2.1. Results on Rectangular Wood Chips
The poplar wood chips were precisely cut into a parallelepiped geometry, with constant dimensions. Indeed, capillary penetration is well controlled in this way because of the good alignment of fibers in the longitudinal direction, orthogonal to chip thickness (in the radial direction).
Kraft cooking were performed at temperatures ranging from 140 °C to 165 °C. For short cooking times, the kappa number could not be determined because of the high lignin content in the samples.
Global cooking results are presented in
Figure 1.
The total pulp yield (unscreened pulp yield) during cooking is shown on
Figure 1A. At 140 °C, the yield decreased very slowly, reflecting incomplete delignification and a limited dissolution of carbohydrates at the end of the cook. At 145 °C, the yield decreased more sharply from approximately 80% to 64% during the first hour and then stabilized at about 60%, indicating a gradual transition to the bulk phase. At 155 °C, a sharp yield decrease is observed between 30 and 150 min, consistent with bulk delignification, followed by yield stabilization during the residual phase. This temperature seems like a good compromise for a balance between efficient delignification and yield retention (polysaccharides preservation). In contrast, cooking at 165 °C resulted in a strong initial yield loss (~ 60%) followed by stabilization at about 55% pulp yield, the lowest value of the series. This indicates a fast chemical attack on lignin and strong polysaccharides degradation. Although delignification was efficient, fiber quality might be compromised. Overall, it was found that on this temperature range for poplar chips, the final yield presented a rather sharp decrease with increasing temperature, consistent with previous studies [
32]. Final pulp yields values were 71.7% at 140 °C, 55.4% at 145 °C, 56.8% at 155 °C, and 56.5% at 165 °C. Typical valued for industrial Kraft process are around 50% up to 54% with aspen [
33].
The Residual Effective Alkali (REA) profiles presented in
Figure 1B are complementary to the yield observation. At 140 °C, the REA decreased rather gradually (almost linearly) during the cook, reflecting the behavior of a prolonged initial phase and the beginning of the bulk phase without visible transition. At 145 °C, the alkali consumption appeared non-linear, indicating the occurrence of the bulk and residual phases. At 155 °C, a rapid initial alkali consumption was observed, consistent with the strong delignification reflected by the yield loss and kappa number evolutions presented in
Figure 1C. At 165 °C, alkali consumption was the fastest of the series and was consistent with rapid delignification and increased yield loss due to polysaccharides degradation. Final REA values gradually decreased with temperature from 5.4 g.L
-1 at 140 °C, 7.2 g.L
-1 at 145 °C, 3.8 g.L
-1 at 155 °C, and 2.0 g.L
-1 at 165 °C.
The kappa number (KN) evolution during the high-temperature plateau (after 150 min of cooking) is shown in
Figure 1C. At 140 °C, the KN was rather stable until 210 min, corresponding to the continuation of the initial phase, then it decreased continuously but moderately during the bulk phase (KN of 60 at 300 min, and about 55 at the end of the cook; no residual phase). Similarly at 145 °C, no residual phase was observed and a smooth transition between initial and bulk phases occurred.
At 165 °C, the KN decreased rapidly after 150 min (bulk phase) and it stabilized during the residual phase, ending at KN of 16-17. The same effect was observed at 155 °C but the residual phase started later and ended at KN of 21-22. Final kappa values were 56.6 at 140 °C, 39.5 at 145 °C, 21.3 at 155 °C and 15.9 at 165 °C.
Residual lignin content:
During Kraft or soda cooking, it is generally accepted that the residual lignin content (L) in wood (initial wood basis) can be approximately
1 calculated from the kappa number and pulp yield by the following relationship:
Such a relationship generally holds for KN values below 80 (beginning of the high-temperature plateau in our study). For hardwood kraft cooking, the proportionality constant k is generally estimated between 0.16 and 0.17 [
5,
34,
35,
36], and the value of k=0.165 was taken in this study. Since the delignification kinetic generally follows a first-order kinetic law with respect to the lignin content (L), the classical representation of (log
10 (L) vs. plateau time) during the bulk phase is shown in
Figure 2. As expected, the curve fit in
Figure 2 is found to be rather linear.
Kinetic rate constant
k-values at a given temperature can be derived from the slope of each curve. By applying the Arrhenius law:
, one obtains the apparent activation energy E
a from the classical Arrhenius curve represented in
Figure 3:
By linear regression, one obtains: = 12090 K, and then: Ea = 100.5 kJ.mol-1 (taking R= 8.314 J.mol-1.K-1).
In 2009, Marta Margarido (PhD thesis) [
5], working in similar cooking conditions and with the same cooking device, obtained a value of E
a = 131 kJ.mol
-1 for poplar wood chips cooking, rather close to the activation energy value given for the H-factor (134 kJ.mol
-1). However, in Margarido’s study, different wood chips were used: thinner and with different morphologies (half-moon shape). Moreover, poplar wood did not originate from the same ground parcel, and the species was different. In our study, the lower average E
a value found for the global delignification process suggests that mass transfer (reagents diffusion inside wood chips wall) and chemical reactions are simultaneously involved as limiting processes during delignification. Moreover, it is seen in
Figure 3 that the Arrhenius plot is not fully linear. The apparent change in slope suggest a transition from chemical reaction limitations at low temperature to diffusion limitations at higher temperature. This effect have been demonstrated on birch wood meal where a new delignification model has been proposed, based on lignin molecular weight and diffusivity of dissolved lignin fragments along cell wall [
37]. They demonstrated that global delignification rate is mostly limited by the diffusion of lignin fragments whereas alkali diffusion and lignin fragmentation reactions have lower impact on overall delignification kinetic.
Figure 4 shows some morphological characteristics of the obtained fibers after cooking, measured by the Morfi analyzer. At 140 °C, because of the incomplete delignification, fiber morphology and DPv could not be measured. The global trend is a decrease in fiber length and fine content which correlates with kappa number evolution: higher delignification increases fiber separation and the creation of smallest elements.
The effect of temperature on fiber morphology at the end of the cook are typically illustrated by the optical microscope images shown in
Figure 5. Microscopic observations at 140 °C and 145 °C reveal a predominance of poorly separated fibers or shives. The lignified fibers– as evidenced by the staining obtained with Herzberg’s reagent where some areas remain brown rather than blue—are assembled into fiber bundles. On the contrary, at 155 °C cooking temperature, fibers are well individualized. This fiber bundles obtained at the lower temperatures are also clearly visible under SEM (
Figure 5). The SEM images reveal the good separation without degradation of the fiber wall for cooking under more intense conditions (155 °C and 165 °C), which exhibits a smooth structure.
Figure 6 shows the DPv of the final samples after cooking, excluding the cook at 140 °C (because of the incomplete dissolution of this sample in CuED even after a holocellulose stage). At high temperature (165 °C), cellulose was more degraded with a final DPv around 1750-1800 (the random breakage of β-O-4 glycosidic linkages in cellulose by alkaline hydrolysis at high temperature strongly affects the DPv). Subsequent secondary peeling reactions also explain the yield decrease (
Figure 1A). Good cooking conditions are found between 145 °C and 155 °C; at 155 °C the highest DPv (2240) and the lowest kappa number (21.3) were found.
As a summary, it was shown that depending upon the temperature, kraft delignification kinetics of poplar chips was partly controlled by mass transfer (diffusion in the wood matrix) and chemical reactions, resulting in an increasing value of activation energy as the temperature decreases. It might be expected that improving chemical species transfer in the chip wall can improve delignification. In the following part, two pretreatments of the poplar chips prior to kraft cooking were assessed, a mechanical pretreatment (MSD), and an enzymatic (xylanase) pretreatment.
2.2. Kraft Cooking of Xylanase and MSD-Pretreated Wood Chips
Using xylanase and/or mechanically pretreated chips (MSD), poplar cooking experiments were carried out at a unique temperature, 145 °C, using the same cooking conditions as before. At this temperature, delignification is rather slow, but the yield is rather high, and the three delignification phases (initial, bulk and residual) are well observed. It was expected to better highlight differences in cooking behavior, possibly levelled out at higher temperature (although industrial cooks generally proceeds at higher temperature, typically in the range of 150-170 °C [
33]). Xylanase impregnation was tested with and without mechanical action, assuming enzyme penetration in the wood would be enhanced by the mechanical treatment. The same characterizations were carried out (yield, kappa number, REA, microscopic observations and DPv).
The different cooks are denominated as follows:
“145 °C” for non-pretreated wood chips,
“145 °C_Xylanase” for rectangular wood chips impregnated with xylanase,
“145 °C_MSD” for MSD-pretreated wood chips (mechanical treatment),
“145 °C_MSD_Xylanase” for MSD-pretreated wood chips, impregnated with xylanase.
It is shown that for all cooking conditions, the pretreatment causes a faster yield decay, especially before 180 min (initial phase), with final values in the same range (53.4% for rectangular wood chips impregnated with xylanase, 53.6% for MSD-wood chips, and 53.9% for MSD-wood chips impregnated with xylanase). The latter values are about 6-7% below those obtained for non-pretreated chips, above 60% (the last value of the plateau, 55.4%, may be considered with some caution).
MSDpretreatment: Clearly, the faster yield decay in the early stages of the cook is caused by mass transfer improvement (initial delignification is mass transfer-limited). The diffusion of chemicals and reaction products in the chip wall is accelerated [
37]. Possibly also, the dissolution of wood products in the external liquor (including polysaccharides), thus decreasing the pulp yield. At the end of the cook, more lignin and hemicelluloses are lost.
Xylanase impregnation: In this case also, a faster and continuous yield decrease is observed compared to non-pretreated wood chips, without a clear separation between initial and bulk phases. One possible explanation could be the selective degradation and partial removal of xylans as previously described by Akgül et al. [
22] which indicated that xylanase could penetrate wood chips to a certain extent, at fiber microscale but probably not at nanoscale. The yield decreases linearly during the bulk delignification, but during the residual phase a plateau is observed. It can be hypothesized that this phenomenon is due to the gelling behavior of partially degraded xylans in the cell wall, because of the enzyme action, increasing viscosity and hindering mass transfer for reagents and wood reaction products such as partially degraded hemicelluloses [
22]. Similarly, the kappa number decreases also very slowly (
Figure 7C). This shows that the diffusion of lignin fragments in the matrix is also hindered, confirming the action of the enzyme on wood products mass transfer in the cell wall. However, no direct evidence for gel formation due to xylans could be measured in our work.
MSD pretreatment: Thanks to the MSD pretreatment, chemicals impregnation is faster at the beginning of the cook. But when the high-temperature plateau is reached, the alkali consumption is almost the same as without MSD treatment, showing that the liquor has similarly reacted with wood components with or without MSD pretreatment.
Xylanase impregnation: The alkali consumption in this case is smaller, and this is also observed for MSD-xylanase wood chips. One hypothesis could be that partially degraded xylans give rise to less extended peeling reactions (responsible for the highest consumption of alkali) but it is not proven here. Moreover, mass-transfer hindrance is likely limiting the diffusion of alkali across wood chips but without affecting the total yield, as good as without enzyme impregnation.
In
Figure 8, it is found that the pulp yield and the REA are rather well correlated. Again, it is seen that the top yield curve of
Figure 8, distinguished from the others, corresponds to the xylanase pretreatment case (without MSD action). This curve shows that the lowest alkali consumption is obtained at a given yield. Conversely the worse result is obtained for the non-pretreated wood chips, but in such a case, the lowest correlation coefficient is obtained, showing a more irregular cooking behavior. Interestingly, MSD-pretreatment with or without enzymes gives an intermediate result. In the xylanase-MSD case, it seems that the “alkali-saving” effect provided by the enzyme is counterbalanced by the better accessibility of chemicals in the wood matrix, provided by the mechanical treatment. This counteracts the mass-transfer hindrance due to the xylanase action. Accessibility improvement by the mechanical treatment is probably a dominating effect since with or without xylanase, MSD-curves are superimposed.
Overall, it can be concluded that the MSD treatment provides a rather poor benefit during wood cooking, in terms of alkali vs. yield result, but it improves pulping homogeneity. It was also shown that the lowest alkali consumption at given yield is achieved by the xylanase treatment alone applied on wood chips.
When MSD chips are cooked, the KN decreases faster than without pretreatment and quickly reaches a plateau at about KN=50 after 160 min, and a final value of 41.1 at the end of the cook. Bulk delignification is reached more quickly (without “kinetic delay”) because of the lack of mass-transfer limitation (jump over the initial phase). This is observed with and without enzyme impregnation. The same effect is observed for MSD-xylanase wood chips, but the final kappa number is slightly higher (46.6 on the final pulp), probably because of mass-transfer hindrance by xylanase. This correlates with the yield curve and confirms that extending the cooking time is unnecessary and that cooking could be stopped earlier than at the end of the long plateau applied in our case.
Regarding xylanase-impregnated wood chips, the transition between initial and bulk delignification is as smooth as without impregnation. Here again, no residual delignification is observed. The final kappa number is higher (49.6) likely due to diffusion hindrance for lignin moieties inside wood matrix, as already discussed. To a lesser extent, some diffusion limitations also take place for MSD-xylanase wood chips. This hypothesis for the effect of xylanase has been proven by Akgül et al. [
22] who showed that xylans precipitate onto cellulose fibers and can prevent lignin removal.
Figure 10 shows that the mechanical pretreatment causes an increased degradation of the fiber structure, resulting in a reduction in fiber length and an increase in the proportion of fine elements. These characteristics are also visible by the microscopic and SEM images of the final pulps where the effect of the mechanical pretreatment is clearly visible (
Figure 9). Furthermore, SEM images reveal a fibrillation of the fiber surface, the fibers generally have a less smooth wall structure. MSD pretreatment damaged fibers by compression and shear forces and modified fiber structure. Xylanase impregnation had an effect on fiber morphology: the fiber length increased but the fines content decreased which is not visible on optical or SEM images. Lei et al. [
19] confirmed that the action of xylanase alone helps to maintain a high fiber length and reduces the fines generation. Xylanase enzymes loosen the fiber structure and reduce the number of random cleavages of the fibers. However, when the xylanase treatment is applied together with the mechanical pretreatment, it is shown (
Figure 9 and
Figure 10) that fibers are more fragile and severely damaged.
Figure 9.
Top: Light microscope images of final fibers at the end of cookings at (A): 145 °C, (B): 145 °C_MSD, (C): 145 °C_Xylanase and (D): 145 °C_MSD_Xylanase; and Bottom: Scanning Electron Microscopy images of final fibers at the end of cookings at (E): 145 °C, (F): 145 °C_MSD, (G): 145 °C_Xylanase and (H): 145 °C_MSD_Xylanase.
Figure 9.
Top: Light microscope images of final fibers at the end of cookings at (A): 145 °C, (B): 145 °C_MSD, (C): 145 °C_Xylanase and (D): 145 °C_MSD_Xylanase; and Bottom: Scanning Electron Microscopy images of final fibers at the end of cookings at (E): 145 °C, (F): 145 °C_MSD, (G): 145 °C_Xylanase and (H): 145 °C_MSD_Xylanase.
Figure 10.
(A) Arithmetic fiber length and (B) Fine content of the final pulp obtained for different cookings at 145 °C. Kappa number is 39.5 at 145 °C, 49.6 for 145 °C_Xylanase, 41.1 for 145 °C_MSD and 46.6 for 145 °C_MSD_Xylanase.
Figure 10.
(A) Arithmetic fiber length and (B) Fine content of the final pulp obtained for different cookings at 145 °C. Kappa number is 39.5 at 145 °C, 49.6 for 145 °C_Xylanase, 41.1 for 145 °C_MSD and 46.6 for 145 °C_MSD_Xylanase.
Finally, it is shown in
Figure 11 that the DPv of the final pulps decreases when wood chips are mechanically pretreated (1715 for MSD wood chips
vs 2190 for untreated wood chips). The better reagent accessibility and diffusion in the fiber wall increases the hydroxide ions concentration near to the cellulose chains. When MSD-xylanase pretreatment is applied, the DPv is slightly higher (1890), in-line with previous results from Akgül et al. [
22], reporting that xylanase breaks lignin-carbohydrate bonds and generates deposits onto fibers, which protects them from the effect of strong alkali concentration. However, the rather low DPv (1730) obtained for the xylanase-impregnated chips does not fit this conclusion well.
2.3. Kraft Batch Cooks in Larger Autoclaves and Analysis of Variance (ANOVA)
Based on the results obtained from the kraft cooking kinetics in small-scale autoclaves, previously described, an attempt for cooking industrial wood chips from the same wood in larger autoclaves (6 liters), allowing better liquor circulation, was made. Alkali, sulfidity, and liquor-to-wood ratio were the same as in previous kinetic trials in small autoclaves. The temperature was set up at 152 °C with a plateau of 4 h, which is closer to industrial common cooking conditions [
33]; and also because the DPv was the highest in the previous trials (2242 at 155 °C vs 2194 at 145 °C). Moreover, in the present case, a temperature of 152 °C seems to correspond to the transition between reaction-controlled and diffusion-controlled delignification kinetics, as it can be seen on the Arrhenius curve of
Figure 3, previously identified with mini-autoclaves.
An important point regarding the use of much larger-volume autoclaves for batch cooking is that they facilitate liquor circulation, improve homogenization and internal movement of the wood chips, compared to the use of mini-autoclaves during the kinetic study. Specifically, the latter had a fill ratio (solids + liquid) of 90% (v/v) whereas the large autoclaves had a ratio of 40% (v/v). The superior agitation achieved in the large autoclaves is likely to enhance liquor penetration into the wood and the uniformity of delignification.
Cooking results are presented in
Table 1:
Both mechanical and mechano-enzymatic pretreatments resulted in higher Kappa numbers compared to the reference kraft pulp. At the same time, pulp yields increased for the pretreated pulps, with the greatest increase observed for the mechano-enzymatic pulp. Contrary to earlier observations, the latter exhibited the highest alkali consumption.
These results appear, at first glance, to contradict observations made in mini-autoclaves. Additionally, significant morphological changes in the fibers were noted; they appear to undergo severe erosion when mechanical treatment is applied (a marked decrease in average fiber length and an increase in the proportion of fines), an effect that is further intensified by the enzymatic pretreatment.
These results demonstrate that, unlike observations in mini-autoclaves, mechanical and mechano-enzymatic treatments weaken the wood structure; when subjected to higher mechanical or hydrodynamic stresses in bigger autoclaves with a larger free volume. This weakened wood erodes more extensively. In the case of mechano-enzymatic treatment, the increased release of xylans into the solution likely contributes to the observed higher alkali consumption, as this alkali is no longer available for wood chips delignification.
In conclusion, the conditions present in larger-scale autoclaves reveal the strong impact that the wood structure weakening induced by MSD and MSD-xylanase treatments has on the pulping process.
A supplementary analysis of the cooking results in
Table 1 was performed using ANOVA (analysis of variance). The aim was to determine whether the results variability of cooks performed under different conditions significantly exceeded the variability of replicate cooks performed under identical conditions. The response variables used were the kappa number, the pulp yield, the REA
, the fiber length and the fines content. Each kind of treatment (untreated chips, MSD-treated chips, MSD-xylanase-treated chips) was replicated three times. Each replicate actually consisted of the combined contents of two autoclaves for a given condition; thus, a total of 18 cooks were performed. The kappa number represents the average of two repeated measurements.
For each response, the null hypothesis assumed that there were no differences between the treatments. The ANOVA F-
statistic was calculated as the ratio of between-treatment variance to within-treatment variance and then compared to the critical F-value at a 95% confidence level. Degrees of freedom were calculated as follows: (k − 1) for the treatment effect and (n − k) for the residual term, where k represents the number of treatments (3) and n the total number of measurements (9). Results for all cooks are listed below in
Table 2.
The data F-value at the confidence level of 95% can be compared to the critical F-value calculated from the Fisher law:
From the given results in
Table 3, the ANOVA indicates that, given the experimental variability of the dataset, neither of the two pretreatments had a statistically significant impact on pulp yield or residual effective alkali, as the calculated F-value was lower than the critical value from the Fisher tables. In contrast, a significant overall effect of the pretreatment was observed for the fiber length, fines content and kappa number, suggesting that the residual lignin content varied within at least part of the dataset.