3.4. Strict Recurrence and Symmetry
In this section, we extend the analysis to the more restrictive framework of strict recurrence, exploring its interaction with the algebraic structure of the symmetry group. While strong recurrence ensures that trajectories return to every measurable set of positive measure, strict recurrence imposes a uniform lower bound on these return frequencies, establishing a higher degree of dynamical stability. We characterize this property through the lens of syndetic sets in G and demonstrate that strict recurrence is invariant under measure equivalence. By formalizing these relationships, we provide the necessary quantitative tools to analyze systems where the information-theoretic maximality is not just an asymptotic limit but is enforced by rigid, uniform structural constraints.
Theorem 3
(Strict Recurrence Characterization).
Let be strictly recurrent. Then for every measurable set with , there exists a finite set and such that
Proof. We proceed in several steps.
Step 1 (Syndeticity). By strict recurrence, for every measurable
B with
, the set
is syndetic in
G, i.e., there exists a finite
such that
Step 2 (Uniform recurrence). Fix
. By syndeticity, there exists
such that
. Since
, we get
Applying the group action property, we have
Step 3 (Quantitative lower bound). By finiteness of
F and
-finiteness of
m, we can define
Then for each
, there exists
such that
which establishes the desired uniform lower bound. Since
F and
are independent of
t, we have
as required. □
Theorem 4
(Invariance under Measure Equivalence). Let m and ν be equivalent σ-finite measures on Ω. Then is strongly recurrent if and only if is strongly recurrent.
Proof. Step 1 (Radon-Nikodym derivative). Since
m and
are equivalent, there exists a Radon-Nikodym derivative
Step 2 (Forward direction). Assume
is strongly recurrent. For any
with
, equivalence implies
. By strong recurrence for
m, there exists a finite
and
such that
Since
f is bounded away from zero on
B (up to null sets),
for some
. Taking sup over
and inf over
gives
Thus is strongly recurrent.
Step 3 (Reverse direction). The argument is symmetric by equivalence of measures: if is strongly recurrent, the same finite F and positive apply, using the Radon-Nikodym derivative . □
We end this section by proving the result on maximal entropy, as promised. In the next result it is essential to assume that the system admits a unique G-invariant probability measure (the system is uniquely ergodic) and let the averages be taken with respect to such an invariant measure.
Theorem 5
(Orbit Frequencies and Entropy of Amenable Systems). Let be a finite measure space and let G be a countable amenable ordered group acting measurably on Ω via m-preserving transformations . Assume that the system is ergodic and uniquely ergodic. Let be a finite effective state space invariant under G with a unique G-invariant probability measure μ on .
For m-almost every initial condition and every G-orbit ,
If additionally G acts transitively on , then the induced probability distribution on is uniform and the Shannon entropy satisfies
Proof. Step 1 (Existence of G-invariant measure). The space of probability measures on the finite set is compact and convex. By the Markov–Kakutani fixed point theorem, the G-action on by pushforward admits at least one fixed point, i.e. a G-invariant probability measure. By assumption this measure is unique and equals .
Step 2 (Convergence of Følner averages). Let
be a Følner sequence in
G and define empirical measures
Since
is compact, every subnet of
has a convergent subnet. By the Følner property [
13], for any
,
so every limit point of
is
G-invariant. By unique ergodicity, every limit point equals
, hence the full sequence converges:
weakly. By ergodicity of
and the pointwise ergodic theorem for amenable group actions [
13], this convergence holds for
m-almost every
.
Step 3 (Orbit frequencies). Since
weakly and
is a finite union of atoms of
,
which proves (i).
Step 4 (
G-invariance of
p). Define
for
. Since
m is
G-invariant, for any
and
,
Thus p is constant on each G-orbit.
Step 5 (Uniformity under transitivity). If
G acts transitively on
, then all states belong to a single orbit, so
p is constant on all of
. Since
,
Step 6 (Entropy).
which proves (ii). □
Remark 5. The Step 2 of the above proof fails for non-amenable groups: without a Følner sequence, the above argument breaks down, and limit points of need not be G-invariant. There could be clever ways to use alternative assumptions or arguments, and extending Theorem 5 to non-amenable groups remains as an interesting open problem.
The G-invariance of p is a property of the measure μ established in Step 4 of the above proof, and it does not rely on any individual trajectory being G-invariant. The connection between μ and single-trajectory empirical frequencies is the content of Step 3: under unique ergodicity, the Følner averages along m-almost every trajectory converge to μ, so is the common limiting frequency.
The convergence used in Steps 1–3 of the above theorem is not the pointwise ergodic theorem (which can fail for individual trajectories) but rather the weak convergence of empirical measures along Følner sequences to the unique G-invariant measure. This follows from two ingredients: (a) compactness of the space of probability measures on the finite set , which guarantees that every subnet of has a convergent subsequence; and (b) the Folner property, which implies that every limit point is G-invariant (as shown in Step 2 of the proof). Unique ergodicity then pins down the limit as μ, and since the limit is unique, the full sequence also converges. This argument does not invoke the von Neumann Mean Ergodic Theorem and it is a self-contained compactness-and-uniqueness argument.
We have assumed both ergodicity and unique ergodicity of in the above result. Ergodicity of the background system is used via the pointwise ergodic theorem to ensure convergence of the Følner averages for m-almost every . Unique ergodicity identifies the limit as μ rather than some other G-invariant measure. Without unique ergodicity, different initial conditions or Følner sequences can give different limits, one per ergodic component. In the transitive case (part (ii)), transitivity of the G-action on the finite set implies minimality, which implies unique ergodicity, so unique ergodicity is then automatic. Ergodicity of the full system remains a separate assumption in all cases. There are three standard sufficient conditions for unique ergodicity in this setting: the G-action on is minimal (every orbit is dense, hence equal to in the finite case), which implies unique ergodicity by a classical argument; the system is strictly ergodic (i.e., the Cesaro averages along every Folner sequence converge uniformly, not just in the -mean), a stronger but checkable condition; The set is finite and G acts transitively (our main case of interest), in which the action is automatically minimal, and the uniform measure is the unique invariant probability measure, and unique ergodicity holds without further assumption.
The recurrence results of Section 3.1–3.2 are stated for σ-finite measures, which is the natural setting for wandering sets and conservativity. Theorem 5 requires the stronger assumption because in an infinite-measure system, the Cesàro averages converge to zero m-almost everywhere for any set of finite measure (by the Hurewicz ratio ergodic theorem; see [1]), making asymptotic visit frequencies ill-defined in that setting. The passage to a finite invariant measure is therefore necessary for the entropy theory, and is consistent with the construction of μ as a probability measure on the finite set .
The assumption that is finite is essential for Theorem 5. It is used in two ways: first, to ensure that the uniform distribution is a well-defined probability measure (for infinite a uniform distribution does not exist); and second, to ensure that is finite. The orbit-frequency result (part (i)) extends to infinite under appropriate topological conditions, but the entropy result (part (ii)) is specific to the finite case.
Let us examine the constructions in the above theorem in some illustrative examples.
Example 3.
(Cyclic shift) Let with thecounting measure
for each , so . Let with positive cone , acting on Ω by the cyclic shift
For any initial condition , the forward orbit is
so for every . The background measure m is finite and T-invariant: for every . Note that m isatomic
here, with for every k. For any with , take . For any , the translate intersects for , since . Hence is strongly recurrent with recurrency set F independent of B. The standard Følner sequence for is . Starting from any , the empirical measure is
Writing with , each state is visited either q or times, so
and as , and , giving
This convergence holds forevery, because the orbit is periodic with period n and every state is visited exactly once per period.
The limit μ is the uniform probability measure on :
This is the unique G-invariant probability measure on , confirming unique ergodicity. We could also arrange that , by taking a non-uniform m.
For any orbit (here the only orbit is all of since G acts transitively):
confirming Theorem 5(ii).
If T is modified by fixing one state, say and for , then depends on : starting from gives and , while starting from gives and does not achieves the global maximum , illustrating sensitivity to symmetry-breaking as noted in Example 3.1(ii).
(Periodic action) Let for two coprime integers , so . Equip Ω with the counting measure for each , so . Let with lexicographic positive cone
Define the transition map corresponding to the generator :
Starting from , the forward orbit under T is
So with generator T alone, only the first component cycles and has cardinality p, not . To reach all of Ω we must use the full action, including the generator which shifts the second component. This illustrates that depends on which elements of are used to define the trajectory. For the full G-orbit starting from :
so G acts transitively on Ω.
For any with , take
so . For any , set . Then , so on Ω, giving . Hence F is a finite recurrency set for every B, and is strongly recurrent. The standard Følner sequence for is the sequence of rectangles
For any ,
confirming is a Følner sequence.
Starting from , the empirical measure is
For each , the number of pairs with and is
Each count equals or (and similarly for q), so
As , and , so
for every , and the convergence holds for every since the orbit structure is the same from any starting point. The limit is the uniform probability measure:
This is the unique G-invariant probability measure on Ω, since G acts transitively. Unique ergodicity holds. Note that , i.e. μ is the normalised counting measure.
Since G acts transitively on , the only G-orbit is all of Ω, and
for every and every , confirming Theorem 5(i). Also,
confirming Theorem 5(ii). For example, with , : .
If p and q are not coprime, say , the dynamics can decompose. For instance, consider the modified transition map . Then , , so the orbit of is and the orbit of is . The state space decomposes into two orbits of length 2, the action is not transitive, and
where since both orbits have equal length. This illustrates how the entropy could be strictly below the global maximum when the action is not transitive, and the deficit measures the non-uniformity of the orbit decomposition.
(Rational and irrational -rotations) Let with lexicographic order and let be rationally independent irrationals. Define the action on with Lebesgue measure m by
The system is not periodic since are irrational. The action is minimal (every orbit is dense in ) and uniquely ergodic with unique invariant measure equal to Lebesgue measure, by Weyl’s theorem [18]. Strong recurrence holds because minimality implies that return times to any open set of positive measure are syndetic, which gives the finite recurrency set required by Definition 4. However, is a countably infinite dense subset of for every , so and the entropy result of Theorem 5 does not apply. This example illustrates strong recurrence on an infinite state space.
By contrast, we may consider the rational rotations. Let with Lebesgue measure m, on which acts by:
where with . Starting from ,
which is finite with . The background Lebesgue measure m is non-atomic with while μ is the uniform measure on the finite set . Theorem 5 applies and
(-rotations) Let equipped with Lebesgue measure m, which is compact and non-atomic. Let act by rational rotation
where with . For any initial condition , the effective state space is the finite orbit
with .
Strong recurrence holds with recurrency set , since on . acts transitively on , the system is uniquely ergodic, and Theorem 5 gives
This example illustrates the general setting of the paper: is compact and non-atomic, so for every and in particular ; is a finite subset of Ω, sitting inside the compact space with zero background measure; the measure μ on is not the restriction of m to (which would be the zero measure), but the atomic probability measure constructed from the dynamics:
By contrast, the irrational rotation with gives for every : the orbit is dense in but never returns to exactly, so is countably infinite and Theorem 5 does not apply. The contrast between rational and irrational rotations on the same compact space makes precise the role of the finiteness assumption on , as being a property of Ω but of the dynamics.
Finally, we treat the non transitive case in the next result. Here both and depend on the initial point . This being understood from the context, as noted before, for the entropy we keep using the notation instead of less conventional notation .
Theorem 6
(Non-transitive case).
Let be a strongly recurrent amenable transformation group acting on a finite state space Ω, and suppose the system is uniquely ergodic with unique G-invariant probability measure μ. Let and suppose decomposes into distinct G-orbits
Then we have the following:
The measure μ is constant on each orbit: for all .
For each , the Shannon entropy satisfies
with equality if and only if all orbits have equal length, i.e. .
In the transitive case , is independent of the initial condition and .
Proof. (i) Since is G-invariant and G acts transitively on each by definition of an orbit, for any there exists with , hence . Together with this gives .
(ii) By direct computation:
where
is the Shannon entropy of the orbit-weight distribution. Since
and
, the concavity of log gives
Equality holds if and only if is constant across all , which by (i) requires to be the same for all i. Since is the unique G-invariant probability measure, , and the condition reduces to .
(iii) When the sum has one term and , giving , which is Theorem 5. □
Remark 6.
Theorem 5 and Corollary 6 require only strong recurrence (Definition 4). On the other hand, strict recurrence (Definition 5) imposes a uniform quantitative lower bound on return frequencies, that is used in characterization of syndeticity of return-time sets (Theorem 3).
While we have discussed certain examples where the ambient space is atomic, the non-atomic case remains the canonical case, showcasing the significance of transition to discrete ergodic measures on the effective part of the dynamics. Let us close our discussion by a remark on the significance of the case non-atomic ambient space for further development of the the present work.
Remark 7. The theory of wandering sets and recurrence developed by Hajian and Kakutani [8] and Prasad [16] is conventionally formulated within non-atomic standard Borel spaces. This setting allows the application of established results regarding the conservative-dissipative decomposition without necessitating a separate reconstruction of the theory for discrete or atomic spaces. In further development of the theory presented here (along the lines of [2]), it is crucial to be aware of this convention while working within standard Borel spaces.
For atomic measure spaces, any set that is not part of a periodic orbit is simply part of a transient "tail," collapsing the measure-theoretic wandering phenomena into simple periodicity. By assuming a non-atomic background, strong recurrence acts as a rigorous "filter" that explicitly forbids the dissipation of measure into an infinite background, forcing the dynamics to remain "trapped" within the structure described by .
A non-atomic space represents the total potential state space in a continuous or infinite background where individual points have measure zero. The transition to the finite set represents a discretization process where the "detectable" or "accessible" states are identified. Because for all , the transition from the non-atomic measure m to the atomic probability measure μ (the uniform counting measure) used in the entropy calculations, which is a deliberate support-switch, shows its significance particularly when the ambient space is non-atomic. This highlights the significance of the entropy, since in this case, the dynamics while occurring in a large-scale measure-preserving system, can be characterized by discrete Shannon entropy.
The Halmos-Wightman decomposition partitions the measure space into a conservative part (where the Poincaré Recurrence Theorem holds) and a dissipative part (composed entirely of wandering sets). A non-atomic ambient Borel space ensures that this decomposition is rigorously valid and that the strong recurrence hypothesis effectively vanishes the dissipative component. In the non-atomic case, the formal measure-theoretic "scaffolding" is required to prove that the system is conservative before the analysis shift to the combinatorial properties of the orbits in .