Submitted:
02 April 2026
Posted:
03 April 2026
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Abstract
Keywords:
1. Introduction
2. Materials and Methods
2.1. Methodology
2.2. Consequences Analysis
2.3. Likelihood Analysis
2.4. Risk Analysis
2.5. Assessment of Adaptation Measures
3. Application of the Methodology
3.1. The Case Study of Almopeos D&R System
3.2. Selection of Relevant Impact Chains for the Almopeos D&R System
- coverage of the main components of D&R systems, including inputs, functions, assets, outflows, and supporting infrastructure, following the system typologization of Stamou et al. [39], and
- representation of impacts across the five risk areas considered in the assessment.
3.3. Consequence Analysis of Almopeos D&R System
3.3.1. Asset Damage (CA)
3.3.2. Safety and Health (CH)
3.3.3. Environmental Impacts (CE)
3.3.4. Service Disruption (CS)
3.3.5. Financial and Reputational Impacts (CF & CR)
3.4. Likelihood Analysis of Almopeos D&R System
- TX35 (temperature increase and heat waves): number of days per year with maximum temperature exceeding 35 °C,
- CDD (drought conditions): maximum number of consecutive dry days per year, and
- Rx1day (extreme precipitation): maximum daily precipitation per year.
3.4.1. Climate Change Scenarios
3.4.2. Empirical Distributions of Climate Indicators
3.4.3. Definition of System-Based Thresholds for Climate Indicators
3.4.4. Likelihood Probability and Scores of Hazards
3.5. Risk Assessment of Almopeos D&R System
3.6. Assessment of Adaptation Measures for Almopeos D&R System
3.6.1. Identification of Adaptation Measures
- Management and operational measures (KTM-M), which include adaptive reservoir operation rules, improved irrigation scheduling, and measures to increase irrigation efficiency in the command area.
- Grey infrastructure measures (KTM-G), which entail the maintenance and upgrading of spillway components (including fusegates), and reinforcement of drainage and seepage control systems.
- Information and capacity-building measures (KTM-I) that deal with the enhanced monitoring of seepage, pore water pressures, and water quality, as well as with the development of flood forecasting and early warning systems.
- Nature-based solutions (KTM-N), such as catchment management interventions aimed at reducing erosion and sediment inflow into the reservoir.
- Policy and institutional measures (KTM-P). These measures, although not explicitly developed in this study, include regulatory and planning measures that support efficient water use and risk-informed dam operation and are implicitly relevant.
3.6.2. Appraisal of Adaptation Measures
3.6.3. Prioritization of Adaptation Measures
4. Discussion
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Risk Area | Description | Indicative consequences |
|---|---|---|
| Asset Damage (CA) | Damage to physical components of the dam and associated infrastructure. | Spillway overtopping, erosion of embankments, malfunction of outlet works. |
| Safety and Health (CH) | Impacts on human life and public safety caused by dam malfunction or failure. | Downstream flooding, emergency evacuations, injuries or fatalities. |
| Environmental Impacts (CE) | Adverse effects on aquatic and terrestrial ecosystems. | Habitat degradation, sediment transport changes, water quality deterioration. |
| Service Disruption & Social Impacts (CS) | Interruption of water services affecting communities or users. | Irrigation supply interruption, restrictions on water use. |
| Financial and reputational impacts (CF & CR). | Economic consequences related to infrastructure damage or service disruption. | Repair costs, loss of hydropower production, irrigation supply interruption. |
| Symbol | Climate indicator | Impact | Impact chain (simplified) | CA | CH | CE | CS | CF&CR |
|---|---|---|---|---|---|---|---|---|
| TIM1 | TXm, HD | Obscuring of monitoring sites due to algae growth | Increased water temperature → T-P1 increased algae growth → obstruction of monitoring sites → increased maintenance | X | X | |||
| TIM1 | TXm, TR | Degradation of water quality due to increased water temperature | Increase in air temperature → T-I increase in river and reservoir water temperature → T-P1 increased biological activity and degraded water quality → reduced suitability of water for irrigation (T-O1) → environmental impacts (CE) and increased monitoring or treatment costs (CA, CF & CR) | X | X | X | ||
| TIM2 | TXm, HD | Reduction of reservoir storage due to increased evaporation | Higher temperature and heat waves → T-P2 increased evaporation from the reservoir surface → reduction of effective reservoir storage → reduced water availability for irrigation (T-O1) → service disruption (CS) and economic losses (CF & CR) | X | X | X | ||
| TIM3 | TXm, TX35 | Increased irrigation water demand during heat waves | Increased temperature and evapotranspiration → T-O1 increased irrigation water demand → higher withdrawals from the reservoir → reduced reliability of irrigation supply (CS) → financial losses in agriculture (CF & CR) | X | X | |||
| TIM4 | TXm, TX35, TR | Desiccation and cracking of embankment materials | Prolonged heat and drought conditions → T-A1 desiccation and shrinkage of clayey materials in the embankment → formation of cracks and increased seepage susceptibility → increased inspection and maintenance requirements (CA) and higher repair costs (CF & CR) | X | X | |||
| TIM5 | TXm, HD | Thermal deterioration of spillway and auxiliary structures | High temperature and solar radiation → T-A2 thermal expansion and cracking of spillway concrete structures and T-A3 deformation of metallic auxiliary components → reduced structural reliability → increased maintenance and repair needs (CA, CF & CR) | X | X | |||
| TIM6 | HD, TX35, TR | More difficult working conditions for personnel | Heat waves and tropical nights → T-S4 increased thermal stress for personnel → difficult outdoor working conditions and reduced operational efficiency → occupational health risks (CH) and operational disruptions (CS) | X | X | X |
| Symbol | Climate indicator | Impact | Impact chain | CA | CH | CE | CS | CF&CR |
|---|---|---|---|---|---|---|---|---|
| DIM1 | PRCPTOT | Reduced reservoir storage due to reduced inflows | Reduced precipitation → D-I reduced inflows to the reservoir → D-P1 reduced reservoir volumes and water levels → reduced water supply potential for irrigation (D-O1) → service disruption (CS) and economic losses (CF & CR) | X | X | X | ||
| DIM2 | PRCPTOT, CDD | Degradation of water quality due to low reservoir levels | Reduced inflows and prolonged dry periods → D-P1 reduced reservoir volumes → increased concentration of pollutants and degraded water quality → additional monitoring or treatment required (D-O1) → environmental impacts (CE) and increased operational costs (CA, CF & CR) | X | X | X | ||
| DIM3 | PRCPTOT | Damage to exposed parts of the dam due to low water levels | Prolonged low reservoir levels → D-P1 exposure of upstream dam surfaces → D-A1 erosion or deterioration of exposed materials due to waves, temperature and UV radiation → increased inspection and maintenance requirements (CA) and higher repair costs (CF & CR) | X | X | |||
| DIM4 | CDD | Desiccation and shrinkage of clay core causing seepage and piping | Prolonged drought conditions → D-A1 desiccation and shrinkage of clay core and embankment materials → cracking and increased seepage paths → risk of piping and internal erosion → potential structural instability (CA) and downstream impacts (CH, CE, CS, CF & CR) | X | X | X | X | X |
| DIM5 | PRCPTOT, CDD | Instability or slumping of the upstream dam face | Repeated wetting and drying cycles associated with reservoir level fluctuations → D-A1 instability or slumping of upstream dam face → reduced structural reliability → increased maintenance and repair needs (CA) and higher operational costs (CF & CR) | X | X | |||
| DIM6 | CDD | Increased irrigation demand during drought conditions | Drought and prolonged dry periods → D-O1 increased irrigation water demand → increased withdrawals and reduced reliability of water supply (CS) → economic losses in agriculture (CF & CR) | X | X |
| Symbol | Climate indicator | Impact | Impact chain | CA | CH | CE | CS | CF&CR |
|---|---|---|---|---|---|---|---|---|
| FIM1 | Rx1day | Overflow and flooding risk | Extreme precipitation events → F-I increased inflows to the reservoir → F-P1 rapid increase of reservoir water levels → F-P2 overflow and increased flooding risk → downstream impacts on population and environment (CH, CE, CS) and economic losses (CF & CR) | X | X | X | X | X |
| FIM2 | Rx1day | Overtopping of the dam | Extreme inflow and rapid reservoir filling → F-P1 rapid rise in reservoir water level → F-A1 overtopping of the embankment dam → erosion and possible dam breach → severe downstream impacts (CH, CE, CS, CF & CR) | X | X | X | X | X |
| FIM3 | Rx1day | Seepage and piping due to rapid water level rise | Rapid reservoir level rise during floods → F-P1 rapid water level fluctuations → F-A1 increased pore pressure and seepage within embankment → piping and internal erosion risk → potential dam failure (CA) with downstream impacts (CH, CE, CS, CF & CR) | X | X | X | X | X |
| FIM4 | R20mm, Rx1day | Damage or malfunction of spillway structures | High inflow and discharge velocities → F-P1 increased flow through spillway system → F-A2 structural stress or deterioration of spillway components → reduced discharge capacity → increased maintenance needs (CA, CF & CR) | X | X | |||
| FIM5 | R20mm, Rx1day | Sediment and debris transport | Heavy rainfall and runoff → F-I increased sediment loads and debris transport → F-P1 sediment accumulation and obstruction of hydraulic structures → damage or malfunction of components (CA) and environmental impacts (CE) | X | X | X | ||
| FIM6 | R20mm | Degraded water quality due to sediments and turbidity | Intense rainfall and runoff → F-I increased turbidity and sediment inflow → F-P1 deterioration of water quality → need for additional monitoring or treatment (F-O1) → environmental impacts (CE) and operational costs (CF & CR) | X | X | |||
| FIM7 | R20mm, Rx1day | Damage to auxiliary structures and equipment | Flood flows and debris → F-A3 damage to pipelines, valves, intake structures or monitoring equipment → reduced operational reliability (CA) → repair and maintenance costs (CF & CR) | X | X | |||
| FIM8 | R20mm | Damage to access roads and site accessibility | Heavy rainfall and local flooding → F-S3 erosion or damage to access roads → reduced accessibility for inspection and maintenance (CS) → increased restoration costs (CF & CR) | X | X |
| Score | Magnitude | Asset damage (CA) | Safety and health (CH) | Environmental impacts (CE) | Service disruption (CS) | Financial impacts (CF & CR) |
|---|---|---|---|---|---|---|
| 1 | Insignificant | <1% damage (negligible) | No population at risk | Negligible impact, localized, immediate recovery |
<5% irrigation deficit (no impact) |
<2% economic loss |
| 2 | Minor | 1–5% damage (minor repair) | <10 people, minor injuries | <1 km affected, recovery <1 month |
5–15% deficit (minor restrictions) |
2–10% economic loss |
| 3 | Moderate | 5–15% damage (moderate repair) |
10–100 people at risk, serious injuries possible | 1–5 km affected, recovery <1 year | 15–30% deficit (moderate impact) | 10–25% economic loss |
| 4 | Major | 15–40% damage (major repair) |
100–1000 people at risk (high risk) | 5–20 km affected, recovery >1 year | 30–60% deficit (severe shortage) | 25–50% economic loss |
| 5 | Catastrophic | >40% damage or structural failure | >1000 people at risk or fatalities | >20 km affected, long-term or irreversible impact | >60% deficit (system failure) | >50% economic loss |
| Score | Term | Qualitative estimation | Quantitative estimation |
|---|---|---|---|
| 1 | Rare | Hazard is highly unlikely to occur | 5% |
| 2 | Unlikely | Hazard is unlikely to occur | 20% |
| 3 | Moderate | Hazard is as likely to occur as not | 50% |
| 4 | Likely | Hazard is likely to occur | 80% |
| 5 | Almost certain | Hazard is very likely to occur | 95% |
| Risk score | Risk level |
|---|---|
| 1–4 | Low |
| 5–9 | Moderate |
| 10–15 | High |
| 16–25 | Very High |
| Group of hazards | Selected impact chains | Main justification |
|---|---|---|
| Temperature increase and heat waves | TIM1, TIM2 & TIM3 | Irrigation use, water quality sensitivity, evaporation losses, increased demand |
| Decreased precipitation and drought | DIM1, DIM2 & DIM4 | Reduced inflows, water quality deterioration at low levels, clay-core desiccation |
| Extreme precipitation and floods | FIM1, FIM2, FIM3, FIM4 & FIM5 | Earthfill dam safety, spillway performance, sediment/debris transport, flood loading |
| Group of hazards | Impact chains | CA | CH | CE | CS | CF&CR | Overall |
|---|---|---|---|---|---|---|---|
| Temperature increase and heat waves | TIM1 – Water quality degradation | 2 | 1 | 3 | 2 | 2 | 3 |
| TIM2 – Evaporation losses | 2 | 1 | 2 | 3 | 2 | 3 | |
| TIM3 – Increased irrigation demand | 1 | 1 | 2 | 4 | 4 | 4 | |
| Drought conditions | DIM1 – Reduced reservoir storage | 2 | 1 | 3 | 4 | 4 | 4 |
| DIM2 – Water quality deterioration | 2 | 1 | 3 | 2 | 2 | 3 | |
| DIM4 – Clay core desiccation / seepage | 4 | 2 | 1 | 2 | 2 | 4 | |
| Extreme precipitation and floods | FIM1 – Overflow and flooding | 4 | 4 | 4 | 4 | 3 | 4 |
| FIM2 – Overtopping | 5 | 5 | 4 | 5 | 5 | 5 | |
| FIM3 – Piping / internal erosion | 4 | 4 | 4 | 4 | 4 | 4 | |
| FIM4 – Spillway malfunction | 4 | 3 | 2 | 2 | 2 | 4 | |
| FIM5 – Sediment and debris transport | 2 | 1 | 3 | 2 | 2 | 3 |
| Threshold | SSP2-4.5 | SSP5-8.5 | ||
|---|---|---|---|---|
| TX35 | 2041-2060 | 2081-2100 | 2041-2060 | 2081-2100 |
| 10 | 5 (91.3%) | 5 (96.3%) | 5 (96.3%) | 5 (100.0%) |
| 15 | 4 (83.8%) | 5 (92.5%) | 5 (92.5%) | 5 (100.0%) |
| 20 | 4 (72.5%) | 5 (90.0%) | 5 (86.3%) | 5 (100.0%) |
| 25 | 4 (68.8%) | 4 (82.5%) | 4 (80.0%) | 5 (100.0%) |
| 30 | 3 (48.8%) | 4 (80.0%) | 4 (76.3%) | 5 (100.0%) |
| 35 | 3 (36.3%) | 4 (66.3%) | 4 (62.5%) | 5 (100.0%) |
| 40 | 3 (23.8%) | 3 (56.3%) | 3 (47.5%) | 5 (98.8%) |
| CDD | 2041-2060 | 2081-2100 | 2041-2060 | 2081-2100 |
| 30 | 3 (56.3%) | 3 (56.3%) | 4 (63.8%) | 4 (78.8%) |
| 50 | 2 (11.3%) | 2 (15.0%) | 2 (15.0%) | 3 (26.3%) |
| 70 | 1 (3.8%) | 1 (3.8%) | 1 (2.5%) | 2 (8.8%) |
| 90 | 1 (0.0%) | 1 (1.3%) | 1 (0.0%) | 1 (2.5%) |
| 110 | 1 (0.0%) | 1 (0.0%) | 1 (0.0%) | 1 (1.3%) |
| 130 | 1 (0.0%) | 1 (0.0%) | 1 (0.0%) | 1 (1.3%) |
| RX1d | 2041-2060 | 2081-2100 | 2041-2060 | 2081-2100 |
| 30 | 3 (28.8%) | 3 (23.8%) | 3 (33.8%) | 3 (32.5%) |
| 50 | 1 (0.0%) | 1 (3.8%) | 1 (1.3%) | 1 (2.5%) |
| 70 | 1 (0.0%) | 1 (0.0%) | 1 (0.0%) | 1 (0.0%) |
| 100 | 1 (0.0%) | 1 (0.0%) | 1 (0.0%) | 1 (0.0%) |
| 130 | 1 (0.0%) | 1 (0.0%) | 1 (0.0%) | 1 (0.0%) |
| Group of hazards | Indicator | Impact chain | SSP2-4.5 | SSP5-8.5 | ||
|---|---|---|---|---|---|---|
| 2041-2060 | 2081-2100 | 2041-2060 | 2081-2100 | |||
| Temperature increase and heat waves | TX35 | TIM1 – Water quality degradation | 4 (72.5%) | 5 (90.0%) | 5 (86.3%) | 5 (100.0%) |
| TIM2 – Evaporation losses | ||||||
| TIM3 – Increased irrigation demand | ||||||
| Decreased precipitation and drought | CDD | DIM1 – Reduced reservoir storage | 2 (6.3%) | 2 (8.8%) | 2 (7.5%) | 2 (17.5%) |
| DIM2 – Water quality deterioration | ||||||
| DIM4 – Clay core desiccation / seepage | ||||||
| Extreme precipitation and floods | Rx1day | FIM1 – Overflow and flooding | 1 (0.0%) | 1 (3.8%) | 1 (1.3%) | 1 (2.5%) |
| FIM2 – Overtopping | ||||||
| FIM3 – Piping / internal erosion | ||||||
| FIM4 – Spillway malfunction | ||||||
| FIM5 – Sediment and debris transport | ||||||
| Group of hazards | Impact chains | Consequences score |
Likelihood score |
Risk score |
Risk level |
|---|---|---|---|---|---|
| Temperature increase and heat waves | TIM1 – Water quality degradation | 3 | 5 | 15 | High |
| TIM2 – Evaporation losses | 3 | 5 | 15 | High | |
| TIM3 – Increased irrigation demand | 4 | 5 | 20 | Very High | |
| Decreased precipitation and drought | DIM1 – Reduced reservoir storage | 4 | 2 | 8 | Moderate |
| DIM2 – Water quality deterioration | 3 | 2 | 6 | Moderate | |
| DIM4 – Clay core desiccation / seepage | 4 | 2 | 8 | Moderate | |
| Extreme precipitation and floods | FIM1 – Overflow and flooding | 4 | 1 | 4 | Low |
| FIM2 – Overtopping | 5 | 1 | 5 | Moderate | |
| FIM3 – Piping / internal erosion | 4 | 1 | 4 | Low | |
| FIM4 – Spillway malfunction | 4 | 1 | 4 | Low | |
| FIM5 – Sediment and debris transport | 3 | 1 | 3 | Low |
| Adaptation measure | KTM (Category) |
Impact chains |
Risk level |
Effectiveness | Feasibility | Cost | Priority |
|---|---|---|---|---|---|---|---|
| Adaptive reservoir operation rules | KTM-M (Management) | TIM2, TIM3 & DIM1 |
High-Very High | High | High | Low | High |
| Improved irrigation efficiency | KTM-M (Management) |
TIM2, TIM3 & DIM1 |
High-Very High | High | Moderate | Moderate | High |
| Enhanced seepage monitoring and Instrumentation | KTM-I (Monitoring) |
DIM4 | Moderate | High | High | Low | High |
| Maintenance and upgrading of spillway (e.g. fusegates) | KTM-G (Structural) |
FIM1–FIM4 | Low-Moderate | High | High | Moderate | High |
| Flood forecasting and early warning system | KTM-I (Monitoring) |
FIM1–FIM3 | Low–Moderate | Moderate–High | Moderate | Moderate | Medium |
| Sediment management and catchment interventions | KTM-N (NbS) |
DIM2 & FIM5 | Low– Moderate |
Moderate | Moderate | Moderate | Medium |
| Water quality monitoring | KTM-I (Monitoring) |
TIM1, DIM2 & FIM5 | Low–High | Moderate | High | Low | Medium |
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