Preprint
Review

This version is not peer-reviewed.

Impact of Institutional Research Dynamics and Faculty Credentials on NIRF Engineering Ranking Performance

Submitted:

11 October 2025

Posted:

13 October 2025

You are already at the latest version

Abstract
This study analyzes the relationship between research output characteristics, faculty credentials, and institutional ranking performance in the National Institutional Ranking Framework (NIRF) 2025 under the Engineering category. Data comparisons across ranking bands (99, 100–150, 150–200, 201–300) reveal that pure institutional publications and higher ratios of full-time Ph.D. faculty contribute significantly to higher research and faculty-related scores. Conversely, excessive external collaboration correlates with reduced ranking performance despite higher publication counts. The findings emphasize the strategic importance of enhancing institutional research capacity, retaining experienced Ph.D. faculty, and fostering balanced internal collaborations.
Keywords: 
;  ;  ;  ;  ;  ;  
Subject: 
Arts and Humanities  -   Other

1. Introduction

The NIRF Engineering ranking emphasizes research and faculty quality as major contributors to institutional excellence [1]. Among all parameters, quality publications and quality faculty (FSR and FQU) collectively account for nearly half of the total weightage [2]. The weightage is represented in Table 1. This study aims to identify key determinants that elevate institutional ranking performance using NIRF 2025 data.
The quality publication contributes approximately 40.5 – 45.5% of the total score. Sub-components include: FQU, PU, QP, FPPP, GPHD and PP. This indicates that institutional research strength remains the largest contributor to ranking performance. To compare among institutions, I randomly selected institutions in 101-150 band, 151-200 band, 201-300 band and 99 Rank. The institution name was not mentioned throughout the article.

2. Research Output and Pure Institution Outcome

Table 2 show that pure institutional publications (papers authored solely by internal faculty and students) contribute more effectively to NIRF Research scores. As per Scopus database for the calendar year 2021-2023.
The Rank 99 institution demonstrates a strong correlation between institutional-only publications (185 articles) and higher research marks. In contrast, lower-ranked bands (100–300) show higher collaboration percentages (over 150 – 270%) but lower research performance, highlighting that external collaborations, while increasing quantity, may dilute institutional credit.

3. Faculty Quality and Ph.D. Ratios (FSR and FQU)

Faculty Student Ratio (FSR) and Faculty Qualification (FQU) account for 15% of NIRF weightage combined. Institutions in the top 100 band maintain 100% Ph.D. faculty, outperforming bands with only 45–63% Ph.D. faculty. Experienced faculty distribution in 1:1:1 ratio across less than 8 : 8 to 15 : 15+ years correlates with higher Faculty Quality Unit (FQU) scores. Recognition as Ph.D. Supervisors increases institutional visibility and research capacity by attracting more scholars.
Table 3. FSR and Scholars details. Data as per DCS 2025.
Table 3. FSR and Scholars details. Data as per DCS 2025.
Rank Faculty Ph.D. % Students Full-time Scholars Part-time Scholars
100-150 278 175 62.95% 3726 71 188
150-200 358 162 45.25% 4308 27 84
201-300 225 121 53.78% 3150 18 95
99 76 76 100.00% 1130 176 81

4. Collaboration and Ranking Performance

While collaborations expand academic networks, excessive external dependence reduces institutional ownership of research outcomes. The Rank 99 institution shows 87.23% document collaboration, whereas others exceed 150–260%, correlating with lower research marks.
Table 4. Publication Count as per Scopus Database for entire period of the institution. % with Doc. = Collaboration/ Documents; % with Authors = Collaboration/ Authors.
Table 4. Publication Count as per Scopus Database for entire period of the institution. % with Doc. = Collaboration/ Documents; % with Authors = Collaboration/ Authors.
Rank Documents Authors Collaboration % with Doc. % with Authors
100-150 3719 1958 5648 151.87% 288.46%
150-200 3010 1940 2997 99.57% 154.48%
201-300 2730 1688 4517 165.46% 267.59%
99 1691 670 1475 87.23% 220.15%
Thus, maintaining optimal collaboration—focused on institutional authorship—is key to maximizing NIRF credit.

5. Strategic Implications for Institutions

Institutions should focus on fostering a strong internal research ecosystem by encouraging in-house research projects and effectively utilizing existing infrastructure to generate pure institutional outputs. Retaining and rewarding Ph.D.-qualified faculty with balanced experience profiles will further strengthen academic and research capabilities. Additionally, promoting Ph.D. supervisor recognition can attract more research scholars, thereby enhancing the Ph.D. Graduated (GPHD) metrics. Finally, it is essential to monitor collaboration ratios to ensure that the institution’s contribution remains predominant in Web of Science-indexed publications, thereby maximizing research visibility and ranking performance [3,4].

6. Conclusions

NIRF Engineering rankings are influenced not just by publication quantity but by the institutional quality and ownership of research. Institutions aiming for top-band recognition should focus on sustainable internal research ecosystems, experienced Ph.D. faculty retention, and balanced collaboration policies. Pure institutional research emerges as a more reliable indicator of research excellence than collaborative volume.

Author Contributions

Palanichamy Naveen: Conceptualization, methodology, validation, formal analysis, investigation, resources, data curation, writing—original draft preparation, writing—review and editing, supervision, project administration. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Acknowledgments

Not applicable.

Conflicts of Interest

The authors declare no conflicts of interest.

Abbreviations

The following abbreviations are used in this manuscript:
NIRF National Institutional Ranking Framework

References

  1. Naveen, P. How to Get Your Institution into the Top 200 in NIRF Ranking? TechRxiv 2023. [CrossRef]
  2. Naveen, P. Weighing Faculty Research Contribution in Institutional Growth and Incentivization. Preprints 2025, 2025031733. [Google Scholar]
  3. Naveen, Palanichamy, Benchmarking the Growth of Engineering Institutions: A Phased Roadmap from Foundation to Eminence (April 26, 2025). [CrossRef]
  4. Naveen, P. Performance Appraisal System for Faculty in Engineering Institutions. Preprints 2025, 2025041730. [Google Scholar] [CrossRef]
Table 1. Weightage of NIRF Engineering Category.
Table 1. Weightage of NIRF Engineering Category.
Parameter Actual Score Weightage
Student Strength (SS) 20 6
Faculty-student ratio (FSR) 30 9
Combined metric for Faculty with PhD (FQU) 20 6
Financial Resources and their Utilisation (FRU) 30 9
Publications (PU) 35 10.5
Quality of Publications (QP) 40 12
Patent (IPR) 15 4.5
Projects and Professional Practice (FPPP) 10 3
Placement and Higher Studies (GPH) 40 8
University Examinations (GUE) 15 3
Median Salary (GMS) 25 5
Ph.D. Students Graduated (GPHD) 20 4
Region Diversity (RD) 30 3
Women Diversity (WD) 30 3
Economically and Socially Challenged Students (ESCS) 20 2
Facilities for Physically Challenged Students (PCS) 20 2
Peer Perception (PP) 100 10
Table 2. Publication Count with only home affiliation. Publication Count as per Scopus database for the calendar year 2021-2023. Faculty Count and Ph.D. is w.r.to DCS 2025.
Table 2. Publication Count with only home affiliation. Publication Count as per Scopus database for the calendar year 2021-2023. Faculty Count and Ph.D. is w.r.to DCS 2025.
Rank Faculty Ph.D. % Article and Others Conference Paper
100-150 278 175 62.95% 52 169
150-200 358 162 45.25% 81 300
201-300 225 121 53.78% 23 147
99 76 76 100.00% 185 99
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content.
Copyright: This open access article is published under a Creative Commons CC BY 4.0 license, which permit the free download, distribution, and reuse, provided that the author and preprint are cited in any reuse.
Prerpints.org logo

Preprints.org is a free preprint server supported by MDPI in Basel, Switzerland.

Subscribe

Disclaimer

Terms of Use

Privacy Policy

Privacy Settings

© 2025 MDPI (Basel, Switzerland) unless otherwise stated