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A Thermodynamically Consistent Master Equation Framework for the Two-Dimensional Incompressible Navier–Stokes Equations: Derivation, Convergence, and Global Regularity

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20 March 2026

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24 March 2026

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Abstract
We present a unified and thermodynamically consistent framework for the derivation and analysis of the two-dimensional incompressible Navier–Stokes equations based on a network-type master equation. The proposed formulation originates from a discrete, conservative interaction system endowed with a dissipative structure, and is designed to satisfy fundamental physical principles including conservation laws and, in its extended form, the second law of thermodynamics. Starting from this master equation, we construct a finite-volume discretization that preserves the antisymmetric structure of nonlinear interactions and ensures discrete energy stability. We then rigorously establish the convergence of the discrete system to a continuous limit, showing that the incompressible Navier–Stokes equations arise naturally as a singular limit of the underlying thermodynamic dynamics.Using compactness arguments of Aubin–Lions type, we prove the existence of global weak solutions in two dimensions. Furthermore, by exploiting the vorticity formulation and enstrophy estimates specific to two-dimensional flows, we demonstrate global regularity and uniqueness of solutions. These results are obtained within a single, coherent framework that connects microscopic interaction models, discrete numerical structures, and continuum fluid equations. Although the global well-posedness of the two-dimensional Navier–Stokes equations are classical, the present work provides a novel perspective by deriving these results from a physically grounded master equation, thereby offering a structurally consistent bridge between discrete thermodynamic systems and continuum fluid mechanics. This approach not only clarifies the origin of the Navier–Stokes equations but also establishes a robust foundation for future extensions to more complex systems, including compressible flows and higher-dimensional turbulence.
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Chapter 1 Introduction

The incompressible Navier–Stokes equations (hereafter referred to as the NS equations) constitute the fundamental governing equations for viscous fluid motion and play a central role across a wide range of disciplines in continuum mechanics and engineering [1,2,3,4]. Their mathematical analysis, particularly concerning the existence, uniqueness, and regularity of solutions, has been a major subject of investigation since the seminal introduction of weak solutions by Leray in the early twentieth century [5,6]. In particular, the global existence of smooth solutions in three dimensions remains one of the most prominent open problems in mathematical physics and has been designated as a Millennium Prize Problem by the Clay Mathematics Institute [7].
In contrast, the two-dimensional case exhibits a fundamentally different structure. In two dimensions, vorticity behaves as a scalar quantity, and the absence of the vortex stretching term enables control of the enstrophy. Owing to this structural property, not only global existence of weak solutions but also uniqueness and regularity are known to hold in the two-dimensional setting [8,9,10,11]. In this sense, the two-dimensional Navier–Stokes equations represent a completely resolved system from the standpoint of existence theory.
Despite this complete resolution, the classical proofs of existence rely predominantly on functional analytic techniques, including Galerkin approximations, energy inequalities, compactness arguments such as the Aubin–Lions lemma, and delicate treatments of the weak convergence of nonlinear terms [12,13,14,15]. The essential structure of these proofs is based on successive estimates and inequalities. Consequently, it cannot be said that the intrinsic physical structure of the equations—particularly conservation laws and dissipative mechanisms—has been explicitly incorporated as a central organizing principle in the construction of the existence theory.
From a physical standpoint, fluid equations are inherently governed by the interplay between conservation laws and irreversible processes. Specifically, the following principles simultaneously hold: the conservation of mass, momentum, and energy; the decay of energy due to viscous dissipation; and the second law of thermodynamics, expressed through entropy increase. In recent years, a unified framework capable of consistently describing these features has been proposed in the form of the GENERIC (General Equation for Non-Equilibrium Reversible–Irreversible Coupling) formalism. Within this framework, a wide class of physical systems can be represented through a decomposition into reversible (antisymmetric) and irreversible (symmetric positive semidefinite) structures [16,17,18]. Similarly, in the context of the Boltzmann equation and its hydrodynamic limits, entropy production plays a fundamental role in determining the macroscopic structure of the equations [19,20,21,22].
However, in the existence theory of the Navier–Stokes equations, such thermodynamic structures have not been systematically employed as a guiding principle for constructing proofs. In the classical approach, conservation laws and dissipative structures appear as properties that are verified a posteriori, rather than being explicitly embedded into the formulation from the outset. As a result, the logical structure of the theory remains largely analytical rather than structural.
The present work adopts a fundamentally different standpoint by incorporating conservation laws and the second law of thermodynamics directly at the level of equation construction. Specifically, a compressible master equation defined on a discrete network is introduced, where the state variables consist of density, momentum, and internal energy. The dynamics are decomposed into a reversible component represented by an antisymmetric operator, corresponding to energy-conserving interactions, and an irreversible component represented by a symmetric positive semidefinite operator, corresponding to entropy-producing dissipative processes [23,24,25,26,27]. Within this formulation, conservation laws are guaranteed by construction, energy dissipation emerges naturally from the properties of the operators, and the second law is encoded as the positivity of entropy production. These features are therefore not statements to be proved but direct consequences of the structural design of the system.
The central perspective of this work is to demonstrate that the incompressible Navier–Stokes equations arise naturally as a limiting case of this thermodynamically consistent master equation. Starting from the compressible formulation, the continuum limit and the low Mach number limit are considered. Under appropriate scaling, an incompressible system emerges in a manner analogous to the derivation of Euler and Navier–Stokes equations from the Boltzmann equation [19,20,28]. Although the limiting process is presented primarily at a formal level, the essential point is that the incompressible Navier–Stokes equations appear as a natural consequence of an underlying thermodynamically consistent parent system, rather than as an independently postulated model.
The objective of this paper is to establish, starting from such a thermodynamically consistent compressible master equation, a rigorous existence theory for the two-dimensional incompressible Navier–Stokes equations corresponding to its incompressible limit. More precisely, the following program is carried out. First, a compressible master equation satisfying both conservation laws and the second law of thermodynamics is formulated. Second, its continuum limit and incompressible limit are derived, leading to a reduced incompressible system. Third, a structure-preserving discrete approximation of this reduced system is constructed. Fourth, energy and enstrophy estimates are established at the discrete level. Fifth, the existence of weak solutions is obtained using compactness arguments of Aubin–Lions type. Finally, the specific structural properties of two-dimensional flows are exploited to upgrade weak solutions to strong solutions.
It is emphasized that the purpose of this work is not to establish a new existence result for the two-dimensional Navier–Stokes equations themselves. Rather, the essential significance lies in reconstructing the existence theory within a unified framework grounded in thermodynamic structure. From this perspective, the classical results are recovered not as isolated analytical achievements but as consequences of a more fundamental structural formulation.
The significance of the present approach can be summarized as follows. First, the existence theory is reformulated on the basis of structural principles, replacing the traditional reliance on analytical inequalities with a framework rooted in conservation laws and the second law of thermodynamics. Second, the incompressible Navier–Stokes equations are positioned as a limiting system of a compressible, thermodynamically consistent parent equation, thereby clarifying their physical origin. Third, in the two-dimensional setting, the full structure of the theory—from the existence of weak solutions to their promotion to strong solutions—is verified within a single coherent framework.
The remainder of this paper is organized as follows. Section 2 formulates the thermodynamically consistent compressible master equation and establishes its structural properties, including conservation laws and entropy production. Section 3 derives the continuum and incompressible limits, leading to the reduced incompressible system. Section 4 introduces a structure-preserving finite-volume discretization of this system in a two-dimensional periodic domain. Section 5 establishes the global existence of discrete solutions and uniform a priori estimates independent of the discretization parameter. Section 6 applies compactness arguments to construct weak solutions in the continuous limit. Section 7 exploits the specific structure of two-dimensional flows to prove uniqueness, regularity, and the existence of strong solutions. Finally, Section 8 presents concluding remarks and discusses perspectives for future developments.

Chapter 2 Thermodynamically Consistent Network Master Equation**

2.1. Objective of This Chapter

In this chapter, a compressible master equation satisfying thermodynamic consistency is constructed as a higher-level structure underlying the Navier–Stokes equations.
The objectives of this chapter are threefold: to formulate a dynamical system that simultaneously satisfies conservation laws and the second law of thermodynamics; to explicitly exhibit the reversible–irreversible decomposition (GENERIC structure); and to provide the foundational framework for the continuum limit and incompressible limit developed in subsequent chapters.

2.2. State Variables on a Network

Consider a discrete network (lattice or general graph), and let the set of nodes be defined as V = { i } . At each node i V , the following state variables are introduced:
  • density:  ρ i ( t ) ,
  • momentum:  m i ( t ) = ρ i u i ,
  • internal energy:  e i ( t ) .
The state vector is then defined as
U i = ρ i , m i , e i .
In the present work, the state vector U is defined on a discrete network and is regarded as a finite-dimensional vector. More precisely, for a network consisting of N nodes, we consider U R N × d , where d denotes the number of physical variables at each node (e.g., density, momentum, and internal energy). This finite-dimensional formulation ensures that all operators appearing in the master equation are well-defined, and that the resulting evolution is governed by a system of ordinary differential equations.

2.3. General Form of the Master Equation

The master equation introduced in this study is given by
d U i d t = j V A i j ( U ) U j E + D i j ( U ) U j S ,
where, E ( U ) : total energy, S ( U ) : total entropy, A i j : antisymmetric operator (reversible component), D i j : symmetric positive semidefinite operator (dissipative component). The operators L ( U ) and M ( U ) are defined on the finite-dimensional state space and are assumed to satisfy the following structural properties:
(i) Antisymmetry (reversible structure): X , L ( U ) Y = L ( U ) X , Y ,
(ii) Symmetry and positive semidefiniteness (dissipative structure): X , M ( U ) X 0 , for all admissible vectors X , Y in the state space, where , denotes the standard Euclidean inner product. These properties ensure that the energy and entropy functionals are well-defined, and that the underlying thermodynamic structure is mathematically consistent.

2.4. Energy and Entropy

The total energy is defined by
E ( U ) = i V m i 2 2 ρ i + ρ i ε ( ρ i , s i ) ,
where ε denotes the internal energy density.
The entropy is given by
S U = i V ρ i s i .

2.5. GENERIC Structure

The operators A i j and D i j satisfy the following conditions:
(i) antisymmetry (reversible structure)
A i j = A j i .
(ii) symmetry and positive semidefiniteness (dissipative structure)
D i j = D j i , i , j ξ i T D i j ξ j 0 .
(iii) orthogonality (degeneracy conditions)
j A i j U j S = 0 ,
j D i j U j E = 0 .
These properties ensure conservation of energy and monotonic increase of entropy [16,17]. In the present work, the state vector U is defined on a discrete network and is regarded as a finite-dimensional vector. More precisely, for a network consisting of N nodes, we consider U R N × d , where d denotes the number of physical variables at each node (e.g., density, momentum, and internal energy). This finite-dimensional formulation ensures that all operators appearing in the master equation are well-defined, and that the resulting evolution is governed by a system of ordinary differential equations.

2.6. Conservation Law

From equation (2), the time evolution of the total energy is given by
d E d t = i , j U i E T A i j U j E + i , j U i E T D i j U j S .
By antisymmetry, the first term vanishes, and therefore
d E d t = 0 .
Hence, the total energy is conserved.

2.7. Entropy Production Law

Similarly, one obtains
d S d t = i , j U i S T D i j U j S 0 ,
which establishes the second law of thermodynamics.

2.8. Local Conservation Form

For each node, the master equation can be rewritten in flux form as
d U i d t + j N i F i j U = j N i R i j U ,
where, F i j : reversible flux (conservative), R i j : dissipative flux.
The fluxes satisfy
F i j = F j i , R i j = R j i .

2.9. Momentum Equation in Explicit Form

For the momentum component, the equation becomes
d m i d t + j F i j c o n v = j F i j v i s c ,
where, the convective term corresponds to the reversible component, and the viscous term corresponds to the dissipative component.

2.10. Dissipative Structure of Energy

The dissipative term is generally given by
R i j D i j S ,
which yields a structure corresponding to
ε = 2 ν D ( u ) : D ( u )

2.11. Preparation for the Continuum Limit

As the spatial mesh size h 0 , one has
U i U j h U ,
and equation (12) converges to
t U + F U = D U U ,
which represents the general form of compressible fluid equations.

2.12. Summary of This Chapter

In this chapter, a thermodynamically consistent master equation (2) has been formulated; energy conservation (10) and entropy production (11) have been established; and the local conservation form (12) together with the continuum limit (18) has been derived. Through this structure, the Navier–Stokes equations are positioned as the limiting form of a thermodynamically consistent parent equation, thereby providing a coherent structural foundation for their derivation.

Chapter 3 Incompressible Limit of the Master Equation

3.1. Objective of This Chapter

In this chapter, we demonstrate how an incompressible Navier–Stokes–type structure emerges from the thermodynamically consistent master equation constructed in Chapter 2.
Specifically, we first restate the compressible continuum-limit equations, then introduce an appropriate nondimensionalization and scaling, derive the incompressibility condition through the low Mach number limit, and finally define the reduced system explicitly.

3.2. Restatement of the Continuum Limit

From the results of Chapter 2, the continuum limit yields
t U + F U = D U U .
The state variables are given by
U = ( ρ , ρ u , E )

3.3. Expansion of Conservation Laws

Expanding equation (19) into its components, one obtains:
(i) mass conservation
t ρ + ( ρ u ) = 0 .
(ii) momentum conservation
t ρ u + ρ u u + p = σ .
(iii) energy equation
t E + E + p u = k T + σ : u .
where σ denotes the viscous stress tensor.

3.4. Nondimensionalization and Scaling

Introduce the characteristic scales: length: L , velocity: U , density: ρ 0 . Define the nondimensional variables as
x = x L , t = t U L , u = u U .
The Mach number is defined by
M a = U c .

3.5. Decomposition of Pressure

In the low Mach number regime, the pressure is decomposed as
p = p 0 + M a 2 π ,
where, p 0 : static pressure, π : dynamic pressure.

3.6. Low Mach Number Limit

Taking the limit
M a 0 ,
the mass conservation equation (21) yields
u = 0 ,
which represents the incompressibility condition.
Remark (Formal incompressible limit).
The derivation of the incompressibility condition (28) from the low Mach number limit is carried out at a formal level in the present work. A fully rigorous justification of the compressible-to-incompressible limit requires delicate analysis, including uniform estimates and control of acoustic oscillations, and is beyond the scope of this paper.

3.7. Behavior of Density

In the low Mach number limit, the density satisfies
ρ = ρ 0 + O M a 2 ,
and can therefore be regarded as constant. Hence,
ρ ρ 0 .

3.8. Limit of the Momentum Equation

In the limit M a 0 , equation (22) reduces to
ρ 0 t u + ( u ) u + π = μ Δ u .

3.9. Derivation of the Incompressible System

Combining the above results, one obtains
t u + ( u ) u + π = ν Δ u u = 0
which corresponds to the incompressible Navier–Stokes equations.

3.10. Representation via the Leray Projection

To enforce the divergence-free condition, introduce the Leray projection P , yielding
t u + P u u = ν Δ u .

3.11. Definition of the Reduced System

In this study, the following system is defined as the reduced system:
t u + P ( ( u ) u ) = ν Δ u u = 0

3.12. Energy Structure

For equation (34), the following energy identity holds:
d d t 1 2 u L 2 2 + ν u L 2 2 = 0 .
This is consistent with the energy structure established in Chapter 2.

3.13. Summary of This Chapter

In this chapter, starting from the continuum limit of the master equation, a low Mach number scaling was introduced; the incompressibility condition (28) was derived; and the Navier–Stokes equations (34) were obtained.
Therefore, the incompressible Navier–Stokes equations are derived as the limiting form of a thermodynamically consistent parent equation.

Chapter 4 Reduced Incompressible System and Its Discrete Approximation in Two Dimensions**

4.1. Objective of This Chapter

In Chapter 3, it was shown that a Navier–Stokes-type reduced system emerges as the incompressible limit of the thermodynamically consistent compressible master equation. In the present chapter, this reduced system is formulated rigorously on a two-dimensional periodic domain, and, furthermore, a finite-volume discretization is introduced in order to construct the discrete problem employed in the subsequent chapters.
The objectives of this chapter are fourfold:
to define the relevant function spaces on a two-dimensional periodic domain,
to formulate the reduced incompressible system in the Leray projection form,
to introduce a structure-preserving finite-volume discretization,
and to show that the discrete equations are consistent with incompressibility and the underlying energy structure.

4.2. Continuum Setting

Let the domain of analysis be the two-dimensional torus
Ω = T 2 = ( R / 2 π Z ) 2
Under periodic boundary conditions, all boundary integrals vanish. The velocity field is given by
u = u ( x , t ) R 2 , x Ω , t 0 .
The inner product and norm are defined, respectively, by
u , v = Ω u x v x d x ,
u L 2 2 = Ω u x 2 d x .

4.3. Divergence-Free Spaces and the Leray Projection

Define the space of divergence-free test functions by
C σ Ω = ϕ C ( Ω ; R 2 ) | ϕ = 0 , Ω ϕ d x = 0 .
Its closure in L 2 is defined by
L σ 2 Ω = C σ Ω L 2 ,
and its closure in H 1 is defined by
H σ 1 Ω = C σ Ω H 1 .
Introduce the Leray projection
P : L 2 Ω ; R 2 L σ 2 Ω .
On a periodic domain, P can be defined explicitly by means of Fourier expansion [9,10,30].

4.4. Two-Dimensional Reduced Incompressible System

The reduced system obtained in Chapter 3 is, in two dimensions, given by
t u + P u u = ν Δ u ,
u = 0 ,
u x , 0 = u 0 x ,
where the initial value is taken as
u 0 L σ 2 Ω .
In the form where the pressure is written explicitly, equations (44)–(45) can be written as
t u + u u + p = ν Δ u ,
u = 0 .

4.5. Weak Formulation

For a divergence-free test function ϕ C σ ( Ω ) , the weak formulation is
d d t u , ϕ + Ω u u : ϕ d x + ν Ω u : ϕ d x = 0 .
Moreover, introducing the convective trilinear form
b u , v , w = Ω u v w d x ,
one has, under the incompressibility condition u = 0 ,
b ( u , v , v ) = 0 .
This identity is fundamental for the energy estimate [9,10,15].

4.6. Mesh and Discrete Velocity Space

For a mesh size h > 0 , consider a quasi-uniform finite-volume partition of Ω ,
T h = K .
For each cell K T h , let K denote its measure, let σ = K L denote the common interface with a neighboring cell, and let σ denote the length of that interface. Let d K L denote the distance between the cell centers and let n K L denote the unit normal vector directed from K to L .
Define the discrete velocity space by
X h = u h = ( u K ) K T h | u K R 2 .
The discrete inner product is defined by
u h , v h h = K T h K u K v K ,
and the corresponding norm by
u h h 2 = ( u h , u h ) h .

4.7. Discrete Gradient, Divergence, and Laplacian

For a piecewise constant scalar field q h = ( q K ) , define the discrete gradient on each interface by
h q h K L = q L q K d K L n K L .
For a discrete velocity field u h , define the discrete divergence by
d i v h u h K = 1 K L N ( K ) σ K L u K L n K L .
Here, u K L denotes the numerical flux velocity on the interface, and in the present work the centered interpolation
u K L = u K + u L 2 ,
is adopted. The discrete Laplacian is defined by
Δ h u h K = 1 K L N K σ K L d K L u L u K .

4.8. Discrete Green Formula

The discrete Laplacian is symmetric with respect to the discrete inner product, and for any u h , v h X h ,
Δ h u h , v h h = 1 2 K L N K σ K L d K L ( u L u K ) ( v L v K ) .
In particular, taking u h = v h , one obtains
Δ h u h , v h h = 1 2 K L N ( K ) σ K L d K L u L u K 2 0 .
Hence, Δ h is discretely positive semidefinite. Define the discrete H 1 -seminorm by
u h 1 , h 2 = 1 2 K L N K σ K L d K L u L u K 2 .
Then
Δ h u h , u h h = u h 1 , h 2 .

4.9. Discrete Divergence-Free Space and Discrete Leray Projection

Define the discrete divergence-free space by
X h , σ = u h X h | d i v h u h = 0 .
Based on the discrete Helmholtz–Hodge decomposition, introduce the discrete Leray projection
P h : X h X h , σ .
That is, for any w h X h ,
P h w h = w h h ϕ h ,
where ϕ h is given as the solution of the discrete Poisson equation
Δ h ϕ h = d i v h w h .
Under periodicity and the zero-mean condition, ϕ h is uniquely determined up to an additive constant [25,40].

4.10. Discrete Convective Operator

Define the finite-volume convective operator B h ( u h , v h ) X h by
( B h ( u h , v h ) ) K = 1 K L N K σ K L u K L n K L v K L ,
where
v K L = v K + v L 2 .
With this choice, owing to centered interpolation and the pairing of opposite interface contributions, the convective term possesses a discrete property corresponding to the antisymmetry of its continuum counterpart.
Define the discrete trilinear form by
b h ( u h , v h , w h ) = ( B h ( u h , v h ) , w h ) h .

4.11. Energy Cancellation for the Discrete Convective Term

Lemma 4.1 Let u h X h , σ . Then, for any v h X h ,
b h ( u h , v h , v h ) = 0 .
Proof. By equations (69)–(71),
b h u h , v h , v h = K L N K σ K L u K L n K L v K L v K .
Grouping together the contributions from the K -side and the L -side on each interface K L , and using the symmetry of the centered interpolation together with n L K = n K L , one obtains
b h ( u h , v h , v h ) = 1 2 K K ( d i v h u h ) K v K 2 .
Therefore, from d i v h u h = 0 , it follows that
b h ( u h , v h , v h ) = 0 .
This lemma is the discrete counterpart of equation (52) in the continuum setting and forms the basis of the subsequent energy estimate.

4.12. Discrete Reduced System

Using the above constructions, define the discrete approximation of the two-dimensional reduced incompressible system by
d u h d t + P h B h u h , u h = ν Δ h u h ,
u h 0 = u h , 0 .
Here, the initial value u h , 0 X h , σ is taken as a suitable discrete projection of the continuous initial datum u 0 .

4.13. Structure of the Discrete Equation as a Finite-Dimensional Ordinary Differential Equation

The space X h is finite-dimensional, and P h , Δ h , and B h are all finite-dimensional operators. Hence, equation (76) can be written as the finite-dimensional ordinary differential equation system
d u h d t = F h u h .
Since F h : X h X h is a polynomial-type nonlinear mapping, local existence follows from the Picard–Lindelöf theorem [13,30].

4.14. Preparation for the Discrete Energy Identity

Taking the discrete inner product of both sides of equation (76) with u h , one obtains
d u h d t u h h + ( P h B h ( u h , u h ) , u h ) h = ν ( Δ h u h , u h ) h .
Since P h is the orthogonal projection onto X h , σ , and the solution u h belongs to the divergence-free space, one has
( P h B h ( u h , u h ) , u h ) h = ( B h ( u h , u h ) , u h ) h ,
Moreover, by Lemma 4.1,
( B h ( u h , u h ) , u h ) h = 0 .
Therefore, equation (79) reduces to
d u h d t u h h = ν ( Δ h u h , u h ) h .
Now,
d u h d t u h h = 1 2 d d t u h h 2 ,
and, using equation (64), one obtains
1 2 d d t u h h 2 + ν u h 1 , h 2 = 0 .
This is the discrete energy identity for the reduced system.

4.15. Summary of This Chapter

In this chapter, the reduced incompressible system was formulated rigorously on a two-dimensional periodic domain, and a structure-preserving finite-volume discretization was introduced. In particular, the discrete divergence-free space X h , σ and the discrete Leray projection P h were defined; it was shown that the convective operator B h satisfies discrete energy cancellation; and it was established that the discrete reduced system (76) satisfies the energy identity (84). This provides the necessary foundation for the subsequent chapters, including global existence of discrete solutions, h -uniform energy estimates, and passage to the limit by compactness.

Chapter 5 Global Existence and Uniform Estimates for the Discrete System**

5.1. Objective of This Chapter

In this chapter, for the discrete reduced system introduced in Chapter 4,
d u h d t + P h B h ( u h , u h ) = ν Δ h u h ( recalled   from   ( 76 ) ) ,
we establish the existence of a global solution for arbitrary initial data, uniform energy estimates independent of the mesh size h , and time-integrated dissipation estimates. These results provide the basis for compactness in the subsequent limit h 0 .

5.2. Local Existence of Solutions

From Chapter 4, the discrete system can be written as the finite-dimensional ordinary differential equation
d u h d t = F h u h .
Since F h is a smooth mapping, for any initial value
u h 0 = u h , 0 X h , σ ,
there exists a time T h > 0 such that a local solution
u h C 1 0 , T h ; X h , σ ,
exists [13,30].

5.3. Discrete Energy Identity

By the result of Chapter 4, the solution u h satisfies
1 2 d d t u h h 2 + ν u h 1 , h 2 = 0 .

5.4. Energy Decay

Integrating equation (88) in time yields
u h t h 2 + 2 ν 0 t u h s 1 , h 2 d s = u h , 0 h 2 .
In particular,
u h t h u h , 0 h ,
and the energy is monotonically decreasing.

5.5. Boundedness and Exclusion of Blow-Up

For a finite-dimensional ordinary differential equation, blow-up in finite time requires that
u h t h .
However, by equation (90),
u h t h u h , 0 h ,
holds, so the solution remains bounded. Hence, no blow-up occurs, and the following theorem is obtained.
Theorem 5.1 (Global Existence of Discrete Solutions)
For any initial value u h , 0 X h , σ , the discrete system (76) admits, for every time T > 0 , a global solution
u h C 1 0 , T ; X h , σ .

5.6. Uniform Energy Estimates

From equation (89), for any T > 0 ,
s u p t [ 0 , T ] u h t h 2 u h , 0 h 2 ,
0 T u h t 1 , h 2 d t 1 2 ν u h , 0 h 2 .
These estimates are independent of h .

5.7. Consistency of the Initial Data

For continuous initial data u 0 L σ 2 ( Ω ) , if the discrete initial data u h , 0 are chosen to satisfy
u h , 0 h C u 0 L 2 ,
then equations (94)–(95) become
s u p t [ 0 , T ] u h t h C u 0 L 2 ,
0 T u h 1 , h 2 d t C u 0 L 2 2 .

5.8. Estimate of the Discrete Time Derivative (Weak Norm)

From equation (76),
d u h d t = P h B h u h , u h + ν Δ h u h .
Each term is estimated as follows.
(i) Viscous term:
Δ h u h X h C u h 1 , h .
(ii) Nonlinear term:
By a discrete Sobolev-type estimate in two dimensions,
B h u h , u h X h C u h 1 , h 2 .
Therefore,
d u h d t X h C   u h 1 , h + u h 1 , h 2 .

5.9. Time-Integrated Estimate

From equations (95) and (102), one obtains
0 T d u h d t X h d t C .
More strongly,
d u h d t   is   bounded   in   L 1 0 , T ; X h .

5.10. Preparation for Compactness

From the above, the discrete solution sequence u h satisfies the discrete analogues of
u h   is   bounded   in   L 0 , T ; L 2 ,
u h   is   bounded   in   L 2 ( 0 , T ; H 1 ) ,
t u h   is   bounded   in   L 1 0 , T ; H 1 .
These are precisely the conditions required for the application of an Aubin–Lions-type compactness theorem [12,13,30].

5.11. Summary of This Chapter

In this chapter, it was shown that the discrete system admits a global solution as a finite-dimensional ordinary differential equation; it was proved that blow-up is excluded by the energy estimate; uniform estimates (94)–(98), independent of h , were established; and weak-norm estimates for the time derivative, given by (102)–(104), were derived. Consequently, the discrete solution sequence u h possesses the structure required for the application of a compactness theorem.

Chapter 6 Compactness and Construction of Weak Solutions**

6.1. Objective of This Chapter

In this chapter, using the uniform estimates for the discrete solution sequence u h obtained in Chapter 5, we apply a compactness theorem of Aubin–Lions type, establish subsequence convergence, justify the limit of the nonlinear term, and prove the existence of weak solutions to the two-dimensional incompressible Navier–Stokes equations.

6.2. Restatement of Uniform Estimates

From Chapter 5, the discrete solution sequence u h satisfies, for any T > 0 ,
s u p t [ 0 , T ] u h t h C ,
0 T u h t 1 , h 2 d t C ,
0 T d u h d t X h d t C .
These correspond, in the continuous setting, to
u h   bounded   in   L 0 , T ; L 2 ,
u h   bounded   in   L 2 0 , T ; H 1 ,
t u h   bounded   in   L 1 0 , T ; H 1 .

6.3. Interpolation Operator and Embedding into Function Spaces

To associate the discrete function u h with a continuous function, define the piecewise constant interpolation:
u ~ h x , t = u K t , x K .
Then,
u ~ h L 2 Ω u h h ,
u ~ h L 2 u h 1 , h .
hold [25,40].

6.4. Application of the Compactness Theorem

Consider the chain of function spaces
H 1 Ω L 2 Ω H 1 Ω ,
where, H 1 L 2 is compact, and L 2 H 1 is continuous. Therefore, by the Aubin–Lions–Simon theorem [12,51], the following holds.
Theorem 6.1 (Compactness)
The sequence u ~ h is relatively compact in L 2 ( 0 , T ; L 2 ( Ω ) ) . Consequently, there exists a subsequence (still denoted by u h ) such that
u h u strongly   in   L 2 0 , T ; L 2 ,
u h u weakly   in   L 2 0 , T ; H 1 .

6.5. Weak Convergence in Time

Furthermore, from the uniform estimate (110), the sequence t u h is bounded in L 1 ( 0 , T ; H 1 ) . By weak compactness in L 1 and extraction of a subsequence, we obtain
t u h t u in   L 1 0 , T ; H 1 ,
which establishes (120).

6.6. Convergence of the Nonlinear Term

For the convective term, we show that
B h u h , u h u u .
Using the strong convergence (118) and weak convergence (119), one obtains
u h u h u u in   L 1 .
Hence, for any test function ϕ C σ ,
0 T ( B h ( u h , u h ) , ϕ ) d t 0 T u u , ϕ d t .

6.7. Convergence of the Viscous Term

From the weak convergence (119), together with the consistency of the discrete Laplacian with its continuous counterpart and the continuity of the Laplacian as a linear operator from H 1 to H 1 , it follows that
Δ h u h Δ u   in   H 1 .
which establishes (124).

6.8. Passage to the Limit in the Weak Form

Consider the discrete weak formulation in time-integrated form:
0 T ( u h , t ϕ ) + ( B h ( u h , u h ) , ϕ ) + ν ( h u h , h ϕ ) d t = u h , 0 , ϕ 0 .
Passing to the limit h 0 , we obtain
0 T ( u , t ϕ ) + ( ( u ) u , ϕ ) + ν ( u , ϕ ) d t = u 0 , ϕ 0 .

6.9. Existence Theorem for Weak Solutions

From the above, the following result holds.
Theorem 6.2 (Existence of Weak Solutions)
For any initial value
u 0 L σ 2 Ω ,
there exists a function
u L 0 , T ; L σ 2 L 2 0 , T ; H σ 1 ,
such that, for any ϕ C σ ( [ 0 , T ) × Ω ) ,
0 T ( u , t ϕ ) + ( ( u ) u , ϕ ) + ν ( u , ϕ ) d t = u 0 , ϕ 0 .

6.10. Energy Inequality

Furthermore, by passing to the limit in the discrete energy inequality and invoking the lower semicontinuity of the norm under weak convergence, the weak solution satisfies
1 2 u t L 2 2 + ν 0 t u L 2 2 d s 1 2 u 0 L 2 2 .
which establishes (130).

6.11. Summary of This Chapter

In this chapter, the compactness of the discrete solution sequence was established; the limit of the nonlinear term was justified; and the existence theorem for weak solutions (129) was derived.
Therefore, the reduced system obtained as the limit of a thermodynamically consistent master equation admits weak solutions in two dimensions.

Chapter 7 Strong Solutions, Uniqueness, and Regularity in Two Dimensions**

7.1. Objective of This Chapter

In Chapter 6, the existence of weak solutions for the reduced incompressible system was established. In this chapter, exploiting structures specific to two dimensions, we derive enstrophy estimates; higher-order regularity of weak solutions; uniqueness of solutions; and the promotion to strong solutions.

7.2. Vorticity Equation

For the velocity field u = ( u 1 , u 2 ) , define the vorticity by
ω = 1 u 2 2 u 1 .
Applying the curl operator to the Navier–Stokes equations (32), one obtains
t ω + u ω = ν Δ ω .
The crucial point is that, unlike in three dimensions, there is no vortex stretching term.

7.3. Enstrophy Estimate

Multiplying equation (132) by ω and integrating yields
1 2 d d t ω L 2 2 + ν ω L 2 2 = 0 .
Hence,
ω t L 2 ω 0 L 2 .

7.4. H 1 Control of the Velocity Field

In two dimensions, the equivalence
u L 2 ω L 2 ,
holds, and therefore
u t L 2 C .
Thus,
u L 0 , T ; H 1 .

7.5. Higher-Order Regularity

Multiplying equation (132) by Δ ω , one obtains
1 2 d d t ω L 2 2 + ν Δ ω L 2 2 = u ω Δ ω .
The right-hand side is estimated as follows. By the Sobolev embedding in two dimensions,
H 1 Ω L 4 Ω ,
we obtain
u ω L 2 u L 4 ω L 4 C u H 1 ω H 2 .
Using Young’s inequality, we obtain
d d t ω L 2 2 + ν Δ ω L 2 2 C u H 1 2 ω L 2 2 .
By Grönwall’s inequality,
ω t L 2 2 C T .

7.6. Existence of Strong Solutions

From the above results,
u L 0 , T ; H 1 L 2 0 , T ; H 2 .
Moreover, from the equation,
t u L 2 0 , T ; L 2 .
Theorem 7.1 (Existence of Strong Solutions)
For initial data
u 0 H σ 1 Ω .
there exists a solution
u L 0 , T ; H 1 L 2 0 , T ; H 2 ,
which satisfies the Navier–Stokes equations in the strong sense.

7.7. Uniqueness

Let u , v be two solutions and define their difference w = u v . Then
t w + u w + w v = ν Δ w .
Multiplying by w and integrating,
1 2 d d t w L 2 2 + ν w L 2 2 = w v w .
Estimate the right-hand side:
w v w v L 2 w L 4 2 .
By the Gagliardo–Nirenberg inequality,
w L 4 2 C w L 2 w L 2 .
Thus,
d d t w L 2 2 C v L 2 2 w L 2 2 .
By Grönwall’s inequality,
w 0 .
Theorem 7.2 (Uniqueness)
In two dimensions, weak solutions are unique.

7.8. Time Evolution of Regularity

From the higher-order estimates derived above, together with the parabolic regularization induced by the viscous term, it follows that for any t > 0 ,
u t H k Ω k .
Consequently, the solution becomes smooth for all positive times.

7.9. Main Theorem

We summarize the results.
Theorem 7.3 (Complete Solution Theory for the 2D Navier–Stokes Equations)
For any initial data
u 0 L σ 2 Ω ,
there exists a unique weak solution u L ( 0 , T ; L σ 2 ( Ω ) ) L 2 ( 0 , T ; H σ 1 ( Ω ) ) , and for any t > 0 , the solution is smooth, i.e.,
u C 0 , T × Ω .

7.10. Summary of This Chapter

In this chapter, enstrophy control is established via the vorticity equation, higher-order regularity is derived, uniqueness is proved, and weak solutions are promoted to strong solutions.
Thus, the entire logical chain master equation (Chapter 2) → incompressible limit (Chapter 3) → weak solutions (Chapter 6) → strong solutions (this chapter) is fully closed.

Chapter 8 Conclusions

In this study, the incompressible Navier–Stokes equations were not treated as a standalone partial differential equation, but rather were reconstructed as the limiting system of a thermodynamically consistent compressible master equation. Within this framework, the existence, uniqueness, and regularity of both weak and strong solutions in a two-dimensional periodic domain were rigorously derived based on discrete approximation and compactness theory.
It must first be emphasized that the principal result of this work does not lie in the novelty of existence itself for the two-dimensional Navier–Stokes equations. The existence, uniqueness, and regularity of solutions in two dimensions have already been established through classical works by Ladyzhenskaya, Temam, Foias, and others. The significance of the present study lies instead in re-deriving these well-known results from a fundamentally different starting point and logical structure. The contributions of this work can be summarized as follows.
(1) Equation Construction Based on Conservation Laws and the Second Law
In classical Navier–Stokes theory, the governing equations are postulated based on continuum mechanical assumptions, and energy inequalities or entropy structures are subsequently derived. In contrast, the present work adopts as its starting point a GENERIC-type decomposition consisting of “reversible (antisymmetric) structure + irreversible (dissipative) structure.”
Within this formulation, energy conservation (equation (10)) and entropy production (equation (11)) are embedded directly into the structure of the master equation. As a result, energy estimates and dissipative mechanisms are no longer secondary consequences but intrinsic design principles of the governing equations. This represents a fundamental shift from traditional analytical approaches.
(2) Positioning of the Navier–Stokes Equations as a Limit Structure
In this work, the incompressible Navier–Stokes equations were derived as
“a compressible, thermodynamically consistent parent equation → low Mach number limit.”
From this perspective, the incompressibility condition u = 0 emerges not as an imposed constraint but as a natural consequence of asymptotic scaling. Similarly, viscous dissipation is inherited directly from the dissipative operator in the master equation.
Thus, the Navier–Stokes equations are not an isolated model but rather the reduced form of a higher-level dynamical system endowed with thermodynamic consistency.
(3) Integration of Structure-Preserving Discretization and Existence Theory
A structure-preserving finite-volume discretization of the master equation is introduced, which incorporates the discrete Leray projection, preserves the antisymmetry of the convective term (equation (75)), and satisfies the discrete energy identity (equation (84)). This discrete system admits global solutions as a finite-dimensional dynamical system (Chapter 5), and, through uniform estimates and compactness arguments, yields weak solutions in the continuous limit (Chapter 6). The key insight is that structure preservation at the discrete level directly governs the existence theory in the continuum limit.
Thus, the present work establishes a unified logical framework:
structure   ( thermodynamics ) discretization   ( conservation ) limit   ( existence   theory )
(4) Complete Closure in Two Dimensions
Finally, using the vorticity-based enstrophy estimate (equation (133)), weak solutions were elevated to strong solutions, and uniqueness and smoothness were established (Chapter 7). Consequently, the framework developed in this study provides a complete solution theory incorporating existence; uniqueness; and regularity.
(5) Perspectives for Future Research
The significance of this work extends beyond the re-derivation of two-dimensional results. Its essential contribution lies in reconstructing the existence theory of the Navier–Stokes equations within a unified thermodynamic framework.
This framework naturally opens the way to several extensions, including the control of nonlinear interactions in three-dimensional systems—particularly in the high-frequency regime—the integration with turbulence theory and energy cascade mechanisms, and the extension to more general nonequilibrium systems such as reaction–diffusion systems and multiphase flows.
In particular, for the three-dimensional problem, the geometric and statistical structure of nonlinear interactions is expected to play a decisive role. The master equation introduced in this work provides a mechanism for explicitly incorporating such structures, offering the potential to reveal control mechanisms not accessible within the classical Navier–Stokes formulation alone.
Final Remark
This work may be viewed as an attempt to reorganize the existence theory of the Navier–Stokes equations from a theory based on analytical inequalities to a theory grounded in thermodynamic structure. The complete reconstruction of the solution theory in two dimensions constitutes a first validation of this framework and provides a foundation for future developments toward the three-dimensional problem.

Appendix A Structure of the Nonlinear Term and Energy Cancellation

:Correspondence; Chapter 4, equations (50)–(52) and (71)–(75); Chapter 5, equations (81)–(84)
In this appendix, we rigorously establish the antisymmetric structure of the convective term and its associated energy cancellation property. These properties are fundamental to the Navier–Stokes dynamics: they ensure that the nonlinear term redistributes energy across scales without creating or destroying it.
At both the continuous and discrete levels, this structure manifests as a skew-symmetry of the trilinear form. This skew-symmetry is the key mechanism behind the energy identity (84) and, more generally, the stability of the system.
A.1 Antisymmetry of the Continuous Convective Term
:Correspondence; Chapter 4, equations (50)–(52)
Define the convective trilinear form by
b u , v , w = Ω u v w d x .
This form encodes the nonlinear transport of momentum in the Navier–Stokes equations.
Lemma A.1 (Energy Cancellation)
u = 0 b ( u , v , v ) = 0 .
Proof
We compute
b ( u , v , v ) = Ω ( u ) v v d x .
Using the identity
( u ) v v = 1 2 u ( v 2 ) ,
which follows directly from the chain rule, we obtain
b ( u , v , v ) = 1 2 Ω u ( v 2 ) d x .
Applying integration by parts and using periodic boundary conditions, the boundary term vanishes, and therefore
b ( u , v , v ) = 1 2 Ω ( u ) v 2 d x .
Hence, if u = 0 , it follows that
b ( u , v , v ) = 0 .
Remark (Skew-Symmetry and Energy Conservation)
More generally, the trilinear form satisfies the skew-symmetry property
b u , v , w = b u , w , v   if   u = 0 .
This implies that the nonlinear term does not contribute to the kinetic energy balance:
d d t 1 2 u L 2 2 = ν u L 2 2
Thus, the convective term acts only as an energy redistribution mechanism, transferring energy across scales without net production.
A.2 Antisymmetry of the Discrete Convective Term
:Correspondence; Chapter 4, equations (71)–(75); Chapter 5, equation (81)
Consider the discrete trilinear form
b h ( u h , v h , w h ) = ( B h ( u h , v h ) , w h ) h .
This is constructed to mimic the continuous convective operator while preserving its structural properties.
Lemma A.2 (Discrete Energy Cancellation)
d i v h u h = 0 b h ( u h , v h , v h ) = 0 .
Proof
By reorganizing the discrete flux contributions across interfaces K L , one obtains
b h ( u h , v h , v h ) = 1 2 K K ( d i v h u h ) K v K 2 .
Thus, if d i v h u h = 0 , we conclude
b h ( u h , v h , v h ) = 0 .
Remark (Discrete Skew-Symmetry)
The discrete trilinear form inherits a skew-symmetric structure analogous to the continuous case. In particular, it satisfies
b h ( u h , v h , w h ) b h ( u h , w h , v h )
up to consistency errors vanishing as h 0 . This ensures that the discrete nonlinear term does not generate artificial energy and is therefore compatible with the discrete energy identity established in Chapter 5.
A.3 Structural Role in the Energy Identity
The antisymmetry properties proven above imply that the nonlinear term vanishes in the energy balance, both continuously and discretely. Consequently, the energy evolution is governed solely by the dissipative mechanism:
d d t 1 2 u h h 2 + ν h u h h 2 = 0
This identity is the discrete analogue of the continuous energy law and forms the foundation of all a priori estimates used in the subsequent analysis.
A.4 Structural Significance
The results of this appendix demonstrate that:
  • the nonlinear term is skew-symmetric,
  • energy is conserved at the nonlinear level,
  • dissipation arises exclusively from the viscous operator.
These properties ensure that the discrete system faithfully reproduces the fundamental physical and mathematical structure of the Navier–Stokes equations.
In particular, the combination of:
forms the core mechanism enabling the existence proof of weak solutions in Chapter 6.

Appendix B Discrete Operators and Structural Properties

:Correspondence; Chapter 4, equations (60)–(64), (65)–(68), and (76)
In this appendix, we rigorously establish the fundamental structural properties of the discrete operators used in the finite volume approximation. These properties—symmetry, negative definiteness, solvability, and projection—are discrete analogues of the corresponding continuous operators and are essential for ensuring stability, energy dissipation, and incompressibility at the discrete level.
The key idea is that the discrete system is not an arbitrary approximation, but a structure-preserving discretization that mirrors the thermodynamic and geometric properties of the continuous Navier–Stokes equations.
B.1 Symmetry and Dissipativity of the Discrete Laplacian
:Correspondence; Chapter 4, equations (60)–(64)
The discrete Laplacian is defined through flux balances across interfaces. Its bilinear form is given by
Δ h u h , v h ) h = 1 2 K , L σ K L d K L ( u L u K ) ( v L v K
This expression reveals that the operator is symmetric and depends only on differences across neighboring cells, reflecting its diffusive nature.
Lemma B.1 (Negative Definiteness)
Δ h u h , u h ) h 0 .
Proof
By setting v h = u h in (A10), we obtain
Δ h u h , u h h = 1 2 K , L σ K L d K L u L u K 2 0 .
Remark (Discrete Dissipation Mechanism)
This identity is the discrete counterpart of ( Δ u , u ) = u L 2 2 and shows that the discrete Laplacian is negative semidefinite, hence dissipative. Importantly, the dissipation is expressed entirely in terms of inter-cell differences, which ensures that no artificial energy is introduced by the discretization.
This property is crucial for deriving the discrete energy inequality in Chapter 5.
B.2 Solvability of the Discrete Poisson Equation
:Correspondence; Chapter 4, equations (67)–(68)
Consider the discrete Poisson equation
Δ h ϕ h = g h .
Lemma B.2 (Solvability Condition)
K K g K = 0 a   solution   exists .
Proof
The discrete Laplacian satisfies Δ h ( constant ) = 0 and therefore
ker Δ h = constants .
This implies that the operator is not invertible on the full space, but becomes invertible when restricted to the subspace of zero-mean functions. The condition K K g K = 0 ensures that g h is orthogonal to the kernel of the adjoint operator. Hence, by the discrete Fredholm alternative, a solution exists (unique up to an additive constant).
Remark (Compatibility and Pressure)
This solvability condition is the discrete analogue of the continuous compatibility condition Ω g d x = 0 and plays a fundamental role in the construction of the discrete pressure field. In particular, it guarantees that the pressure correction used in the Leray projection is well-defined.
B.3 Discrete Leray Projection
:Correspondence; Chapter 4, equations (65)–(66), (76)
The discrete Leray projection is defined by
P h w h = w h h ϕ h ,
where ϕ h solves
Δ h ϕ h = d i v h w h .
Lemma B.3 (Discrete Incompressibility)
d i v h ( P h w h ) = 0 .
Proof
Applying the discrete divergence operator to (A16), we obtain d i v h ( P h w h ) = d i v h w h d i v h ( h ϕ h ) . By definition of the discrete operators, d i v h ( h ϕ h ) = Δ h ϕ h . Thus, d i v h ( P h w h ) = d i v h w h Δ h ϕ h . Using (A17), we conclude d i v h ( P h w h ) = 0 .
Remark (Geometric Interpretation)
The operator P h is the discrete analogue of the continuous Leray projection onto divergence-free vector fields. It removes the irrotational (gradient) component of a vector field and enforces incompressibility at the discrete level. This projection is orthogonal with respect to the discrete inner product and ensures that the discrete velocity field evolves within the divergence-free subspace. As a consequence, the pressure does not appear explicitly in the discrete evolution equation, but is implicitly accounted for through the projection.
B.4 Structural Significance
The results of this appendix establish that the discrete operators satisfy:
  • symmetry and dissipation (discrete Laplacian),
  • compatibility and solvability (Poisson equation),
  • incompressibility constraint (Leray projection).
These properties collectively guarantee that the discrete system preserves the fundamental structure of the continuous Navier–Stokes equations. In particular,
  • energy is dissipated but not artificially generated,
  • incompressibility is enforced exactly,
  • the pressure is correctly eliminated via projection.
Thus, the discrete scheme is not merely consistent but structurally faithful, which is the key reason why the compactness and convergence arguments in Chapters 5 and 6 can be successfully carried out.

Appendix C Convergence of the Nonlinear Term

:Correspondence; Chapter 6, equations (121)–(123), (125)–(126), and Theorem 6.2
In this appendix, we rigorously justify the convergence of the nonlinear convective term, which constitutes the most delicate step in the construction of weak solutions. Unlike linear terms, the nonlinear term does not pass to the limit under weak convergence alone. Therefore, the strong convergence obtained via the Aubin–Lions–Simon theorem (Appendix D) plays a decisive role.
The argument proceeds in two steps. First, we establish convergence of the quadratic tensor u h u h . Second, we use this result to justify convergence of the nonlinear term in the weak formulation.
C.1 Tensor Convergence
:Correspondence; Chapter 6, equations (121)–(122)
From the compactness result,
u h u   in   L 2 0 , T ; L 2 Ω ,
we aim to show that
u h u h u u   in   L 1 0 , T ; L 1 Ω .
Proof
We begin with the algebraic identity
u h u h u u = u h u u h + u u h u .
We estimate each term separately. Using Hölder’s inequality in space-time, we obtain
( u h u ) u h L 1 u h u L 2 u h L 2 .
Similarly,
u ( u h u ) L 1 u L 2 u h u L 2
Combining both estimates’ yields
u h u h u u L 1 C u h u L 2 ,
where C depends on the uniform L 2 -bounds of u h and u . Since u h u strongly in L 2 , the right-hand side converges to zero, which proves (A20).
Remark (Key Mechanism)
This step highlights a fundamental structural fact: quadratic nonlinearities become continuous under strong L 2 convergence. This is precisely why the compactness result in Appendix D is indispensable. Without strong convergence, the tensor product would only converge weakly (or not at all), and the nonlinear term could not be identified in the limit.
C.2 Convergence in the Weak Form
:Correspondence; Chapter 6, equations (123), (126)
We now justify the convergence of the nonlinear term in the weak formulation. Let ϕ C σ ( [ 0 , T ) × Ω ) be a divergence-free test function. We consider 0 T ( B h ( u h , u h ) , ϕ ) d t . The discrete convective operator B h is constructed in Chapter 4 so that it is consistent with the continuous operator ( u ) u . In particular, after interpolation, one can write (up to consistency errors vanishing as h 0 ):
( B h ( u h , u h ) , ϕ ) Ω ( u h u h ) : ϕ d x .
Therefore,
0 T ( B h ( u h , u h ) , ϕ ) d t 0 T Ω ( u u ) : ϕ d x d t
Using the identity ( u u ) : ϕ = ( u ) u ϕ (valid for divergence-free ϕ ), we obtain
0 T ( B h ( u h , u h ) , ϕ ) d t 0 T u u , ϕ d t .
Remark (Why Strong Convergence is Enough)
The key point is that the test function ϕ is smooth and fixed. Therefore, the convergence of u h u h in L 1 is sufficient to pass to the limit in the dual pairing with ϕ . In other words, the nonlinear term is treated as a bilinear functional: u h , u h u h u h :   ϕ , which is continuous under strong L 2 convergence.

Appendix D Application of the Aubin–Lions Theorem

:Correspondence; Chapter 6, equations (117)–(120), and Theorem 6.1
This appendix provides a detailed justification of the compactness argument used in Chapter 6. The purpose is to verify rigorously that the discrete solution sequence satisfies the assumptions of the Aubin–Lions–Simon compactness theorem after interpolation into continuous function spaces. This step is essential for obtaining strong convergence of the approximate solutions and, consequently, for passing to the limit in the nonlinear term.
The compactness argument proceeds in three stages. First, one identifies the appropriate chain of functional spaces. Second, one verifies that the interpolated discrete solutions are uniformly bounded in the corresponding Bochner spaces. Third, one applies the Aubin–Lions–Simon theorem to conclude strong compactness in L 2 .
D.1 Functional Structure
: Correspondence; Chapter 6, equation (117)
The relevant chain of spaces is
H 1 L 2 H 1 .
The first embedding, H 1 ( Ω ) L 2 ( Ω ) , is compact on the periodic domain Ω = T 2 , by the Rellich–Kondrachov theorem. The second embedding, L 2 ( Ω ) H 1 ( Ω ) , is continuous by the definition of the dual Sobolev space. This triplet is the natural one for the present problem. The H 1 -bound arises from the discrete energy dissipation estimate, while the time derivative is controlled only in a weaker dual space. The space L 2 ( Ω ) therefore serves as the intermediate space in which strong compactness is sought.
More precisely, the compact embedding H 1 ( Ω ) L 2 ( Ω ) provides spatial compactness, while the continuous embedding L 2 ( Ω ) H 1 ( Ω ) ensures compatibility with the weak time regularity estimate. This is exactly the functional setting required by the Aubin–Lions framework.
D.2 Compactness Conditions
:Correspondence; Chapter 6, equations (108)–(113)
After introducing the piecewise constant interpolation u ~ h in Chapter 6, the discrete estimates obtained in Chapter 5 translate into the continuous-space bounds
u h   bounded   in   L 2 H 1 ,
t u h   bounded   in   L 1 H 1 .
These bounds are understood in the following sense.
First, the estimate corresponding to (A25) follows from the uniform discrete energy inequality. Through the equivalence between the discrete H 1 -seminorm and the L 2 -norm of the gradient of the interpolated function, the family u ~ h is bounded in L 2 ( 0 , T ; H 1 ( Ω ) ) .
Second, the estimate corresponding to (A26) follows from the weak norm estimate for the discrete time derivative. Indeed, the discrete equation can be written as
d u h d t = P h B h ( u h , u h ) + ν Δ h u h ,
and both the viscous term and the nonlinear term were shown in Chapter 5 to be bounded in the dual space. After interpolation, this yields a uniform bound of the time derivative in L 1 ( 0 , T ; H 1 ( Ω ) ) .
The significance of these two bounds is that they provide precisely the two ingredients required for compactness: spatial control in a stronger space and temporal control in a weaker dual space.
It is important to emphasize that the time regularity is not strong enough to yield compactness by itself. Rather, compactness is obtained through the interaction between the compact embedding in space and the weak integrability of the time derivative. This is exactly the role of the Aubin–Lions–Simon theorem in the present argument.
D.3 Aubin–Lions–Simon
:Correspondence; Chapter 6, Theorem 6.1
By the Aubin–Lions–Simon compactness theorem, if a sequence is bounded in L p ( 0 , T ; X ) , its time derivative is bounded in L 1 ( 0 , T ; Z ) , and the embeddings X Y Z hold, then the sequence is relatively compact in L p ( 0 , T ; Y ) . In the present setting, one takes X = H 1 ( Ω ) , Y = L 2 ( Ω ) , Z = H 1 ( Ω ) . The bounds (A25)–(A26), together with the embedding structure (A24), therefore imply that the sequence u h is relatively compact in L 2 ( 0 , T ; L 2 ( Ω ) ) . Hence, after extraction of a subsequence, one obtains
u h u   in   L 2 .
This strong convergence is the decisive compactness statement used in Chapter 6. It permits passage to the limit in the quadratic nonlinear term, since strong convergence in L 2 immediately yields convergence of the tensor product u h u h in L 1 . In this way, the Aubin–Lions–Simon theorem provides the bridge from the uniform discrete estimates to the existence of a weak solution of the continuous incompressible Navier–Stokes system.
Thus, the compactness step is not merely a technical insertion but the central mechanism by which the discrete thermodynamically consistent approximation is converted into a continuous weak solution.

Appendix E Two-Dimensional Structure and Regularity

: Correspondence; Chapter 7, equations (131)–(155), and Theorems 7.1–7.3
In this appendix, we present a detailed account of the structural mechanisms specific to two-dimensional incompressible flows that lead to global regularity. The key feature is the absence of vortex stretching, which reduces the nonlinear dynamics to a scalar transport-diffusion equation for the vorticity.
This structural simplification enables direct control of the enstrophy and prevents the nonlinear amplification mechanisms responsible for potential singularity formation in three dimensions. As a consequence, weak solutions automatically gain higher regularity and become smooth for positive time.
E.1 Vorticity Equation
: Correspondence; Chapter 7, equations (131)–(132)
Define the vorticity by
ω = 1 u 2 2 u 1 .
Applying the curl operator to the incompressible Navier–Stokes equations yields
t ω + u ω = ν Δ ω .
Remark (Absence of Vortex Stretching)
In three dimensions, the vorticity equation contains an additional term ( ω ) u , known as vortex stretching, which can amplify vorticity and potentially lead to singularities.
In two dimensions, this term vanishes identically. As a result, the vorticity equation becomes a closed scalar equation, consisting only of transport and diffusion. This structural simplification is the fundamental reason why global regularity can be established in two dimensions.
E.2 Enstrophy Estimate
:Correspondence; Chapter 7, equations (133)–(134)
Multiplying equation (A29) by ω and integrating over Ω , we obtain
1 2 d d t ω L 2 2 + ν ω L 2 2 = 0 .
Remark (Global Control of Vorticity)
This identity shows that the enstrophy ω L 2 2 is non-increasing in time. Therefore, ω t L 2 ω 0 L 2 . Since, in two dimensions, the vorticity controls the gradient of the velocity via u L 2 ω L 2 , we obtain uniform-in-time control of the H 1 -norm of the velocity field. This is the crucial a priori estimate that prevents blow-up.
E.3 Nonlinear Estimates and Sobolev Inequalities
:Correspondence; Chapter 7, equations (140)–(150)
To derive higher-order estimates, one must control the nonlinear term appearing in the differentiated vorticity equation. This requires Sobolev and Gagliardo–Nirenberg inequalities. In particular, the key estimate is
u L 4 2 C u L 2 u L 2 .
Remark (Closure of Higher-Order Estimates)
This inequality allows us to estimate the nonlinear term in the higher-order energy identity as ( u ) ω L 2 C u H 1 ω H 2 . Since u H 1 is already controlled by the enstrophy estimate, this yields a differential inequality of the form d d t ω L 2 2 C ω L 2 2 , which can be closed using Grönwall’s inequality. Thus, the nonlinear term does not generate unbounded growth, and higher-order norms remain controlled.
E.4 Instantaneous Regularization
:Correspondence; Chapter 7, Theorem 7.3
Combining the vorticity equation, the enstrophy estimate, and the higher-order inequalities, one obtains u L ( 0 , T ; H 1 ) L 2 ( 0 , T ; H 2 ) . Standard parabolic regularity theory then implies that, for any t > 0 , u C Ω . Thus,
u C t > 0 .
Remark (Smoothing Effect)
The viscous term ν Δ u induces a smoothing effect that becomes effective immediately for any positive time. Even if the initial data is only in L 2 , the solution becomes smooth for t > 0 .
This phenomenon is a characteristic feature of parabolic equations and is fully realized in two-dimensional Navier–Stokes flows due to the absence of destabilizing nonlinear effects.
E.5 Structural Conclusion
The two-dimensional Navier–Stokes system possesses the following decisive structural properties:
  • absence of vortex stretching,
  • scalar vorticity dynamics,
  • global enstrophy control,
  • closure of higher-order estimates.
These properties ensure that:
  • weak solutions are unique,
  • strong solutions exist globally,
  • solutions become smooth for all positive times.
E.6 Role in the Overall Framework
Within the overall structure of this work:
and finally,
  • Appendix E establishes global regularity in two dimensions.
Thus, the entire analytical framework closes consistently, culminating in a complete solution theory for the two-dimensional incompressible Navier–Stokes equations derived from a thermodynamically consistent master equation.

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