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Robust Fast 3D Beam Alignment for UAV-Assisted mmWave and Terahertz Communications

Submitted:

18 May 2026

Posted:

19 May 2026

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Abstract
Unmannedaerial vehicle (UAV)-assisted millimeter-wave (mmWave) and terahertz (THz) communications are promising enablers of ultra-reliable and low-latency communication in next-generation wireless networks. However, the initial access and beam alignment process remains challenging because highly directional beams must be rapidly aligned in a three-dimensional environment. In this paper, we investigate a risk-aware beam alignment framework for UAV-assisted mmWave/THz systems, where user equipment scans a 3D spherical region to detect UAV base stations. The objective is to jointly minimize the expected cell-search latency and its variance while satisfying detection-failure and link-quality constraints. To solve this non-convex optimization problem efficiently, we employ the Lévy Self-Renewable Flow Direction Algorithm (LSRFDA), which combines Lévy-flight exploration with self-renewal to improve convergence robustness. A unified propagation model is adopted to cover both mmWave and THz regimes by incorporating free-space spreading loss and frequency-dependent molecular absorption. Extensive Monte Carlo simulations compare the proposed approach with Particle Swarm Optimization, Random Search, Reinforcement Learning, and PPO-Lagrangian methods. The results show that LSRFDA achieves lower latency, lower latency variation, more reliable detection, and lower energy consumption across a wide range of UAV densities and coverage radii. These outcomes highlight the effectiveness of risk-aware geometric optimization for fast and dependable initial access in UAV-assisted 5G mmWave and 6G THz networks.
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Copyright: This open access article is published under a Creative Commons CC BY 4.0 license, which permit the free download, distribution, and reuse, provided that the author and preprint are cited in any reuse.
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