Submitted:
23 July 2025
Posted:
24 July 2025
You are already at the latest version
Abstract
Keywords:
1. Introduction

2. Pharmaceuticals vs Nutraceuticals and Dietary Supplements
2.1. What Are the Differences Between the Requirements for the Quality of Pharmaceuticals and Dietary Supplements of Botanical Origin?
2.2. Regulatory Classification, Purpose of Use, Dose and Potency, Labeling and Claims
3. Progress, Trends, Pitfalls, and Challenges in the Adaptogens Research

3.1. Adaptogens Are Stress Protectors
3.2. Adaptogens Are Stimulants
3.3. What Is Necessary and Sufficient to Be Classified as an Adaptogenic Plant?
3.4. Progress and Trends in Adaptogens Research
- elucidation of the mechanisms of action of medicinal plants,
- understanding the synergistic therapeutic actions of complex bioactive components in medicinal plants,
- providing a rationale for traditional Chinese medicine, enhancing the quality,
- of TCM drug research, and the speed and efficiency of developing new TCM products,
- discovering and developing new botanical hybrid combinations,
3.5. Pitfalls in Adaptogen Research: Inadequate Assignment of Some Plants to Adaptogens or Insufficient Scientific Data
- Active compounds of Eurycoma are 4300 dalton glycopeptides consisting of 36 amino acids.
- According to the authors Talbott et al., 2013 [37] , the mechanism of action is related to "the bioactive complex 4300 dalton glycopeptides ("eurypeptides" with 36 amino acids) has been shown to activate the CYP17 enzyme (17 alphahydroxylase and 17,20 lyase) to enhance the metabolism of pregnenolone and progesterone to yield more DHEA (dehydroepiandrosterone) and androstenedione, respectively [40]. This glycoprotein water-soluble extract of Eurycoma longifolia has been shown to deliver anti-aging and antistress benefits subsequent to its testosterone balancing effects".
- Insufficient description of the study medication (see above),
- Randomization (a method used to generate the random allocation sequence, including details of restriction)
- Implementation (who generated the allocation sequence, enrolled participants, assigned participants to their groups, etc.)
- Blinding (preparation had the same appearance, test, and odor as placebo; how care providers, those assessing outcomes, were blinded; how the success of blinding was evaluated)
- Allocation concealment (the mechanism used to implement the random allocation sequence, such as sequentially numbered containers, describing any steps taken to conceal the sequence until interventions were assigned; it is not clear whether the sequence was concealed until interventions were assigned),
- Procedure for treatment compliance (how measurements of compliance of individual patients with the treatment regimen under study were documented).
- Monitoring,
- Settings and locations where the data were collected,
- Quality assurance and quality control,
- Deviations from the protocol
- Selective reporting
- The trial was conducted per ICH guidelines for GCP.
- Voucher specimen (i.e., retention sample was retained and, if so, where it is kept or deposited).
- The role of the study sponsor/funder,
- Inappropriate statistical tools and statistical analysis (e.g., lack of between-groups comparison of changes from the baseline by two-way ANOVA, etc.).
- ⇒
- a purposive sampling in a randomized, double-blinded, placebo-controlled, parallel-group study.
- ⇒
- lost to follow-up and missing data points
- ⇒
- the lack of nutritional intake information, which can be a limitation for a comprehensive analysis of the potential influence of dietary factors on the observed outcomes.
3.6. Dual-Use Dilemma and Inconsistencies in Botanical Risk Assessments in the Case of Withania Somnifera
- In India, Withania somnifera is officially included in the Indian Herbal Pharmacopeia [54]. The monograph outlines:
- o
- the plant names
- o
- geographical distribution
- o
- macroscopic and microscopic description of the roots,
- o
- chemical constituents - steroidal lactones including withanone, withaferin A, withanolides I, II, III, A, D, E, F, G, H, I, J, K, L, M, WS-L, P, and S, withasomnidienone, withanolide C, and alkaloids viz., cuscohygrine, anahygrine, tropine, pseudotropine, anaferine, isopellatierine, 3-tropyltigloate,
- o
- Assays/analytical methods including HPLC conditions fingerprints, identifying withaferin A in extracts and withanolide J in vitro culture,
- o
- quantitative standards (including total alkaloids (in total about0,2%),
- o
- adulteration,
- o
- pharmacology section,
- o
- reported activities including antistress, immunomodulatory, anticancer, antioxidant, anticonvulsive, anthelminthic, antiarthritic, chemopreventive, antibacterial, cardioprotective, antidepressant, antitoxic, hypoglycemic, diuretic, hypercholesterolemic, immunosuppressive, antiradical, and adaptogenic activities,
- o
- Therapeutic category: Adaptogen.
- In China, Ashwagandha is regulated under traditional Chinese medicine standards. Quality control measures are in place for the selection of raw materials, extraction processes, and product testing to ensure the safety and efficacy of the final product.
- In the U.S., Ashwagandha is permitted as a dietary supplement. The United States Pharmacopeia (USP) provides guidelines for its quality control, including High-Performance Liquid Chromatography (HPLC) methods to assess total withanolide content.
- Ashwagandha is allowed as a food supplement in the UK. The Medicines and Healthcare Products Regulatory Agency (MHRA) has approved clinical trials involving Ashwagandha, indicating its acceptance within certain regulatory frameworks.
- Ashwagandha is included in the Australian Register of Therapeutic Goods (ARTG), with over 320 listed medicines containing it, reflecting its acceptance in therapeutic products.
- In France, Ashwagandha root is classified under List B of medicinal plants, indicating that its potential adverse effects may outweigh its therapeutic benefits. This classification restricts its use in medicinal preparations.
- Ashwagandha is available as a dietary supplement in Germany. However, the Federal Institute for Risk Assessment (BfR) has recommended its inclusion in the EU's list of substances for which safety has not been conclusively established, suggesting caution in its use.
- Poland permits the use of Ashwagandha root but restricts the use of other parts of the plant. Additionally, the daily intake of withanolides is limited to less than 10 mg, reflecting a cautious approach to its consumption.
- In Sweden, the regulation of Ashwagandha is decentralized, allowing local authorities to make decisions regarding its use. This approach permits its availability under certain conditions.
- Within the Association of Southeast Asian Nations (ASEAN), Ashwagandha is not uniformly included in national pharmacopeias. However, efforts are underway to harmonize traditional medicine regulations across member states. The ASEAN Common Technical Document (ACTD) framework is being utilized to standardize quality, safety, and efficacy requirements for herbal products, such as Ashwagandha [2].
3.7. Key Issues Identified
- Blurring of Pharmacological and Nutritional Frameworks
- 2.
- Inappropriate Aggregation of Data from Different Plant Parts
- 3.
- Selective and Outdated Use of Scientific Literature
- 4.
- Absence of Peer Review and Transparency
- 5.
- Regulatory Disparity and Industry Impact
3.8. Critical Assessment of Common Technical Documentation Submitted by Drug Manufacturers to Drug Authorities
- The published clinical trials exhibit considerable deficiencies in their quality and show methodological problems.
- o
- insufficiently characterized herbal preparations,
- o
- open (label) studies,
- o
- small sample size,
- o
- missing ITT analysis, regardless of a detailed description of dropouts and reasons for exclusion in the analysis of an outcome measure,
- o
- healthy subjects,
- o
- The efficacy score has not been validated
- o
- The results from trials on clinical pharmacology are contradictory.
- o
- There is a lack of independent replications of the single different studies.
- extraction solvents and dry herb: dry native Extract Ratio (DER),
- The content of active markers, providing HPLC fingerprints to ensure consistent quality and reproducible pharmacological activity.
- The analytical methods were not validated for selectivity, accuracy, and precision.
- The authors declared that placebo capsules containing microcrystalline cellulose and silicon dioxide had the same appearance, odor, and taste as the R. rosea product, which is very unlikely due to their strong specific rose odor, test, and color, particularly when "participants were asked to self-determine their need for one additional capsule (i.e., a half dose), to be taken within four hours of the initial dose.
- The authors have not reported (or not assessed) the results of treatment compliance (counting of unused tablets), and that is a serious flaw.
- All outcome measures of the study were subjective based on self-assessment questionnaires of QOL in 48 nurses instead of the only doctor having the same unified "standard."
3.9. Other Challenges in Adaptogens Research
3.10. Proposed Solutions
- Establish Internationally Harmonized Guidelines for evaluating botanicals based on their intended use (e.g., pharmaceutical vs. dietary Supplement), incorporating traditional use data alongside modern scientific methods.
- Encourage Peer Review and Transparency in national assessments by mandating public disclosure of methodologies, data sources, and expert affiliations.
- Create a Tiered Evidence Framework that allows differentiated standards of proof for traditional botanical supplements versus pharmaceutical candidates.
- Promote International Scientific Dialogues among regulators, researchers, and industry to develop consensus positions and avoid unilateral bans that may lack scientific rigor.
4. Conclusion
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Category | Pharmaceuticals | Dietary Supplements | ||
|---|---|---|---|---|
| RegulatoryOversight | Very strict | Lenient | ||
| Regulated by | Strictly regulated by drug authorities (e.g., FDA, EMA) | Loosely regulated; treated as a food category in many countries | ||
| Pre-market approval | Required (clinical trials, IND, NDA, etc.) | Not required; must follow labeling and safety guidelines. | ||
| Evidence of Safety and Efficacy | Required clinical + preclinical | Not required; General safety only | ||
| Efficacy | Must be proven through rigorous clinical trials | No requirement to prove efficacy before marketing | ||
| Safety | Extensive safety data required (nonclinical + clinical) | Only required to ensure general safety; no clinical trials mandated | ||
| Quality Standards | High | Moderate | ||
| Identity and purity | Must meet strict pharmacopoeial standards (e.g., USP, EP) | Less stringent, basic identity and purity testing is often enough | ||
| Standardization | Active ingredients must be quantified and consistent | Often contains a range of components; standardization is not always required | ||
| Contaminants (e.g., heavy metals, microbes) | Tightly controlled with established limits | Limits exist, but are less strictly enforced | ||
| Batch-to-batch consistency | Mandatory and validated | Expected but not strictly enforced | ||
| Manufacturing Requirements | Pharmaceutical grade, GMP | Food GMP | ||
| GMP Standards | Must follow pharmaceutical GMP (e.g., ICH Q7, EU GMP) | Must follow food-grade GMP (less stringent) | ||
| Process validation | Mandatory for all critical manufacturing steps | Not required for all processes | ||
| Change control & documentation. | Detailed documentation and validation are required. | Documentation is required, but it is generally simpler. | ||
| Consistencyof Botanical Source Specifics | Standardized | Variable | ||
| Botanical identity | Must be rigorously confirmed and controlled | Often confirmed, but methods may vary in rigor | ||
| Extraction process | Fully validated and standardized | May vary; often not standardized | ||
| Complex mixtures | Defined active constituents or fractions used | Often, a whole plant/extract with variable composition | ||
| Labeling Claims and Doses | Indications for use in diseases | Health supporting claims | ||
| Health claims | Medicine list "Dosage" based on age, weight, or condition.Can make therapeutic claims (e.g., "treats depression") | Supplements list "Suggested use" or "Serving size".Cannot make disease claims; only "structure/function" claims (e.g., "supports mood") | ||
| Labeling accuracy | Must match approved documentation | Must be truthful and not misleading, but with less scrutiny | ||
| Regulatory Classification |
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| Purpose of Use | Medicines are designed for therapeutic effect and are often used for shorter-term or targeted purposes. | Supplements aim to provide nutritional support and are typically used on a long-term basis. | ||
| Aspect | FDA (U.S.) | EMA (EU) |
|---|---|---|
| Governing Bodies | - Pharmaceuticals: Center for Drug Evaluation and Research (CDER) - Supplements: Center for Food Safety and Applied Nutrition (CFSAN) | - Pharmaceuticals: European Medicines Agency (EMA) - Supplements: Regulated at member state level (e.g., Germany: BfArM, France: ANSM) |
| Applicable Legal Frameworks | - Drugs: FD&C Act, 21 CFR- Supplements: Dietary Supplement Health and Education Act (DSHEA, 1994) | - Drugs: Directive 2001/83/EC- Supplements: Food Supplements Directive (2002/46/EC), national laws |
| Botanical Drugs | Defined as botanical drug products, subject to full NDA or IND path (e.g., Veregen®, Mytesi®) | Herbal medicinal products (HMPs), classified into: - Well-established use (WEU) - Traditional use (THMP) - Full marketing authorization |
| Supplements (Botanical) | Treated as foods, not drugs. No pre-market approval. No efficacy proof required. | Also treated as foods, but the EU is more restrictive on claims. Heavily influenced by EFSA assessments. |
| Quality Standards for Botanicals | Encourages use of USP monographs and FDA Botanical Drug Guidance (2004). Must define active constituents or marker compounds. | Uses European Pharmacopoeia (Ph. Eur.) monographs. Strict on identity, purity, and standardization. The Herbal Medicinal Products Committee (HMPC) oversees scientific guidelines. |
| Clinical Evidence (Botanical Drugs) | IND → NDA process: requires full clinical trials unless eligible for accelerated approval. | WEU: requires published literature and some clinical data. THMP: based on 30 years of traditional use (15 in the EU), with nonclinical safety evidence only |
| Labeling (Supplements) | Structure/function claims allowed: "supports immune health." Must carry a disclaimer: "This product is not intended to diagnose, treat, cure, or prevent any disease." | Health claims reviewed and authorized by EFSA; therapeutic claims prohibited on supplements. Stricter than the FDA. |
| GMP | - Drugs: 21 CFR Part 210/211- Supplements: 21 CFR Part 111 | - Drugs: EU GMP (Annexes)- Supplements: Food GMP (varies by country); less |
| Unique Points | Allows botanical drug development via standard drug approval paths. Dietary supplements are widely available with relatively light regulation, provided safety is ensured. Botanical Drug Development Guidance has been available since 2004. |
Provides a specific regulatory framework for traditional herbal medicinal products (THMPs) via simplified registration. More centralized regulation of herbal drugs via EMA's HMPC. Supplements are subject to tighter control over labeling and claims, often stricter than in the U.S. |
| Example | ||
| Echinacea supplement | Dietary Supplement, no pre-market approval | Food supplement; cannot claim therapeutic effects |
| Echinacea extract as a medicine | Must go through the full IND/NDA process | Can qualify as THMP or WEU based on evidence and monograph |
| Country | PharmacopoeiaMonographs | Rhodiola | Ginseng | Withania | Eleuthero-coccus | Schisandra | Eurycoma | Sideritis |
|---|---|---|---|---|---|---|---|---|
| Russia | State Pharmacopoeia | ✅ | ✅ | ✅ | ✅ | |||
| China | Pharmacopoeia of PRC | ✅ | ✅ | ✅ | ✅ | |||
| European Union | European Pharmacopoeia/EMA/HMPC Union herbal monograph | ✅ | ✅ | ✅ | ✅ | ✅ | ✅ | |
| United States | USP, USP Herbal Compendium monograph, AHP | ✅ | ✅ | ⚠️ | ⚠️ | ⚠️ | ||
| Germany | Commission E | ✅ | ✅ | ⚠️ | ✅ | ✅ | ||
| UK | ⚠️ | |||||||
| Mongolia | Mongolian Pharmacopoeia | ✅ | ✅ | ✅ | ||||
| India | Indian Herbal Pharmacopeia | ✅ | ✅ | |||||
| Pakistan | Unani/Ayurvedic Pharmacopoeia | ✅ | ||||||
| Bangladesh | Unani Pharmacopoeia | ✅ | ||||||
| Sri Lanka | Ayurvedic Pharmacopoeia | ✅ | ||||||
| South Korea | Korean Herbal Pharmacopoeia | ✅ | ✅ | ✅ | ||||
| Japan | Japanese Pharmacopoeia | ✅ | ⚠️ | ✅ | ||||
| Vietnam | Vietnamese Pharmacopoeia | ✅ | ✅ | |||||
| Lanka | ||||||||
| Australia | Australian Register of Therapeutic Goods (ARTG) | ✅ | ||||||
| Malaysia | Malaysian Pharmacopoeia | ✅ | ||||||
| Indonesia | Indonesia Pharmacopoeia | ✅ | ||||||
| South Africa | CAM regulatory framework | ⚠️ | ||||||
| WHO | WHO Monographs | ✅ | ✅ | ✅ |
| Feature | Traditional Pharmacology | Network Pharmacology |
|---|---|---|
| Philosophy | Reductionist – targets one gene/protein | Systems-oriented – considers multitarget interactions |
| Target Focus | Single molecule | Multiple targets, often in networks |
| Drug Design Goal | High specificity | Modulation of networks/pathways |
| View of Disease | Caused by the dysfunction of a single entity | Disease as a network perturbation |
| Data Used | Experimental pharmacokinetics/dynamics | Multi-omics, PPI networks, computational modeling |
| Mechanism Identification | Binding affinity and downstream effects | Topological influence on biological networks |
| Predictive Capacity | Limited to known targets | Broader scope; includes off-targets, repurposing, synergy predictions |
| Herbal/TCM Suitability | Not applicable | Especially suitable due to the multi-component nature |
| Validation | Strong experimental support | Requires computational and experimental integration |
| Limitations | Ignores complexity and off-target effects | Data noise, oversimplified networks, context-ignorant models |
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