Submitted:
24 February 2026
Posted:
25 February 2026
You are already at the latest version
Abstract
Keywords:
1. Introduction
2. Materials and Methods
2.1. Study Area
2.2. Data Sources
2.2.1. Field Sampling and Laboratory Analysis
2.2.2. Construction of Environmental Predictor Set
2.2.3. Sentinel-2 Remote Sensing Data and Cloud Masking
2.3. Methods
2.3.1. Screening and Optimization of Environmental Predictors
2.3.2. Random Forest Modeling and SHAP Interpretation
2.3.3. Spatial Prediction and Distribution Analysis of SOC
3. Results
3.1. Characteristics of Soil Organic Carbon Measurements
3.2. Identification of Key Environmental Predictors for SOC
3.3. Nonlinear Importance Patterns of SOC Revealed by RF–SHAP
3.4. Spatial Heterogeneity and Vegetation-Type Differences in SOC in the YRSR
4. Discussion
4.1. Spatial Heterogeneity of Soil Organic Carbon in the Yellow River Source Region
4.2. Key Environmental Drivers of SOC Variability Identified by RF–SHAP
4.3. The Role of Nonlinear Interactions in SOC Regulation
4.4. Context-Dependent Effects of Vegetation Productivity and Biological Inputs
4.5. Implications for Remote Sensing–Based SOC Modeling in Alpine Regions
5. Conclusions
Supplementary Materials
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| SOC | Soil organic carbon |
| YRSR | Yellow River Source Region |
| VIF | variance inflation factor |
| RF | Random forest |
| SHAP | SHapley Additive exPlanations |
| CLHS | conditional Latin hypercube sampling |
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| Variable | Relevant variable abbreviation | Factor | Sourcea | resolution | Units | Date |
| Soil pH | pH | S | OpenLandMap | 250 m | – | Static |
| Soil clay content | Soil clay content | S | SoilGrids v2.0 | 250 m | % | Static |
| Soil sand content | Soil sand content | S | SoilGrids v2.0 | 250 m | % | Static |
| Soil bulk density | BD | S | OpenLandMap | 250 m | g/cm³ | Static |
| Elevation | Elevation | T | SRTM DEM | 30m | m | Static |
| Slope | Slope | T | SRTM DEM | 30m | ° | Static |
| Aspect | Aspect | T | SRTM DEM | 30m | ° | Static |
| Height above nearest drainage | HAND | T | SRTM DEM | 30m | m | Static |
| Upslope contributing area | UpslopeArea | T | MERIT Hydro | 90m | m² | Static |
| Topographic Wetness Index | TWI | T | SRTM + MERIT Hydro | 30m | – | Static |
| Surface shortwave radiation | SR | E | ERA5-Land | ~9 km | J m⁻² | 2023 |
| Terra daytime LST | Terra_LsTD | E | MODIS Terra MOD11A1.061 | 1 km | °C | GS |
| Terra nighttime LST | Terra_LsTN | E | MODIS Terra MOD11A1.061 | 1 km | °C | GS |
| Terra diurnal LST amplitude (annual) | Terra_LST_amp | E | MODIS Terra MOD11A1.061 | 1 km | °C | GS |
| Freeze–thaw cycle days | FTD | E | MODIS Terra MOD11A1.061 | 1 km | days | 2023 |
| Soil thaw proxy (MaySep) | LST_amp_MaySep | E | MODIS Terra MOD11A1.061 | 1 km | °C | 2023 |
| Normalized Difference Snow Index | NDSI_snowMean | E\W | Sentinel-2 Level-2A | 20m | – | CS |
| Cold-season snow frequency | SnowFreq_OctApr | E\W | Sentinel-2 Level-2A | 20m | % | CS |
| Annual snow frequency | SnowFreq_year | E\W | Sentinel-2 Level-2A | 20m | % | 2023 |
| Annual precipitation | Precip_year | P | ERA5-Land (ECMWF) | ~9 km | mm | 2023 |
| May–Sep precipitation | Precip_MaySep | P | ERA5-Land (ECMWF) | ~9 km | mm | GS |
| Annual mean temperature | Temp_year | A | ERA5-Land (ECMWF) | ~9 km | °C | 2023 |
| May–Sep temperature | Temp_MaySep | A | ERA5-Land (ECMWF) | ~9 km | °C | GS |
| Aridity Index (P/PET) | AI | A | ERA5-Land (ECMWF) | 10km | – | 2023 |
| Soil moisture | SM | W | SMAP L3 | ~9 km | m³ m⁻³ | GS |
| Normalized Difference Water Index | NDWI | W | Sentinel-2 MSI L2A | 20m | – | 2023 |
| Leaf Area Index | LAI | B | Sentinel-2 Level-2A biophysical product | 10 m | – m²/m² | GS |
| Normalized Difference Vegetation Index | NDVI | B | Sentinel-2 Level-2A Surface | 10m | – | GS |
| Enhanced Vegetation Index | EVI | B | Sentinel-2 Level-2A Surface | 10m | – | GS |
| Soil Adjusted Vegetation Index | SAVI | B | Sentinel-2 Level-2A Surface | 10m | – | GS |
| Modified Adjusted Vegetation Index | MSAVI | B | Sentinel-2 Level-2A Surface | 10m | – | GS |
| Gross Primary Productivity (May–Sep) |
GPP_MaySep | B | MODIS/061/MOD17A3HGF | 500 m | g C m⁻² yr⁻¹ | GS |
| Net Primary Productivity (annual) | NPP | B | MODIS/061/MOD17A3HGF | 500 m | g C m⁻² yr⁻¹ | 2023 |
| Gross Primary Productivity (annual) | GPP | B | MODIS/061/MOD17A3HGF | 500 m | g C m⁻² yr⁻¹ | 2023 |
| Land cover class (ESA WorldCover) | LC_WorldCover | H | ESA WorldCover | 10 m | Class | 2020 |
| Land cover class (MODIS IGBP) | LC_IGBP | H | MODIS MCD12Q1 | 500 m | Class | 2023 |
| Nighttime light intensity | NightLight | H | NOAA VIIRS | 500 m | nW cm⁻² sr⁻¹ | 2023 |
| Variable | Unit | N | Min | Mean | Median | Max | MAD | SD | CV% | Skewness | Kurtosis |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SOC | g kg-1 | 240 | 2.96 | 46.61 | 40.75 | 169.32 | 17.94 | 30.29 | 64.97 | 1.22 | 4.85 |
| Variable | VIF |
|---|---|
| LAI_MaySep | 4.98 |
| GPP_MaySep | 4.95 |
| NDWI | 4.37 |
| Terra_LsTN | 3.96 |
| Soil sand content | 3.74 |
| Terra_LsTD | 3.67 |
| SnowFreq_OctApr | 3.66 |
| SnowFreq_ year | 3.53 |
| AI | 3.40 |
| Precip_MaySep | 3.10 |
| FTD | 2.37 |
| pH | 2.23 |
| BD | 1.55 |
| Slope | 1.40 |
| SM | 1.24 |
| Night Light | 1.13 |
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