4. Discussion
The management of radiata pine plantations has been shown to be highly profitable, particularly in the North Island of New Zealand. Our research hypothesis that the profitability of catchment-oriented harvest planning (IRR 8.52%) would not be drastically different from the business-as-usual policy (IRR 8.92%) was confirmed. These IRRs observed are considered to be robust for radiata pine and other forest species (Douglas-fir, eucalypts and blackwood) in New Zealand (Manley, 2018).
In our catchment-oriented harvest scheduling approach, land is divided not according to the limits of stands historically planted but according to hillslopes (HSUs), which behave hydrologically as a unit. These hillslope units typically represent Order 1 or 2 catchments (“headwater streams”), dominated by steep slopes and high stream gradients, where erosion is the dominant landscape process. These HSUs are fully contained within catchment management units (CMUs), which discharge through a “pour point” onto built and natural environments in the downstream transfer and depositional zones.
Once HSUs and CMUs are defined, a limit can be placed on the maximum area that can be clearfell harvested in any single period along the planning horizon within each CMU. We have called this threshold the Maximum Harvest Level (MHL), expressed as a fraction of any CMU, e.g. MHL 15% means that not more than 15% of any CMU could be harvested at any single 5-year period. For the base scenario, we ran a tactically explicit harvest scheduling model maximising the NPV subject to non-declining yield constraints. We then ran further scenarios in which MHL constraints were added to the base simulation, testing MHLs in a series from 10% to 50% with 5% steps. Thus, for these new scenarios, we maximised the NPV subject to non-declining yield and MHL constraints. Imposing the MHL constraints in the range 10-20% drastically reduced profitability. In comparison, for MHLs 25% and larger, differences in profitability with the base scenario were relatively small. Based on the results of our study, we consider that an MHL of 25% struck a good balance between profitability and limiting the maximum area that could be harvested in any CMU in any single period.
When running the tactical harvest scheduling model under the MHL 25% constraint, we found that 47 out of 1123 HSUs were left unharvested at the end of the planning horizon because they represented more than 25% of the CMU. This is something likely to happen in reality, where CMUs are relatively small in area and composed of a small number of HSUs, or when HSUs are large compared with the CMU size. As these HSUs are only a small proportion of the total number of HSUs (4.2%), we relaxed the solution for those particular cases, i.e. instead of using binary 0-1 variables, we used continuous variables in the 0-1 range. As an example, an HSU unit left unharvested (binary variable equal to zero) could be relaxed, allowing the decision variable to take fractional values, meaning that the stand could be harvested over several periods in partialities. For example, 0.3 means that 30% of that HSU would be harvested in that period. Such a strategy of using binary variables for most of the forest estate and continuous fractional variables for the units that exceeded 25% of the CMU proved to be technically and financially feasible. This condition of small CMUs or CMUs with only a few large HSUs is likely to occur in other forest estates, suggesting that relaxing the solution is a useful option.
A proxy of rainfall-induced landslide susceptibility was constructed as the product of the area harvested times RIL susceptibility calculated for each period. This proxy was then forced to be as constant as possible. This strategy would allow the spreading of risk from rainfall-induced landslides along the planning horizon, avoiding years where stands in the WoV had high RIL susceptibility, followed by years where stands in the WoV had low RIL susceptibility. We achieved such a condition by applying declining RIL susceptibility constraints, i.e. ensuring that the aggregated value of area harvested times RIL probabilities declined or stayed the same from one period to the next. However, this strategy proved to be impractical, demanding harvesting stands below 20 years of age during the first 5-year period in order to render the problem feasible. Our second option was applying non-declining aggregated RIL susceptibility from one period to the next. We found this strategy to be more grounded in reality, since aggregated RIL susceptibility was constant from period 3 onwards and overall lower and less fluctuating than for the base and MHL 25% scenario (
Figure 9). Given that the information about RIL susceptibility is widely available at the HSU level, it follows that it could be routinely included in tactical harvest scheduling planning in the Gisborne Region.
The “Ministerial Inquiry into Land Use causing woody debris and sediment-related damage in Tairāwhiti and Wairoa” (MILU) recommended imposing limits on the maximum clear-cut size (40 ha) and also that no more than 5% of a catchment is harvested each year (Ministry for the Environment (MfE), 2023). Our model aligns well with this statement. The median of our 1123 HSUs is 20 ha, while 75% are below 39 ha, and for those units exceeding 40 ha, we can enforce not harvesting more than that amount every year with continuous fraction variables in the range 0-1. In relation to the second part of the statement, i.e. no more than 5% of each CMU is harvested each year, our results also align well because an MHL of 25% means that over the 5-year planning period, the clearfell harvest is limited to 25%, or 5% per year.
Adjacency constraints are a common practice in forest management in other areas around the world, which prevent contiguous units from being harvested at the same time so that the maximum size of clearcuts does not exceed statutory or policy limits (O’Hara et al., 1989). These constraints are now being routinely used in harvest scheduling planning for erosion control, biodiversity conservation and reducing the negative impacts of storms on forests, among others (Boston & Bettinger, 2002; Boston & Sessions, 2006; Loehle, 2000; O’Hara et al., 1989). In our catchment-oriented harvest scheduling plan, we have not considered adjacency constraints because the HSUs represent sub-catchments which are hydrologically independent of other HSUs. It is worth asking whether an adjacency constraint will have any effect on rainfall-induced landslide risk when using the FCP methodology.
Where neighbouring HSUs drain to different streams, it would make no sense to impose adjacency constraints to reduce RIL susceptibility. However, there might be some space here to consider the case of HSUs that contribute to the same water and woody debris flow pathway—for example, those on opposite slopes of the same subcatchment; in that case, adjacency may play a role. We suggest here that adjacency constraints might be necessary for a reduced subset of HSUs in order to harvest these units in different periods.
Implicitly, the MHL 25% scenario implies a greenup period of 5 years. Consider that during the first 5-year period, no more than 25% of the CMU will be harvested. During the second period, this condition will be repeated. Then, at least some units harvested during the first and second period will be neighbours, where the ones harvested during the first period will have a 5-year-old plantation. Phillips et al. (2024) define the concept of “Window of vulnerability” as the time lapse following forest removal when steep land is vulnerable to rainfall-induced landslides. This window of vulnerability may vary between 1-8 years after clearfelling, although years 2-4 seem to be the most critical. In our case, we consider that five years would allow radiata pine plantations to reach 6-8 m in height and achieve complete canopy cover after planting in the Tairāwhiti|Gisborne region, which is a condition for landslide density to drastically drop (Phillips et al., 2024).
Several potential limitations of this study warrant further investigation. First of all, reshaping current forest stands to HSUs may take a few years and some planning for harvesting and the plantation establishment. Therefore, taking the decision today to start a catchment-oriented harvest scheduling will not give immediate results and will need a transition period. Second, two or more forest owners may be present in a given CMU, and therefore, harvest scheduling would need coordination between them. We may find that some CMUs are only controlled by one forest owner, and that some CMUs may have the same common owners, where trade-offs might be possible.
Another counterargument that could arise is that harvesting HSUs spread over the landscape might impose higher operational costs. Our take on this is that the HSUs are big enough so that operational costs will not increase. In fact, the VCM cost model (Manley et al., 2015; Park et al., 2012) shows that for areas greater than 20 ha, harvesting and roading costs only marginally increase per m3. In our particular case, 25% of the HSUs were below 7.8 ha, 50% below 20.8 ha, 75% below 39.0 ha, and the maximum HSU size was 182 ha.
A further counterargument against a catchment-oriented harvest schedule is that harvesting systems may not be well-suited to HSU-based harvesting units. We argue that, on the contrary, a catchment-oriented harvest schedule is well-suited to conventional steepland harvesting systems. Skylines set at ridges are routinely used to harvest steepland forests in New Zealand (Amishev et al., 2014). However, this method is generally limited to haul distances of 300–500 m (Spinelli et al., 2021). These ridge-to-ridge distances are well within values for many of the HSUs in the Uawa catchment. For large HSUs, those distances could be achieved by subdividing the HSUs. Detailed operational planning is needed to implement catchment-oriented harvesting, particularly in broken terrain, but difficulties are likely surmountable in most cases.
In tactical planning, prioritising harvesting areas near existing roads is a common strategy to minimise road construction, transportation, and streamline harvest operations (Wells, 2002). In our study, we implemented a “roads-first-policy” by assuming that any HSU whose centroid was within a 200 m buffer of primary roads would be excluded from new road construction. As a result, most units harvested during the initial periods were clustered near existing roads, while those scheduled for later harvest were generally located farther away (Figure A.1).
The range of piece sizes resulting from the extended harvesting age may pose operational challenges. The tactical planning shows that some harvesting along the planning horizon will involve trees 45+ years reaching up to 80 cm in dbh. Difficulties can arise specifically in the mechanised felling of trees. Fully mechanised tree harvesting is generally limited to trees with a dbh of 60–80 cm, depending on the machine type. Feller bunchers typically handle trees up to 60–65 cm dbh, with productivity and safety declining near the upper limit. Cut-to-length harvesters, particularly larger models used for final felling of conifers, can process trees up to 75–80 cm dbh, although performance and efficiency decrease at these extremes. Based on the above, some operational difficulties and increases in harvesting costs are expected to arise as a result of piece size, particularly on HSUs where the rainfall-induced landslide probability is high.
Our model, while currently theoretical and not yet field-tested, suggests that catchment-oriented harvest scheduling is technically and financially feasible. We predict that reshaping stands to conform to hillslope units and harvesting no more than 25% of each CMU over 5 years (5% per year) may increase landscape resilience and reduce rainfall-induced landslide susceptibility. This catchment-oriented approach would likely be more ecologically and socially acceptable than traditional unconstrained clearcuts with only marginal reductions in profitability.