Submitted:
10 April 2026
Posted:
13 April 2026
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Abstract
Keywords:
1. Introduction
2. Literature Review
2.1. Rainfall-Induced Shallow Landslides: Global Significance and Triggering Mechanisms
2.2. Shallow Landslide Mechanisms in Japan: Cliff-Type Failures
2.3. Rainfall-Induced Shallow Landslides in Tropical Regions: Sri Lanka and Asia
2.4. Rainfall Thresholds and Early Warning Systems
2.5. Machine Learning Approaches for Rainfall-Induced Shallow Landslide Susceptibility
2.6. Research Gaps Addressed by This Study
3. Materials and Methods
3.1. Study Areas
3.1.1. Japan: Wakayama, Mie, and Tokushima Prefectures (Seismic Region)
3.1.2. Sri Lanka: Kegalle District (Non-Seismic Region)
3.2. Landslide Inventories
3.3. Selection of Landslide Conditioning Factors (LCFs)
| LCF | Wakayama, Mie & Tokushima Pref. | Kegalle District |
|---|---|---|
| Land use, Road, Structures, Water bodies | MLIT website [30] | Survey Department, Sri Lanka |
| Geology, Fault | MLIT website [30] | Geological Survey & Mines Bureau, Sri Lanka |
| Rainfall | AMeDAS website [31] | Meteorological Department, Sri Lanka |
| Soil type | MLIT website [30] | ISRIC World Soil Information [32] |
| Soil thickness | ISRIC World Soil Information [32] | ISRIC World Soil Information [32] |
| DEM, NDVI | USGS platform (satellite imagery) | USGS platform (satellite imagery) |
| Earthquake epicentres | USGS Earthquake Catalog | Simulated (see Section 3.5) |
3.4. Machine Learning Methodology: Forest-Based and Boosted Classification and Regression (FBCR)
3.4.1. Model Selection
3.4.2. Training Dataset Preparation
3.4.3. Model Parameters
3.4.4. Model Performance Evaluation
3.5. Seismic Classification of Study Regions and Simulation of Earthquake Distance Factor
3.6. Spatial Validation Approach
3.7. Methodology Summary
4. Results
4.1. Model Performance — Seismic Model (Wakayama Prefecture)
4.1.1. Variable Importance Analysis
4.1.2. Training Model Performance
4.1.3. Spatial Validation — Seismic Regions (Wakayama and Mie Prefectures)
4.1.4. Model Transferability to Non-Seismic Context — Kegalle District (Seismic Model)
4.2. Model Performance — Non-Seismic Model (Tokushima Prefecture)
4.2.1. Variable Importance Analysis
4.2.2. Training Model Performance
4.2.3. Model Transferability to Non-Seismic Context — Kegalle District (Non-Seismic Model)
4.3. Comparative Analysis: Seismic Versus Non-Seismic Models
5. Discussion
5.1. Role of Rainfall as a Primary LCF Across Seismic and Non-Seismic Regions
5.2. Seismic Model: Anthropogenic and Terrain Factors
5.3. Non-Seismic Model: Terrain Dominance and Transferability
5.4. Implications for Hazard Zonation and Countermeasure Planning
5.5. Limitations
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Study / Reference Area | Role | Elevation Range (m) | Mean Elevation (m) | Annual Avg. Rainfall (mm/yr) | Population Density (p/km²) |
|---|---|---|---|---|---|
| Wakayama & Mie Prefectures, Japan (Kii Peninsula) | Seismic — model training & validation | −5 to 1,869 | 265 | ~3,800 | 187–392 |
| Tokushima Prefecture, Japan | Non-seismic — model training | −3 to 1,936 | 230 | ~2,128 | 173.5 |
| Kegalle District, Sri Lanka | Non-seismic — transferability validation | 5 to 1,938 | 309 | ~2,306 | 530.4 |
| Area | Role | Total LS | Cliff/Slope Failure | Purpose |
|---|---|---|---|---|
| Wakayama (WP) | Seismic training | 641 | 535 | Model training (seismic) |
| Mie (MP) | Seismic validation | 429 | 193 | Spatial validation (seismic) |
| Tokushima (TP) | Non-seismic training | 334 | 167 | Model training (non-seismic) |
| Kegalle (KD) | Transferability test | 221 | 89 | Spatial validation (non-seismic) |
| Category | Landslide Conditioning Factors |
|---|---|
| Topographic | Elevation (DEM), Slope, Aspect, Profile Curvature, Plan Curvature, Topographic Position Index (TPI), Topographic Roughness Index (TRI), Direct Radiation, Direct Duration of Radiation |
| Hydrological | Topographic Wetness Index (TWI), Stream Power Index (SPI), Sediment Transportation Index (STI), Flow Accumulation, Flow Direction, Distance from Streams, Distance from Water Bodies |
| Soil & Geological | Soil Type, Soil Thickness, Geology, NDVI |
| Anthropogenic | Land Use, Distance from Buildings (Structures), Distance from Roads (Transportation Network) |
| Seismic | Distance from Earthquake Epicentres, Distance from Faults |
| No. | Parameter | Seismic Model (WP) | Non-Seismic Model (TP) |
|---|---|---|---|
| 1 | Number of Trees | 500 | 500 |
| 2 | Data Available per Tree (%) | 100 | 100 |
| 3 | Lambda | 1 | 0.01 |
| 4 | Gamma | 0 | 0 |
| 5 | Eta | 0.03 | 0.01 |
| 6 | Maximum Number of Bins | 0 | 154 |
| 7 | Number of LCFs considered | 25 | 24 (without seismic layer); 21* |
| Rank | Seismic model — LCF (WP) | Influence | Non-seismic model — LCF (TP) | Influence |
|---|---|---|---|---|
| 1 | Distance from Buildings | High | Elevation (DEM) | High |
| 2 | Rainfall (Annual Average) | High | Distance from Roads (Transportation) | High |
| 3 | Distance from Water Bodies | High | Soil Thickness | High |
| 4 | Elevation (DEM) | High | Slope | High |
| 5 | Distance from Roads (Transportation) | High | Distance from Buildings | High |
| 6 | Distance from Earthquake Epicentres | High | Profile Curvature | High |
| 7 | Slope | Moderate | Topographic Roughness Index (TRI) | Moderate |
| 8 | Soil Thickness | Moderate | Rainfall (Annual Average) | Moderate |
| 9 | Profile Curvature | Moderate | Direct Duration Radiation (DDR) | Moderate |
| 10 | Distance from Faults | Moderate | Topographic Wetness Index (TWI) | Moderate |
| 11 | Plan Curvature | Moderate | Plan Curvature | Moderate |
| 12 | Direct Duration Radiation (DDR) | Moderate | Flow Accumulation | Moderate |
| 13 | Direct Radiation (DR) | Moderate | Direct Radiation (DR) | Moderate |
| 14 | Geology | Moderate | Flow Direction | Moderate |
| 15 | Topographic Roughness Index (TRI) | Moderate | Stream Power Index (SPI) | Moderate |
| 16 | Flow Accumulation | Moderate | Sediment Transportation Index (STI) | Moderate |
| 17 | Flow Direction | Moderate | Topographic Position Index (TPI) | Moderate |
| 18 | Topographic Wetness Index (TWI) | Moderate | Distance from Streams | Moderate |
| 19 | Land Use | Moderate | Distance from Faults | Low |
| 20 | NDVI | Moderate | Aspect | Low |
| 21 | Aspect | Moderate | NDVI | Low |
| 22 | Distance from Streams | Moderate | Distance from Water Bodies | Low |
| 23 | Soil Type | Low | Land Use | Low |
| 24 | Topographic Position Index (TPI) | Low | Soil Type | Low |
| 25 | Sediment Transportation Index (STI) | Low | Geology | Low |
| Performance Metric | Seismic Model (WP training) | Non-Seismic Model (TP training) |
|---|---|---|
| Training Accuracy (%) | 85% | 84% |
| F1-Score | 0.85 | 0.84 |
| Matthews Correlation Coefficient (MCC) | 0.71 | 0.68 |
| Sensitivity (True Positive Rate) | 0.88 | 0.84 |
| Validation area | Model applied | Total inventory points | Correctly overlaid points | Spatial validation accuracy (%) |
|---|---|---|---|---|
| Tokushima Pref. subarea (TP)¹ | Non-seismic model (TP trained) | 118 | 112 | 94.9% |
| Wakayama Pref. (WP) | Seismic model (WP trained) | 268 | 245 | 91.5% |
| Mie Pref. (MP) | Seismic model (WP trained) | 94 | 62 | 66.0% |
| Kegalle District (KD)² | Seismic model (WP trained) | 89 | 65 | 73.0% |
| Kegalle District (KD)² | Non-seismic model (TP trained) | 89 | 72 | 80.1% |
| Characteristic | Seismic Model (WP) | Non-Seismic Model (TP) |
|---|---|---|
| Training region | Wakayama Prefecture, Japan | Tokushima Prefecture, Japan |
| Training accuracy | 85% | 84% |
| Sensitivity | 0.88 | 0.84 |
| F1-Score | 0.85 | 0.84 |
| MCC | 0.71 | 0.68 |
| Top LCF (rank 1) | Distance from Buildings | Elevation (DEM) |
| Rainfall rank | 2nd (High influence) | 7th (High influence) |
| Seismic factor rank | 7th (Distance from epicentres — High) | Simulated (neutralised) |
| Spatial val. — training region | 91.5% (Wakayama) | — |
| Spatial val. — seismic region | 66% (Mie Prefecture) | N/A |
| Spatial val. — non-seismic transfer | 73% (Kegalle District) | 80.1% (Kegalle District) |
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