proposed Framework to Estimate Pillar Strength in Room-and-Pillar Hard Rock Mines. In Proceedings of the 58th U.S. Rock Mechanics/Geomechanics Symposium, Golden, CO, USA, 23–26 June 2024; p. Paper ARMA-2024-0116. [Google Scholar] [CrossRef]
- Pawelus, D.; Adach-Pawelus, K.; Butra, J. Issue of Selecting Stress Field Parameters for the Analysis of Mining Excavation Stability Using Numerical Methods in the Conditions of the LGCB Mines. Appl. Sci. 2025, 15, 12365. [Google Scholar] [CrossRef]
- Li, H.; Wang, C.; Hua, X.; Zhao, X.; Dai, B.; Huang, Z. Stability Analysis and Support Requirements for Haulage Drift in the Vicinity of Mined Stopes. Geomat. Nat. Hazards Risk 2023, 14, 2265146. [Google Scholar] [CrossRef]
- Kien, D.V.; Anh, D.N.; Thai, D.N. Numerical Simulation of the Stability of Rock Mass around a Large Underground Cavern. Civ. Eng. J. 2022, 8, 81–91. [Google Scholar] [CrossRef]
- Feng, F.; Zhang, J.; Yan, Z.; Wu, Y.; Song, Y.; Xie, Z.; Cheng, X. Safe and Efficient Recovery Technique of Horizontal Isolated Pillar under Loose Tailings Backfill: A Case Study in a Zinc–Lead Mine. Minerals 2022, 12, 1066. [Google Scholar] [CrossRef]
- Kucewicz, M.; Łukasz, M.; Baranowski, P.; Małachowski, J.; Fuławka, K.; Mertuszka, P.; Szumny, M. Numerical Modeling of Blast-Induced Rock Fragmentation in Deep Mining with 3D and 2D FEM Method Approaches. J. Rock. Mech. Geotech. Eng. 2024, 16, 4532–4553. [Google Scholar] [CrossRef]
- Aqazddammou, A.; Chlahbi, S.; Khalil, A. Numerical Modeling for Excavation Stability: Comparing 2D and 3D Approaches in Underground Mining. In Proceedings of the 10th World Congress on Civil, Structural, and Environmental Engineering (CSEE 2025), Paper ICGRE 164. Barcelona, Spain, 10–12 April 2025. [Google Scholar] [CrossRef]
- Babets, D.V.; Yerkinbekov, A.; Moldabayev, S.K.; Assylkhanova, S.; Hnatushenko, V.; Sdvyzhkova, O.O. Intelligent Analysis of the Geomechanical State of Rock Masses during Underground Mining. Mathematics 2026, 14, 2222. [Google Scholar] [CrossRef]
- Moldabayev, A.; Babets, D.V.; Moldabayev, S.K.; Sdvyzhkova, O.; Başçetin, A.; Sultanbekova, Z.Zh. Numerical Simulation of Quarry Wall Stability Considering the Fault Location in the Bottom Part. Min. Miner. Depos. 2026, 20, 41–51. [Google Scholar] [CrossRef]
- Saadat, M.; Khishvand, M.; Seccombe, A. FLAC3D–IMASS Modelling of Rock Mass Damage in Unsupported Underground Mining Excavations: A Safety Factor-Based Framework. Mining 2025, 5, 60. [Google Scholar] [CrossRef]
- Xu, Y.-H.; Jakubec, J.; Thomas, A.; Li, Y.; Zhu, D. Cave-Scale Mine Modeling Challenges and a New 3D-FDEM Modeling Concept. In Proceedings of the 59th U.S. Rock Mechanics/Geomechanics Symposium, 2025; p. Paper ARMA-2025-0882. [Google Scholar] [CrossRef]
- Carranza-Torres, C.; Fairhurst, C. The Elasto-Plastic Response of Underground Excavations in Rock Masses That Satisfy the Hoek–Brown Failure Criterion. Int. J. Rock. Mech. Min. Sci. 1999, 36, 777–809. [Google Scholar] [CrossRef]
- Hong, K.-H.; Han, E.-C.; Kang, K. Determination of Geological Strength Index of Jointed Rock Mass Based on Image Processing. J. Rock. Mech. Geotech. Eng. 2017, 9, 702–708. [Google Scholar] [CrossRef]
- Aitkazinova, S.K.; Sdvyzhkova, O.O.; Imansakipova, N.B.; Babets, D.V.; Klymenko, D. Mathematical Modeling of Quarry Wall Stability under Conditions of Heavily Jointed Rocks. Nauk. Visnyk Natsionalnoho Hirnychoho Universytetu 2022, 6, 18–24. [Google Scholar] [CrossRef]
- Sdvyzhkova, O.; Golovko, Y.; Dubytska, M.; Klymenko, D. Studying a crack initiation in terms of elastic oscillations in stress strain rock mass. Min. Miner. Depos. 2016, 10, 72–77. [Google Scholar] [CrossRef]
















| Property | Sandstone | Siltstone | Diorite |
| Uniaxial Compressive Strength, UCS (MPa) | 109.0 ± 43.9 | 124.1 ± 28.6 | 190.0±30.4 |
| Static Young’s Modulus, Estat (GPa) | 46.5 ± 11.5 | 51.1 ± 6.3 | 60.7±12.7 |
| Poisson’s Ratio, ν (-) | 0.23 ± 0.09 | 0.23 ± 0.05 | 0.14 ± 0.09 |
| Pillar thickness (m) | Maximum displacement | Yielded zones | Numerical convergence | Stability regime |
| 0 | 3.0 m | Extensive, continuous | No | Global instability |
| 10 | 0.58 m | Extensive, partially connected | No | Transitional instability |
| 15 | 0.08 m | Localized | Yes | Global stability with local damage |
| 20 | 0.067 m | Localized | Yes | Stable |
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).