Submitted:
13 August 2025
Posted:
14 August 2025
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Abstract
Background and objectives: Temporomandibular disorders (TMDs) encompass a heterogeneous group of conditions affecting the temporomandibular joint (TMJ), masticatory muscles, and associated structures. Although the Diagnostic Criteria for Temporomandibular Disorders (DC/TMD) currently represent the gold standard in clinical assessment, their complexity and time-consuming nature limit their applicability in routine dental practice. The modified Helkimo Index (mHI) has been proposed as a simplified alternative; however, its validation in specific populations remains insufficiently documented. Methods: This cross-sectional clinical validation study aimed to assess the diagnostic validity and reliability of the mHI in a Romanian patient cohort. 164 participants were enrolled, including 82 clinically diagnosed TMD patients and 82 age- and sex-matched controls. All participants were assessed using the mHI and the DC/TMD protocols. Pain perception was recorded using the Numeric Pain Rating Scale (NPRS). Statistical analyses included intraclass correlation coefficients (ICC), Pearson correlations, receiver operating characteristic (ROC) curve analysis, and generalized estimating equations (GEE-logit models) to determine diagnostic accuracy and inter-method agreement. Results: The modified Helkimo Index demonstrated excellent diagnostic performance, with a sensitivity of 86%, specificity of 84%, and an area under the ROC curve (AUC) of 0.89. A strong correlation was observed between mHI scores and DC/TMD diagnoses (r = 0.83, p < 0.001). Inter-examiner (ICC = 0.87) and intra-examiner (ICC = 0.91) reliability confirmed high reproducibility. Each additional point on the mHI score was associated with a 45% increase in the adjusted odds of a positive TMD diagnosis (OR = 1.45; 95% CI: 1.22–1.73). Application time for the mHI (5–10 minutes) was significantly shorter than that for the DC/TMD protocol (16–20 minutes). Conclusions: The modified Helkimo Index is a valid, reliable, and time-efficient alternative to the DC/TMD protocol for diagnosing TMDs, particularly in clinical settings with limited resources. Its favorable psychometric properties support its integration into general dental practice and population-level screening programs. Further validation is recommended in more diverse age and sociodemographic cohorts.
Keywords:
1. Introduction
2. Materials and Methods
2.1. Ethical Considerations
2.2. Participants
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- TMD Group: Comprised 82 patients diagnosed with temporomandibular disorders based on the clinical criteria outlined in the DC/TMD protocol. Two independent examiners trained in the application standard confirmed the diagnosis.
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- Control Group: Comprised 82 healthy individuals with no clinical signs or symptoms of TMD, as determined through initial clinical evaluation and a structured screening questionnaire. Control participants were age- and sex-matched to the TMD group to ensure comparability.
2.3. Inclusion and Exclusion Criteria
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- Age ≥ 18 years;
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- Willingness to participate in all scheduled clinical evaluations;
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- Expressed readiness to undergo clinical examination and Helkimo Index assessment;
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- Provision of written informed consent and agreement to participate in the study.
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- History of recent surgical interventions in the craniofacial region;
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- Ongoing active orthodontic treatment;
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- Diagnosed pre-existing temporomandibular joint (TMJ) pathologies (e.g., benign or malignant neoplasms);
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- History of major trauma involving the condylar region or mandibular body;
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- Presence of severe systemic diseases (e.g., rheumatoid arthritis) that may affect TMJ function;
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- Recent use of medications that may alter TMD symptom perception (e.g., analgesics, muscle relaxants);
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- Declined participation or refusal to sign the informed consent form.
2.4. Clinical Measurement Methodology
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- 0: No pain
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- 1–3: Mild pain
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- 4–6: Moderate pain
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- 7–10: Severe pain
2.5. Classification of TMD Severity
2.6. Statistical Analysis
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- tidyverse for data cleaning and manipulation;
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- stats and psych for inferential testing and effect size estimation;
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- irr for reliability coefficients;
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- pROC for ROC curve analysis and AUC comparisons.
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- Cohen’s d for continuous parametric comparisons;
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- r for non-parametric comparisons;
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- Φ coefficient (phi) for categorical variables.
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- ICC < 0.50 = poor
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- 0.50–0.75 = moderate
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- 0.75–0.90 = good
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- 0.90 = excellent.
3. Results
4. Discussion
- Strengths and Limitations
- Clinical Implications
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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| Parameter | Description | Evaluation | Scoring scale |
|---|---|---|---|
| A. Limitation of mandibular range of motion | Assessment of maximum opening, lateral movements, and mandibular protrusion | Direct clinical measurements | - Vertical opening: ≥ 40 mm – 0 points (normal) 30–39 mm – 1 point (mild limitation) <30 mm – 5 points (severe limitation) - Lateral movements and protrusion: ≥ 7 mm – 0 points 4–6 mm – 1 point 0–3 mm – 5 points |
| B. Alterations in joint function | Observation during mandibular opening/closing by palpation and auscultation | Detection of joint sounds, locking, or dislocation | - No deviation or sounds – 0 points - Joint sounds or mandibular deviation – 1 point - Locking or dislocation (with or without sounds) – 5 points |
| C. Pain during movement | Self-reported pain during mandibular movements | - No pain – 0 points - Pain during a single movement – 1 point - Pain during two or more movements – 5 points |
|
| D. Muscle pain | Palpation or functional manipulation of masticatory muscles | Identification of painful areas | - No pain on palpation – 0 points - Pain in 3 zones – 1 point - Pain in 4 or more zones – 5 points |
| E. TMJ pain | Palpation of the periauricular area and external auditory canal | Evaluation of pain on palpation | - No spontaneous or palpation-induced pain – 0 points - Pain on uni/bilateral periauricular palpation – 1 point - Pain on palpation of both the external auditory canal and periauricular area – 5 points |
| Score Range | Severity Level |
|---|---|
| 0 | Absence of temporomandibular disorder (TMD) |
| 1–9 | Mild form of TMD |
| 10–19 | Moderate manifestation of TMD |
| 20–25 | Severe stage of TMD |
| Caracteristic | Total (n = 164) | TMD (n = 82) | Control (n = 82) | Test* | p-Value | Effect Size** |
|---|---|---|---|---|---|---|
| Age, years – mean ± SD | 29,5 ± 6,30 | 28,0 ± 6,00 | 31,0 ± 6,50 | t (Welch) | 0,020 | d = 0,490 |
| Sex, F/M, n (%) | 86 / 78 (52%/48%) | 42 / 40 (51%/49%) | 46 / 36 (56%/44%) | χ² | 0,350 | Φ = 0,070 |
| BMI, kg/m² – mean ± SD | 24,50 ± 3,20 | 24,70 ± 3,40 | 24,30 ± 3,10 | t | 0,370 | d = 0,120 |
| Athletes – yes/no, n (%) | 88 / 76 (54%/46%) | 49 / 33 (60%/40%) | 39 / 43 (48%/52%) | χ² | 0,004 | Φ = 0,270 |
| Residence – rural/urban, n (%) | 76 / 88 (46%/54%) | 49 / 33 (60%/40%) | 27 / 55 (33%/67%) | χ² | 0,003 | Φ = 0,280 |
| Helkimo Score – mean ± SD | 7,50 ± 7,10 | 13,20 ± 4,80 | 1,80 ± 1,60 | t | <0,001 | d = 2,820 |
| Domain | n Patients (n Examiners) |
Examiner 1 (min–max; mean ± SD) |
Examiner 2 (min–max; mean ± SD) |
ICC / κ (95% CI) | SEM | MDC95 | Classification* |
|---|---|---|---|---|---|---|---|
| 1. Inter-examiner | 164 (2) | 0–25; 7.4 ± 6.9 |
0–24; 7.6 ± 7.0 |
0.87 (0.72–0.91) | 1.4 pts | 4.0 pts | > 0.90 |
| 2. Intra-examiner** | 35 (1) | 1–23; 8.1 ± 5.8 |
1–22; 8.0 ± 5.6 |
0.91 (0.65–0.93) | 1.1 pts | 3.1 pts | > 0.90 |
| 3. Item-level κ (median) | 164 (2) | n/a | n/a | 0.65 (0.43–0.77) | n/a | n/a | 0.75–0.90 |
| Domain / Parameter | mHI | DC/TMD (gold standard) | Statistical Comparison / Interpretation |
|---|---|---|---|
| Descriptive – TMD group (n = 82) | |||
| Mean ± SD | 13.2 ± 4.8 | 9.1 ± 2.3 | Cohen’s d = 1.30 (95% CI: 1.00–1.59), p < 0.0001 |
| Min – Max | 5 – 25 | 3 – 12 | n/a |
| Descriptive – Control group (n = 82) | |||
| Mean ± SD | 1.80 ± 1.60 | 2.10 ± 1.10 | p ≈ 0.08 (n.s.) |
| Min – Max | 0 – 7 | 0 – 6 | n/a |
| Diagnostic Performance | |||
| Adjusted OR for TMD | 1.45 (1.22–1.73) | 1.68 (1.35–2.09) | Both significant (CI ≠ 1) |
| AUC (ROC) | 0.89 | 0.95 | ΔAUC < 0.03 → n.s. |
| Optimal threshold (Youden) | ≥ 9 points | ≥ 6 points | n/a |
| Effect Size / Agreement | |||
| Cohen’s d (TMD vs control) | 1.30 | 3.88 (95% CI: 3.36–4.40) | very large |
| ICC (2,1) inter-method | 0.87 (0.72–0.91) | 0.87 (0.72–0.91) | p < 0.001 |
| Other Information | |||
| Score range | 0 – 25 | 0 – 12 | n/a |
| Estimated score interval (95% CI) | [8.4 – 18.0] | [6.8 – 11.4] | n/a |
| Method | Score Correlation (Pearson r) | Mean Score Difference | Paired t-test | Cohen’s d (Effect Size) | Sensitivity | Specificity | LR⁺/LR⁻ | PPV/NPV |
|---|---|---|---|---|---|---|---|---|
| mHI | 0.83 (p < 0.001) |
+4.1 points | t = 6.98 (p < 0.0001) |
1.09 → large effect | 0.86 | 0.84 | 7.82 / 0.16 | 0.88 / 0.86 |
| DC/TMD (gold standard) | — * | −4.1 points† | t = −6.98 (p < 0.0001)† |
1.09† | 0.91 | 0.93 | 10.1 / 0.09 | 0.91 / 0.89 |
| Variable | mHI – OR [95% CI] | p | DC/TMD – OR [95% CI] | p | Interpretation |
|---|---|---|---|---|---|
| Score (per 1 point) | 1.45 [1.22 – 1.73] | <0.001 | 1.68 [1.35 – 2.09] | <0.001 | ↑ risk ~45–68% per point |
| Age (years) | 1.05 [0.99 – 1.11] | 0.100 | 1.03 [0.97 – 1.09] | 0.340 | not significant |
| Sex (female) | 1.30 [0.74 – 2.30] | 0.360 | 1.22 [0.65 – 2.30] | 0.540 | not significant |
| Examination duration* | ≈ 5–10 min (rapid eval.) | n/a | ≈ 16–20 min (full protocol) | n/a | n/a |
| Parameter | mHI Value | mHI 95% CI | DC/TMD Value | DC/TMD 95% CI |
|---|---|---|---|---|
| Sensitivity | 0.86 | 0.78 – 0.92 | 0.91 | 0.83 – 0.95 |
| Specificity | 0.84 | 0.81 – 0.94 | 0.93 | 0.85 – 0.97 |
| PPV | 0.88 | 0.81 – 0.93 | 0.91 | 0.83 – 0.96 |
| NPV | 0.86 | 0.78 – 0.92 | 0.89 | 0.80 – 0.94 |
| LR⁺ | 7.82 | 4.70 – 13.00 | 10.10 | 5.80 – 26.40 |
| LR⁻ | 0.16 | 0.10 – 0.27 | 0.09 | 0.05 – 0.18 |
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