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Hybrid Clustering Approach Using Multidimensional Heuristic Optimization

Submitted:

26 March 2025

Posted:

28 March 2025

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Abstract
This paper presents a novel hybrid clustering algorithm that integrates the Firefly Swarm Optimization (FSO) method with a multidimensional heuristic optimization framework. The proposed approach leverages the global exploration capabilities of FSO and combines them with the local refinement efficiency of the classical K-means algorithm, thereby overcoming the limitations associated with random centroid initialization and local optima. Notably, the algorithm performs exceptionally well on highdimensional datasets. It is evaluated on several widely used benchmark datasets, demonstrating significant improvements in clustering accuracy, convergence speed, and computational efficiency compared to traditional K-means, Genetic Algorithm (GA)-based clustering, and standalone FSObased methods.
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1. Introduction

Clustering is a fundamental problem in machine learning and optimization, with applications ranging from customer segmentation and anomaly detection to image recognition and bioinformatics. It involves partitioning data into groups such that similar data points are assigned to the same cluster while ensuring distinctiveness among different clusters. Traditional clustering methods, such as K-means, rely on distance-based optimization criteria that often lead to suboptimal clustering, particularly when data distributions are non-convex or high-dimensional.
Recent advances have explored heuristic-based clustering approaches, which leverage nature-inspired algorithms such as Genetic Algorithms (GA), Particle Swarm Optimization (PSO), and Firefly Swarm Optimization (FSO). These approaches have shown promise in overcoming limitations of classical clustering algorithms by adapting dynamically to the problem space [1,2]. However, despite their advantages, many of these techniques suffer from slow convergence rates and increased computational complexity, limiting their applicability to large-scale datasets.
One of the key challenges in clustering optimization is balancing computational efficiency and clustering accuracy. The knapsack problem, a well-known combinatorial optimization problem, provides a useful analogy for clustering, where each data point must be optimally assigned to a cluster while maximizing intra-cluster similarity and minimizing inter-cluster dispersion [3,4,5]. Traditional clustering techniques like K-means rely on predefined distance metrics, which may not accurately capture the inherent structures in complex datasets.
To address these limitations, we propose a hybrid clustering algorithm that integrates FSO with multidimensional heuristic optimization. Our method improves upon existing clustering approaches by dynamically adjusting swarm movements based on data density, allowing for more accurate and faster convergence. The proposed method is validated against widely used benchmark datasets from the UCI Machine Learning Repository, demonstrating significant improvements in accuracy, convergence speed, and computational efficiency [6].
This paper is structured as follows: Section 2 provides an overview of related work in heuristic clustering methods and discusses their advantages and limitations. Section 3 details the proposed hybrid clustering approach, including the integration of FSO and heuristic optimization strategies. Section 4 presents experimental results, evaluating the performance of the proposed method against traditional clustering techniques. Finally, Section 5 concludes the paper with a discussion on key findings and future research directions.

2. Methodology

In this section, we describe the three main components of our approach: the classical K-means algorithm, Firefly Swarm Optimization (FSO), and the innovative hybrid method that synergistically combines the strengths of both.

2.1. K-means Clustering

K-means is one of the simplest and most widely used clustering algorithms. The algorithm begins by randomly initializing K centroids, where K is the number of clusters. Each data point is then assigned to the nearest centroid based on a distance metric (typically Euclidean distance). Once all points have been assigned, the centroids are updated as the mean of all points belonging to the corresponding cluster. This process iterates until convergence—i.e., when the assignments no longer change or a predefined maximum number of iterations is reached. Despite its efficiency and ease of implementation, K-means is sensitive to the initial placement of centroids and may converge to local optima, particularly in complex and high-dimensional spaces.

2.2. Firefly Swarm Optimization (FSO)

Firefly Swarm Optimization (FSO) is a nature-inspired algorithm based on the flashing behavior of fireflies. In FSO, each firefly represents a potential solution—in our case, a set of candidate centroids for clustering. The brightness of a firefly is associated with the quality of its solution, which is evaluated by an objective function that measures clustering quality (for instance, intra-cluster variance). Fireflies are attracted to brighter individuals; the attractiveness is a function of the brightness and the distance between fireflies, moderated by an absorption coefficient. This attraction causes fireflies to move towards regions of the solution space that are more promising, effectively balancing global exploration with local exploitation.

2.3. Hybrid Clustering Approach

Our proposed hybrid clustering method combines the global search capabilities of FSO with the local refinement efficiency of K-means. The approach consists of two main phases:

1. Global Exploration Using FSO:

In the initial phase, the algorithm employs FSO to explore the entire solution space. Each firefly represents a candidate clustering solution (a set of centroids). The swarm iteratively updates the positions of the fireflies by moving them toward brighter (i.e., better performing) solutions. This phase helps to overcome the limitations of random initialization inherent in K-means and ensures a diverse exploration of the potential solution space.

2. Local Refinement Using K-means:

Once FSO identifies a promising region in the solution space, the algorithm transitions to a local refinement phase. The centroids obtained from the FSO phase serve as the initial centroids for the K-means algorithm. K-means then fine-tunes these centroids by iteratively reassigning data points and updating the centroid positions until convergence is reached. This hybridization leverages the global search of FSO to escape local optima and the rapid convergence of K-means to achieve an optimal clustering solution.
Furthermore, our hybrid approach incorporates a multidimensional heuristic optimization component that dynamically adjusts key parameters such as the attractiveness factor and the absorption coefficient in FSO. This adaptive mechanism ensures a balanced trade-off between exploration and exploitation throughout the optimization process. Additionally, a re-initialization strategy is embedded to handle stagnation—if the solution quality does not improve after a certain number of iterations, a subset of fireflies is reinitialized to random positions, which further aids in escaping potential local optima.

3. Experimental Results

To evaluate the effectiveness of the proposed method, experiments were conducted on several benchmark datasets, including Iris, Wine, Glass, Digits, Breast Cancer, and Heart Disease [7]. The performance was measured across three key criteria: clustering accuracy, convergence speed, and computational efficiency.

3.1. Clustering Accuracy Comparison

The results in Table 1 show that our proposed hybrid clustering algorithm consistently outperforms traditional clustering methods in terms of accuracy. The adaptive optimization mechanism allows for better data separation and assignment compared to K-means and GA-based clustering [8].

3.2. Convergence Speed Comparison

Table 2 highlights the improved convergence speed of our proposed method. By integrating heuristic techniques with FSO, the number of iterations required to reach optimal clustering is significantly reduced, leading to faster execution times and lower computational overhead.

3.3. Computational Efficiency Comparison

The memory usage comparison in Table 3 further demonstrates the efficiency of our proposed method. By optimizing the allocation of cluster centroids and reducing redundant calculations, our algorithm achieves better performance with lower memory consumption [9].

4. Conclusion

The proposed hybrid clustering approach effectively integrates Firefly Swarm Optimization with multidimensional heuristic techniques to achieve superior clustering accuracy, faster convergence, and improved computational efficiency. By dynamically adjusting swarm movements based on data density and employing a robust re-initialization strategy, our method successfully overcomes many of the limitations associated with traditional clustering approaches, particularly for high-dimensional datasets where conventional methods often struggle.
While the experimental results indicate that the algorithm performs exceptionally well on high-dimensional data, there remain certain limitations. The method is sensitive to the tuning of FSO parameters, which can influence its overall performance. Moreover, despite its success on several benchmark datasets, the algorithm’s scalability to extremely large datasets and its robustness in the presence of significant noise or incomplete data warrant further investigation.
Future work will focus on integrating adaptive parameter tuning and parallel processing strategies to enhance scalability and efficiency further. Additionally, we plan to explore robust techniques to mitigate the impact of noisy and incomplete datasets, ensuring that the algorithm remains effective across an even broader range of applications.

References

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Table 1. Clustering Accuracy Comparison on Benchmark Datasets
Table 1. Clustering Accuracy Comparison on Benchmark Datasets
Dataset K-means (%) GA (%) FSO (%) Proposed Hybrid (%)
Iris 85.0 88.5 90.2 92.3
Wine 80.0 83.5 84.8 87.1
Glass 75.4 78.2 79.0 81.5
Digits 85.6 89.2 91.0 94.5
Breast Cancer 92.1 93.2 94.5 95.8
Heart Disease 77.5 80.1 81.4 84.3
Table 2. Convergence Speed (Iterations to Converge)
Table 2. Convergence Speed (Iterations to Converge)
Dataset GA FSO Proposed Hybrid
Iris 50 35 25
Wine 60 42 30
Glass 80 55 40
Digits 120 95 75
Breast Cancer 45 32 22
Heart Disease 70 48 35
Table 3. Memory Usage (MB) for Different Clustering Methods
Table 3. Memory Usage (MB) for Different Clustering Methods
Dataset GA FSO Proposed Hybrid
Iris 15.2 12.8 10.4
Wine 18.5 14.9 12.0
Glass 21.0 18.2 15.5
Digits 40.5 32.1 28.0
Breast Cancer 11.2 9.6 7.8
Heart Disease 19.3 15.7 13.1
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