The large-scale industrial production of seamless steel tubes has evolved from the late 1880s to the present day [
1]. Over more than a century, numerous hot-rolling processes for seamless steel pipes have emerged, including the Ehrhardt push bench process [
2], Pilger rolling process [
3], Plug mill process [
4], Expander process [
5], Assel rolling process [
6], Diescher process [
7], Ugine extrusion process [
8], and continuous rolling processes (fully floating mandrel, MPM [
9], semi-restricted mandrel, MRK-S [
10], and three-roll continuous rolling (PQF [
11]and FQM [
12,
13]). Each of these methods achieved a certain degree of widespread application during specific periods.
Among these, multi-stand continuous tube rolling technology stands out as a significant process. It first appeared in 1887 with the Kellogg continuous rolling mill in the United States and has since undergone over a century of development [
14]. Since the 1950s onward, continuous rolling tube production technology has advanced significantly due to breakthroughs in transmission and electrical control technologies. Key developments include the transition from a floating mandrel to a restricted mandrel, the reduction of stands from nine or seven to six or five, the shift from two-roll to three-roll rolling processes, and the evolution from manual operation to fully automated CPU- and PLC-controlled systems. Supported by hydraulic mini-cage control technology and process control software, these advancements have greatly enhanced the overall equipment capabilities of continuous rolling mills.
Compared to other methods, continuous rolling mills have become the preferred choice for major seamless steel pipe manufacturers due to their advantages in high quality, productivity, efficiency, and low material loss.
The three-roll retained mandrel continuous rolling process is centered around three-roll pass design technology. The world’s first PQF continuous rolling mill was commissioned in August 2003, jointly developed and designed by Tianjin Pipe Group Corporation Ltd., Germany’s SMS MEER, and Italy’s INNSE [
15]
. The FQM mill [
16] was developed by Italy’s DANIELI.
Compared with MPM mills, PQF and FQM mills offer some key technical advantages, including better product geometry, improved profile shape during rolling, a more efficient hydraulic system and enhanced product capability. As with other rolling processes, rolling force is one of the most critical parameters in the FQM continuous rolling process. Based on traditional force analysis and the finite element method, scholars have carried out extensive research work.
The traditional slab method, while theoretically well-established, provides a mechanical description of the steel pipe rolling process based on force balance and yield conditions, however it suffers from inherent limitations due to its extensive simplifying assumptions. These approximations introduce systematic deviations between model predictions and actual physical phenomena. Furthermore, the mathematical formulation of the model involves multiple interdependent variables, posing analytical challenges in isolating and evaluating the dominant factors affecting rolling force. Li
et al. analyzed and improved the calculation accuracy of rolling force model of seamless steel tube during tandem rolling process, based on SM [
17]. Zhang
et al. established a rolling force model by using the unified yield criterion, taking into account temperature changes and roll radius [
18]. Gao reviewed and evaluated tube rolling model in light of rolling theory development and on-site requirement [
19]. Wei developed a new analytical model to predict the profile and stress distribution of tube in three-roll continuous retained mandrel rolling, the model got a very high accuracy in rolling force and cross-section prediction [
20].
SM and FEM are relatively common research methods, the use of SM offers the advantages of quick and convenient calculations along with a strong theoretical foundation. However, its application requires a solid grasp of underlying principles and details to enrich the understanding of the seamless steel pipe rolling process, enabling better intervention and control to improve product precision. Theoretically, the SM method is somewhat difficult. With the advancement of computer technology, FEM has become an effective tool for further research. The rapid development of commercial finite element software has made FEM becoming a crucial tool for process optimization and quality control in the field of seamless steel pipe rolling. By employing three-dimensional elastoplastic finite element models (such as Abaqus, ANSYS/LS-DYNA, and Deform-3D), researchers can simulate the thermo-mechanical coupling behavior during tube rolling, analyzing strain and stress distribution as well as metal flow behavior to optimize parameters like pass design, rolling force, and feed angle. Additionally, FEM enables the prediction of potential defects, such as cracks and wall thickness variations during the rolling process. In recent years, FEM has further advanced in multi-scale and multi-physics coupling, enabling comprehensive prediction from process parameters to final product performance.
Abaqus excels in handling highly nonlinear problems, including material nonlinearity (e.g., elastoplastic deformation), geometric nonlinearity (large deformations), and contact nonlinearity (dynamic interaction between rolls and steel tubes). This makes it well suited for accurately simulate complex mechanical behaviors during pipe rolling processes, such as metal flow and stress-strain distribution.
Seamless steel pipe rolling typically involves high-temperature deformation. Abaqus can perform thermo-mechanical coupling analysis, integrating the interaction between temperature fields and stress fields to more precisely predict rolling forces, temperature distribution, and potential defects such as cracks, wall thickness variations.
Adrián Ojeda-López presented a literature review covering the latest developments in the field of numerical simulation of rolling processes [
21]. Han
et al. used Abaqus to simulate the seamless steel pipe rolling process, conducting dynamic response analysis of the rolls to obtain their dynamic response curves under rolling conditions, thereby providing technical support for rolling schedules with the calculated rolling force as the load [
22]. Zhang
et al. employed Abaqus to simulate the distributions of stress, strain and displacement on the cross-sections of steel tubes, as well as the evolutions of wall thicknesses and diameters during the rolling processes in retained mandrel tube mills [
23]. These studies demonstrated that the finite element method offers significant advantages in analyzing the deformation behavior of steel tube rolling. Key parameters such as stress and strain are intuitively visualized in the post-processing interface of Abaqus, facilitates a clearer understanding of the forces and deformation conditions experienced by the workpiece. This aids in process optimization, improving wall thickness uniformity, and enhancing product quality. With its high precision, multi-physics coupling capabilities, and efficient computational performance, Abaqus has become the preferred tool for simulating rolling forces in seamless tube production, significantly reduces trial-and-error costs and improves product quality.
With the widespread application of data-driven methods in rolling processes, the advantages of using data to predict and assess the sensitivity of influencing parameters are becoming increasingly evident. Chen
et al. proposed a rolling force prediction modeling method for seamless steel pipe rolling mills that uses a hybrid Differential Evolution (DE) and Grey Wolf Optimization (GWO) algorithm optimized BP neural network (DE-GWO-BP), improved the accuracy of rolling force prediction and the accuracy of seamless steel pipe wall thickness control [
24]. Based on a Multi-Channel Convolutional Neural Network (MCNN) combined with a Transformer Temporal Network (TTN), Yan
et al. developed a data-driven model to forecast rolling force in the PQF seamless steel tube mill [
25].
In addition to the prediction of rolling force, the analysis of influencing factors is also very important. However, there is limited research literature on the factors affecting the rolling force in three-roll retained mandrel mills. Compared to purely statistical methods (such as PCA [
26]/Entropy Method [
27]) or purely subjective methods (such as AHP [
28]), GRA has an irreplaceable advantage in handling small samples, nonlinear relationships, and non-normally distributed data.
Grey Relational Analysis (GRA) [
29] is a comprehensive evaluation method based on grey system theory, suitable for systems with limited data and incomplete information. Its core idea is to quantify the influence of various factors on the target by calculating the geometric similarity (i.e., relational degree) between each factor sequences and a reference sequence.
GRA has been applied across a wide range of fields, including medicine [
30], military [
31], transportation [
32], mining [
33], and parameter optimization [
34]. The data obtained from the FQM rolling line showed good coverage but poor repeatability, indicating a small sample size. Therefore, the GRA algorithm is suitable for performing weighted analysis of the influencing factors.
In the complex deformation process of FQM three-roll retained mandrel seamless steel pipe rolling, the influencing factors are numerous and their interaction patterns are highly complicated. This study aims to analyze the key factors and their weights using multiple methods in order to identify the significant influencing factors. Specifically, the SM method is first applied based on rolling theory; then, Abaqus modeling is employed together with the control variable method to investigate the influence of various factors on rolling force. Finally, the results obtained from the above analyses are compared with the GRA weight analysis results to determine the main factors affecting rolling force. Moreover, due to the considerable variation in metal deformation patterns between passes, the upstream passes exhibit greater metal deformation and more pronounced transverse flow, leading to a more substantial influence of various factors on rolling force. Therefore, the first stand of the finishing mill is selected as the research object.
2. GRA Relational Grade Analysis
It is well known that different steel grades exhibit significant differences in their stress-strain curves, making deformation resistance the dominant factor affecting rolling force. This is unfavorable for analyzing the influence of other factors, particularly in the seamless tube rolling process, where the complexity of three-dimensional deformation complicates the effects of groove design, friction between rolls and workpiece, friction between the mandrel and workpiece, mandrel speed, and other variables on rolling force.
For the first stand, as well as the separative rolling force, the following process parameters were collected:
- 1)
Average temperature of tube
- 2)
Dynamic yield stress
- 3)
Inlet wall thickness
- 4)
Outlet wall thickness
- 5)
Tube-roll friction coefficient
- 6)
Tube-mandrel friction coefficient under stand
- 7)
Tube speed
- 8)
Tube-roll relative speed
- 9)
Mandrel speed
Based on the operational characteristics of seamless steel tube rolling, a total of 2,014 actual production data records were collected from a domestic manufacturing site. These records encompass equipment parameters, process parameters, and actual rolling force values from the first stand of the FQM seamless steel tube continuous rolling production line. To display the data more clearly, the data were normalized as shown in
Figure 4. The minimum, maximum, and median values of each parameter are listed in
Table 1. These data come from a random single day and cover a relatively short period of time, which avoids interference from operating conditions. However, due to the limited amount of data, there are certain limitations. The size of these seamless steel pipe is 192 mm.
Theoretical analysis indicates inherent correlations among the aforementioned parameters. Specifically, the roll gap directly determines the outlet wall thickness, while the dynamic yield stress of conventional steel materials exhibits a pronounced variation with temperature. Meanwhile, the outer diameter of the rolled piece, a vital process parameter, is equivalent to the sum of the mandrel diameter and twice the rolled piece thickness, thereby rendering its individual listing unnecessary. The intricate interplay and diverse coupling of these influencing factors pose substantial challenges for analyzing the error sources in rolling force calculation. Furthermore, the computational accuracy of rolling force directly governs the regulation precision of roll gap, and further affects the wall thickness uniformity and overall shape quality of finished products. The complex weighting analysis and the limited availability of experimental samples necessitate a suitable algorithm to accomplish the weighting analysis.
GRA (Grey Relational Analysis) weighting analysis method is a decision-making analysis tool based on grey system theory, which performs exceptionally well in scenarios with limited data or incomplete information. The advantages of GRA weighting analysis lie in its adaptability to small samples, simplicity and ease of use, and capability for dynamic multi-factor correlation analysis, making it particularly suitable for systems with limited data or ambiguous relationships.
The actual values of the rolling force for the first stand are used as the reference sequence, and the actual values of the influencing factors for each stand are used as the comparison sequences. After applying dimensionless treatment to the data sequences, the grey relational coefficients under different distinguishing coefficients are calculated. These grey relational coefficients serve as a measure of the overall degree of correlation between each influencing factor and the target throughout the entire time span, providing the basis for the final weight ranking. Using GRA weight analysis, standardization, decorrelation, and discarding components with small variances were performed, laying the foundation for further analysis of the impact of various factors on rolling force.
The aforementioned characteristics meet the fundamental requirements for analyzing the influencing factors of rolling force in seamless steel tube production. Specifically, constrained by the equipment capacity of a specific production line, product specifications, and process parameter ranges, the actual rolling line data is inherently limited. The data collected on-site for research purposes is subject to constraints, and there may be direct or indirect correlations among various influencing factors—correlations that cannot be directly deduced using existing theoretical models.
Treating the aforementioned 9 influencing factors as comparative sequences and the rolling force at the first stand as the reference sequence, a Grey Relational Analysis (GRA) was conducted for weight analysis, followed by a sensitivity assessment. The results are illustrated in the accompanying figure.
As illustrated in
Figure 5, the relative magnitudes of the grey relational grades of all influencing factors remain basically consistent when the resolution coefficient varies from 0.1 to 0.9. With the increase in the resolution coefficient, the numerical discrepancies among the grey relational grades of different factors gradually decline, whereas their ranking order remains stable.
Consistent with conventional rolling theory, material deformation resistance serves as the most dominant factor affecting rolling force, with a grey relational grade of 0.753. Roll gap also exerts a substantial influence on rolling force and ranks second among all factors, with a relational grade of 0.747. The friction coefficient between the tube and mandrel ranks third, with a corresponding relational grade of 0.702. Both dynamic yield stress and friction coefficient are physical quantities that are difficult to acquire accurately in real time during practical production. These two parameters are affected by numerous factors and follow highly complex influence mechanisms. , making their influence mechanisms and accurate acquisition methods long-standing challenges in rolling research. Rolling speed is also a non-negligible factor affecting rolling force. In the tube rolling process, both the rolling speed and mandrel speed serve as critical influencing parameters. Specifically, the mandrel speed exerts the most prominent effect and ranks fifth among all factors, followed by the tube rolling speed, which ranks sixth. Deformation magnitude is another key determinant of rolling force. Nevertheless, the tube deformation occurring in the first rolling stand presents a complex variation pattern, which cannot be fully characterized merely by the inlet and outlet wall thicknesses. Accordingly, the correlation degrees of the inlet and outlet wall thicknesses are insufficiently reflected in the results, ranking seventh and eighth, respectively. The rolled piece acts as the sole heat source within the deformation zone. Its temperature affects rolling force by altering the material deformation resistance and interfacial friction conditions. The rolled piece temperature ranks sixth among all influencing factors, with a grey relational grade of 0.556.
A comparison between the weighting results derived from the theoretical model and the GRA method reveals that dynamic deformation resistance is identified as the predominant influencing factor in both analyses, whereas obvious discrepancies exist in the ranking of other parameters. The theoretical model only quantifies the weights of three process parameters, among which dynamic deformation resistance ranks first, followed by inlet wall thickness and friction coefficient. Nevertheless, such weighting characteristics exhibit variable patterns under different thickness conditions. When the inlet wall thickness is relatively thin, the weight gap between the inlet thickness and friction coefficient is negligible, with the friction coefficient presenting an even slightly lower weight. In contrast, for thick inlet wall thicknesses, the inlet thickness possesses a significantly higher weight than the friction coefficient, which is closely associated with the wall thickness reduction rate. Compared with the theoretical model, the GRA weighting analysis covers a more comprehensive set of influencing factors. Although dynamic deformation resistance remains the dominant factor, the friction coefficient achieves a higher ranking while the inlet wall thickness ranking declines, thereby generating a distinct difference in factor weight distribution between the two methods.