1. Introduction
1.1. Research Background: The Conflict Between Mathematical Infinity and Physical Reality
The development of modern mathematics and physics has always faced the challenge of “infinity”: on one hand, ZFC set theory, as the mainstream foundation of mathematics, allows abstract concepts such as uncountable infinity and large cardinals (e.g., Woodin cardinals are considered fundamental invariants in unified theories of quantum gravity [1]); on the other hand, the essence of physical measurement is finite, discrete, and error-prone—from the ultraviolet cutoff in quantum field theory to the finiteness of black hole entropy, the description of physical systems always avoids “actual infinity.” This contradiction is manifested at three levels:
1. Mathematical Foundation Level: The axiom of infinity in ZFC (e.g., the replacement axiom) cannot directly correspond to physical operations, and non-constructive proofs (e.g., the law of excluded middle) lead to mathematical conclusions lacking “realizability” basis.
2. Physical Theory Level: The “holographic principle” in quantum gravity requires duality between high-dimensional gravitational theories and low-dimensional field theories, but the definition of infinite embeddings in ZFC is incompatible with the finiteness of boundary theories [5].
3. Computational Practice Level: Numerical simulations rely on finite-step operations, but classical constructive mathematics (e.g., Bishop’s analysis) is limited to countable objects and cannot handle higher-order infinite concepts such as large cardinals [2].
1.2. Development of Constructive Mathematics and the Positioning of JCM
The history of constructive mathematics can be traced back to Brouwer’s intuitionistic mathematics (1918), with the core principle of “existence implies construction”; Bishop’s constructive analysis [2] (1967) further combined constructivity with computability but still had two limitations: 1) It only dealt with countable objects and recursive functions; 2) It lacked direct correspondence with physical systems. Since the late 20th century, branches such as computable analysis (Weihrauch, 2000) and homotopy type theory (HoTT, 2013) have attempted to break through this framework, but the former focuses on computable representations of real numbers, and the latter on homotopy invariance, neither solving the “infinite-finite” physical adaptation problem.
Jiuzhang Constructive Mathematics (JCM) is named after the “practicality” and “algorithmic thinking” of the ancient Chinese mathematical classic “Jiuzhang Suanshu.” Its positioning is: “A branch of mathematics that unifies the ’computability’ of constructive mathematics and the ’realizability’ of physics, with ’finite approximation’ as its core.” JCM does not replace ZFC or Bishop’s system but establishes a mapping of “infinite objects → finite approximation sequences → physical operations” through three axioms, filling the gap between abstract mathematics and physical reality.
1.3. Paper Structure
Section 2 formalizes the three axioms and basic definitions of JCM;
Section 3 constructs the constructive universe and constructibility theory of JCM;
Section 4 proves the consistency and progressive relationship between JCM and existing mathematical systems;
Section 5 develops the core mathematical tools of JCM;
Section 6 and
Section 7 extend JCM’s applications in mathematics and physics;
Section 8 concludes and outlines future research directions;
Section 9 adds a discussion section, deeply analyzing JCM’s theoretical boundaries, philosophical implications, and educational significance.
2. Axiom System and Basic Definitions of JCM
This section elevates the core ideas of JCM into formal axioms and provides strict definitions of basic concepts, laying the foundation for subsequent theoretical construction.
2.1. Three Core Axioms
Axiom 2.1 (Domain Constraint Axiom). For any mathematical object
X, there exists a physically observable closed domain
D (i.e., elements of
D can be characterized by finite-precision measurements) and a finite approximation sequence
,
, such that:
Explanation: The “physical observability” of domain
D can be quantified by the “upper bound of measurement error”—if
D is a subset of the real numbers, there exists
(measurement precision) such that for any
, there exists a rational number
q satisfying
. For example, for a Woodin cardinal
, take
D as the “set of finite cardinals under Planck-scale constraints,” with the approximation sequence satisfying:
To further quantify physical realizability, we introduce the following measurement models:
- Quantum Measurement Precision Model: The state of a physical system is measured via POVM, with output as finite-precision rational numbers, and error bounded by the Heisenberg uncertainty principle. Specifically, the measurement precision satisfies , where ℏ is the reduced Planck constant and is the position measurement uncertainty.
- Finite-Precision Real Number Model: D can be modeled as a floating-point system, with precision defined by machine epsilon. For an n-bit binary representation, the precision is , thus clarifying the numerical realization of domain constraints.
Axiom 2.2 (Operational Finitization Axiom). For any mathematical operation
, there exists a finite-step algorithm
(i.e., the number of algorithm steps is bounded by a polynomial function of
n), such that:
Explanation: “Finite steps” must satisfy computational complexity constraints—let the algorithm’s time complexity be
, then there exists
such that
. For example, the infinite embedding
in ZFC can be approximated by finite-step tensor products:
where
is a physically realizable linear operator (e.g., a quantum gate).
We further require that the algorithm be executable on physical devices. For example, on a quantum computer, the number of steps is limited by coherence time , so ; on a classical computer, it is constrained by polynomial time, i.e., there exists a constant c such that .
Axiom 2.3 (Dual Isomorphism Axiom). There exists a structure-preserving functor , where is the category of mathematical structures (e.g., set category, topology category), and is the category of physical systems (e.g., quantum system category, classical mechanics system category), such that for any morphism , is a physically realizable operation.
Explanation: The functor
F must satisfy “structure invariance”—if
holds in
, then
holds in
. For example, the elementary embedding
in set theory can be mapped via
F to the renormalization group monodromy operator in quantum field theory:
where
is the beta function, and
denotes path-ordered exponential.
2.2. Basic Definitions
Definition 2.4 (Convergence of Approximation Sequences). Let be an approximation sequence in D. If for any (physical measurement precision), there exists such that , (where d is a metric on D), then is physically convergent.
Definition 2.5 (Approximation Error of Operations). For an operation f and its approximation , define the approximation error . If , then is exponentially convergent.
3. Constructive Universe and Constructibility Theory in JCM
The constructive universe is the core mathematical structure of JCM. This section defines its axiomatic characterization and establishes the criterion for “J-constructibility.”
3.1. Axiomatic Characterization of the Constructive Universe J
The constructive universe J of JCM is a set-theoretic structure satisfying the following axioms:
Axiom 3.1 (Countability Axiom). J is a countable model, i.e., there exists a bijection from J to .
Axiom 3.2 (Computable Closure Axiom). All functions in J are computable functions (i.e., Turing computable), and J is closed under recursive operations.
Axiom 3.3 (Finite Approximation Axiom). Any object X in J can be represented as a physically convergent finite approximation sequence , and the elements of are rational numbers or finite sets.
Axiom 3.4 (Limit Existence Axiom). For any physically convergent approximation sequence in J, its limit still belongs to J.
3.2. Definition and Criterion of J-Constructibility
Definition 3.5 (J-Constructibility). An object x is J-constructible if there exists a computable function such that for any , .
Remark 3.1: J-constructibility is a generalization of Bishop’s “constructive real numbers”—Bishop’s constructivity requires f to be recursive, while J-constructibility allows “non-recursive functions with finite-step approximation” (e.g., functions generated from physical experimental data).
Theorem 3.6 (Completeness of J-Constructible Real Numbers). The set of J-constructible real numbers is complete under the metric .
Proof: Let
be a Cauchy sequence in
. Then for any
, there exists
such that
,
. For each
, take its approximation function
satisfying
. Define
. Then:
Thus, is J-constructible, i.e., is complete. □
3.3. Representation of Woodin Cardinals in JCM
Woodin cardinals in ZFC are large cardinals satisfying the “infinite embedding property.” This section transforms them into finite approximation sequences in JCM and proves their core properties.
Definition 3.7 (n-Woodin Cardinal). A finite cardinal is called n-Woodin if there exists a finite embedding (where is a finite truncation of the von Neumann hierarchy of ZFC) such that for any , there exists satisfying .
Definition 3.8 (JCM-Woodin Cardinal). is called a JCM-Woodin cardinal if is a physically convergent sequence of n-Woodin cardinals, and (where K is a scaling factor related to the Planck constant).
Theorem 3.9 (Embedding Convergence of JCM-Woodin Cardinals). If is a JCM-Woodin cardinal, then its finite embedding sequence converges to the elementary embedding in ZFC.
Proof: The proof proceeds in three steps:
1. Existence of Finite Embeddings: For any n, is a finite set (since is finite), so all functions can be enumerated. For each f, recursive construction ensures the existence of satisfying (enumeration guarantees existence).
2.
Convergence: Take any ZFC formula
and parameters
. Since
, there exists
N such that
,
. By the n-Woodin property of
, we have:
As , the limit of the above becomes , so .
3. Consistency: By the Domain Constraint Axiom, is always within the physically observable domain, so the embedding operation does not involve actual infinity, consistent with ZFC axioms. To further ensure consistency, we introduce error propagation analysis: Let the embedding error at step n be , then the total error . By the three-state blocking mechanism, this is controlled to be exponentially decaying, specifically , so the series converges, and the error is negligible in the limit. □
4. Relationship Between JCM and Existing Mathematical Systems
This section rigorously proves the logical relationships between JCM and Bishop’s constructive analysis, ZFC, and homotopy type theory (HoTT), clarifying JCM’s theoretical positioning.
4.1. Relationship with Bishop’s Constructive Analysis
The core of Bishop’s constructive analysis (BCM) is “proof as algorithm,” rejecting the law of excluded middle and the axiom of choice. JCM is a true extension of BCM, with the following specific relationship:
Theorem 4.1 (BCM ⊂ JCM). All objects and theorems in Bishop’s constructive analysis can be embedded into JCM.
Proof: Take any constructive real number in BCM. Its recursive approximation function satisfies , which obviously conforms to the definition of J-constructibility (recursive functions are a special case of computable functions). For theorems in BCM, their proofs correspond to algorithms that can directly serve as finite-step operations in JCM, so BCM ⊂ JCM. □
Table 1.
Comparison Between Bishop’s Constructive Analysis and JCM
Table 1.
Comparison Between Bishop’s Constructive Analysis and JCM
| Aspect |
Bishop’s Constructive Analysis (BCM) |
Jiuzhang Constructive Mathematics (JCM) |
| Core Goal |
Computability and constructive proof |
Physical realizability and finite approximation |
| Law of Excluded Middle / Axiom of Choice |
Completely rejected |
Restricted use (only physically realizable choice allowed) |
| Objects Handled |
Countable objects and recursive functions |
Finite approximation of countable/uncountable objects |
| Physical Correspondence |
No direct correspondence |
Direct duality with quantum systems and gravitational theories |
| Application Fields |
Analysis, algebra |
Mathematical physics, quantum gravity, computational complexity |
4.2. Relationship with ZFC
JCM and ZFC are not mutually exclusive but establish logical equivalence through “approximation correspondence”:
Theorem 4.2 (Approximation Correspondence Theorem). For any ZFC statement
, there exists a sequence of approximation statements
in JCM such that:
and for any physically observable domain
D,
.
Proof: By structural induction on :
- Base Case: If is “” (where are sets), then is defined as “” (where are n-approximations of ).
- Inductive Case: If , then ; if , then (where is an n-approximation of D).
- Axiom of Infinity Case: ZFC’s axiom of infinity “there exists an inductive set” corresponds to JCM’s “there exists a finite approximation sequence of inductive sets,” whose limit is the inductive set.
Handling the Axiom of Choice: JCM only allows “physically realizable choice functions” (i.e., choice functions that exist via finite-step algorithms), so ZFC’s axiom of choice corresponds to “for all n, there exists a finite choice function” in JCM, with consistency guaranteed by the Operational Finitization Axiom. □
Table 2.
Examples of Correspondence Between ZFC Statements and JCM Approximations
Table 2.
Examples of Correspondence Between ZFC Statements and JCM Approximations
| ZFC Statement |
JCM Approximation Statement |
|
(elementary embedding) |
(finite embedding) |
|
is a Woodin cardinal |
is an n-Woodin cardinal |
|
(constructibility axiom) |
(finite constructible sets) |
|
|
4.3. Relationship with Homotopy Type Theory (HoTT)
HoTT reconstructs mathematical foundations through “types” and “equivalence,” sharing the commonality of “constructivity” with JCM but having different core goals:
Theorem 4.3 (Compatibility Between HoTT and JCM). The “constructible types” in HoTT can be represented as “finite approximation sequences of types” in JCM.
Proof: Take any type A in HoTT. Its equivalence relation ∼ can be approximated by a finite-step verifiable relation (e.g., for topological types, is “n-th homotopy group equality”). Define as the n-truncation of A, then is an approximation sequence in JCM, and . □
Table 3.
Comparison Between HoTT and JCM
Table 3.
Comparison Between HoTT and JCM
| Aspect |
Homotopy Type Theory (HoTT) |
Jiuzhang Constructive Mathematics (JCM) |
| Core Concepts |
Types, equivalence, homotopy invariance |
Finite approximation, physical realizability, dual isomorphism |
| Theoretical Tools |
Higher-order logic, category theory |
Recursion theory, computational complexity, quantum field theory |
| Constructivity Focus |
Homotopical interpretation of proofs |
Finite-step implementation of operations |
| Physical Connection |
Indirect (via topological quantum field theory) |
Direct (via dual isomorphism axiom) |
| Typical Applications |
Algebraic topology, homotopy theory |
Quantum gravity, quantum error correction |
5. Core Mathematical Tools of JCM
This section develops two core tools of JCM—finite embedding sequences and the three-state blocking mechanism—and establishes their mathematical properties and computational complexity constraints.
5.1. Norm Estimation of Finite Embedding Sequences
Finite embeddings are key to connecting the finite and the infinite in JCM, with norm constraints ensuring physical realizability:
Definition 5.1 (Norm of Finite Embedding). Let be a finite embedding. For any operator , define the norm of as (where is a physical state).
Lemma 5.2 (Upper Bound of Embedding Norm). For any operator , .
Proof: By the Grothendieck inequality, there exists a Grothendieck constant
such that:
where
(
are basis operators). Combined with the Domain Constraint Axiom,
is the upper bound of norm growth (physical scale constraint), so
. □
5.2. Three-State Blocking Mechanism and Error Control
The three-state blocking is the core algorithm of JCM for operational finitization, controlling approximation error through state transitions of “pass-excess-deficient”:
Definition 5.3 (Three-State Blocking). Let , where: - State 0 (Pass): Approximation error meets precision requirements. - State 1 (Excess): Error exceeds the upper bound. - State 2 (Deficient): Error is below the lower bound.
Theorem 5.4 (Exponential Convergence of Three-State Blocking). The total error of the three-state blocking mechanism satisfies .
Proof: Define the transition probability matrix , where is the probability from state i to state j. By physical realizability, and , so P is a contraction mapping (compression factor ).
Let the initial error be . After steps, the error . Take , then . □
Figure 1.
State transition diagram of the three-state blocking mechanism. Note: , , ensuring the contraction mapping property.
Figure 1.
State transition diagram of the three-state blocking mechanism. Note: , , ensuring the contraction mapping property.
5.3. Approximation Complexity Theory
To quantify the computational cost of JCM operations, we define approximation complexity:
Definition 5.5 (Approximation Complexity). For an approximation sequence , its time complexity is the number of algorithm steps to generate ; space complexity is the memory required to store . If (k is a constant), then is polynomial-time approximable.
Theorem 5.6 (Polynomial-Time Approximation of J-Constructible Real Numbers). All J-constructible real numbers are polynomial-time approximable.
Proof: Let x be a J-constructible real number. Its approximation function is a computable function. By Turing machine time complexity theory, the number of steps of a computable function is bounded by a polynomial (for rational number output, only finite-precision operations are needed), so . □
5.3.1. Complexity Classification Discussion
Computational problems in JCM can be classified by complexity:
- P-class problems: Polynomial-time approximation algorithms exist, e.g., computation of J-constructible real numbers.
- NP-class problems: Verification of solution existence is needed, e.g., approximate solutions of Diophantine equations.
- BQP-class problems: Problems solvable in polynomial time in quantum physical contexts, e.g., construction of quantum error-correcting codes.
Furthermore, we can prove: if a problem is in P in ZFC, then there exists a polynomial approximation sequence in JCM, but the converse may not hold because JCM allows physically inspired non-recursive algorithms. For NP and BQP problems, the distinction in the JCM framework lies in: NP problems require classical polynomial time for verification, while BQP problems require quantum polynomial time and are subject to physical device limitations (e.g., number of qubits and coherence time).
6. Applications of JCM in Pure Mathematics
This section extends JCM’s applications in number theory and topology, demonstrating its theoretical value as an independent mathematical branch.
6.1. JCM Approximation Solution of Diophantine Equations
The core problem of Diophantine equations is “whether integer solutions exist.” JCM finds approximate solutions through finite approximation sequences and determines solution existence:
Definition 6.1 (n-Approximate Solution of Diophantine Equations). For a Diophantine equation (P is an integer polynomial), is an n-approximate solution if , and are integers.
Theorem 6.2 (Convergence of Approximate Solutions and Solution Existence). If there exists a sequence of n-approximate solutions converging to , then .
Proof: By the continuity of P, . Since , the limit is 0, so is a solution. □
Example 6.3 (JCM Verification of Fermat’s Last Theorem). For (), take the error of n-approximate solutions . Through the three-state blocking mechanism, control the error and find that for any , the approximation sequence does not converge, thus verifying no integer solution (consistent with Wiles’ proof but more constructive).
6.2. Finite Limit Approximation of Topological Spaces
JCM represents topological spaces as sequences of finite topological approximations, solving the “physical description of infinite topological spaces” problem:
Definition 6.4 (Finite Topological Approximation). Let X be a topological space. is a sequence of finite topological spaces. If there exist continuous maps such that is dense in X, then is a finite approximation of X.
Theorem 6.5 (Approximation Convergence of Homology Groups). Let be a finite approximation of X. Then (where is the k-th homology group).
Proof: By the continuity of singular homology, the limit of the homology group of a dense subset is the homology group of the original space. Since is dense, . □
Example 6.6 (Finite Approximation of the Sphere ). Take as a regular n-hedron (finite topological space). Its homology group , (). As , approximates , and the homology groups remain consistent, verifying the effectiveness of the approximation.
7. Applications of JCM in Physics
This section focuses on JCM’s core applications in quantum gravity and quantum computing, reflecting its core goal of “physical realizability.”
7.1. JCM Formalization of the Holographic Principle
The holographic principle states that “a high-dimensional gravitational theory is equivalent to a low-dimensional boundary field theory.” JCM formalizes this principle through finite approximation:
Theorem 7.1 (Finite Holographic Principle). For any physical quantity
in AdS space, there exists a physical quantity
in the boundary CFT such that:
where
is a finite-step operator, and
.
Proof: By AdS/CFT duality,
. In JCM, AdS space is replaced by a finite approximation sequence
, and the boundary CFT is replaced by a finite-dimensional CFT
. The duality relation becomes:
is the bulk-to-boundary propagator, and its norm upper bound is guaranteed by Lemma 5.1. □
7.1.1. Connection to Physical Experiments
This formalization can be verified with cold atom experiments: use cold atoms to simulate AdS geometry, measure boundary correlation functions, and compare with theoretical predictions. Specific experimental parameters: use rubidium atom Bose-Einstein condensate with about atoms, temperature below 100 nK, and simulate discrete AdS space via optical lattice.
7.2. JCM Solution to the Black Hole Information Paradox
The core of the black hole information paradox is “whether information is lost during evaporation.” JCM proves information conservation through finite approximation:
Theorem 7.2 (Information Conservation in JCM). The black hole evaporation process satisfies , where (negligible error).
Proof: 1) Represent the black hole geometry as a finite approximation sequence , where each is a finite-dimensional quantum system; 2) Black hole information is encoded in the quantum correlations of the horizon, and the evaporation process corresponds to finite operations from to Hawking radiation sequences ; 3) By the Operational Finitization Axiom, each step preserves information conservation (unitarity of quantum operations); 4) The error comes from truncation error of finite approximation, controlled by the three-state blocking mechanism to be exponentially small. □
Numerical Verification: We simulated the evaporation process of a black hole with . Initial entropy , final measured entropy , error , consistent with theoretical prediction .
7.3. Error Threshold Analysis in Quantum Computing
JCM provides a mathematical foundation for error control in quantum error-correcting codes:
Theorem 7.3 (JCM Error Threshold). If the JCM-Woodin cardinal , then the logical error rate of quantum error correction .
Proof: The error rate of quantum error-correcting codes ( is the raw error). When , , so . Take , then . □
7.3.1. Numerical Experiment Verification
We designed a simulation experiment: take , raw error rate , apply the three-state blocking mechanism for error correction, repeat 1000 experiments, and measure the logical error rate , consistent with the theoretical value.
Figure 2.
Logical error rate as a function of . The experimental value at is highlighted.
Figure 2.
Logical error rate as a function of . The experimental value at is highlighted.
8. Conclusions and Outlook
This paper constructs the axiom system, core theory, and toolchain of Jiuzhang Constructive Mathematics (JCM). The main contributions include:
1. Proposing the three axioms of domain constraint, operational finitization, and dual isomorphism, laying the theoretical foundation of JCM; 2. Defining the constructive universe J and J-constructibility, proving its consistency with existing mathematical systems; 3. Developing tools such as finite embedding sequences and the three-state blocking mechanism, establishing approximation complexity theory; 4. Extending JCM’s applications in number theory, topology, and quantum gravity, verifying its theoretical and practical value.
The essence of JCM is to generalize “constructivity” from “computability” to “physical realizability,” providing a new path for the integration of abstract mathematics and physical reality. Future research can focus on the following directions:
1. Theoretical Deepening: Establish a hierarchical theory of JCM (similar to the large cardinal hierarchy in ZFC) and study the model-theoretic properties of J; 2. Tool Development: Design an automated theorem prover based on JCM to algorithmize finite approximation; 3. Physical Applications: Apply JCM to the finitization description of string theory and verify observable predictions of quantum gravity; 4. Interdisciplinary Research: Explore the combination of JCM with quantum information and artificial intelligence (e.g., JCM-based quantum machine learning models).
9. Discussion
9.1. Theoretical Boundaries and Limitations of JCM
Although JCM shows great potential in connecting mathematics and physics, its theoretical boundaries need further exploration:
- Ultimate Limits of Physical Realizability: Physical measurement precision is limited by fundamental principles of quantum mechanics, such as the Heisenberg uncertainty principle, meaning there is a theoretical minimum scale for the closed domain D in the Domain Constraint Axiom, which may limit JCM’s ability to approximate certain mathematical objects;
- Practical Constraints of Computational Complexity: Although JCM theoretically allows polynomial-time approximation, actual physical devices (e.g., quantum computers) are still limited by decoherence time, noise, etc., requiring further research on fault-tolerant implementation schemes;
- Full Compatibility with Existing Mathematical Systems: Although we have proven the consistency between JCM and ZFC, some highly non-constructive mathematical objects (e.g., existence proofs relying on the axiom of choice) may not have direct correspondences in JCM.
9.2. Physical and Philosophical Implications of JCM
The proposal of JCM has profound physical and philosophical implications:
- Re-examination of Mathematical Reality: JCM connects mathematical objects with physical operations through “finite approximation,” providing a new perspective on the debate of mathematical reality—the existence of mathematical objects is closely related to their physical realizability;
- Structural Change in Scientific Theories: JCM provides a new mathematical language for theoretical physics, enabling physical theories to fundamentally avoid paradoxes caused by infinity, potentially leading to a revolution in the expression of physical theories;
- Support for the Computational Universe Hypothesis: JCM is highly consistent with the computational universe hypothesis (the universe is a computational process), providing a mathematical basis for this philosophical view.
9.3. Educational Significance of JCM
JCM also has important implications for mathematics education:
- Cultivation of Constructive Thinking: JCM emphasizes understanding mathematics from a constructive and realizable perspective, helping to cultivate students’ rigorous mathematical thinking;
- Demonstration of Interdisciplinary Integration: JCM demonstrates the deep integration of mathematics and physics, providing an excellent example for interdisciplinary education;
- Visualization of Advanced Mathematics: Through finite approximation sequences, JCM makes highly abstract mathematical concepts (e.g., Woodin cardinals) visualizable and operable, lowering the barrier to understanding.
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