1. Introduction
It is well known that the causality involved in predation is highly complex, and difficult to reconcile with general trends such as "survival of the fittest". Indeed, if we have predators feeding on prey, it is clear that, from a demographic point of view, the presence of predators is always detrimental to the prey, whereas, from the predators' viewpoint the consumption of prey is necessary for their survival, but, if excessive, it leads to a scarcity of prey, which in turn leads to predator starvation. Clearly, moderation of the predation mechanism is fundamental to its stability, and perhaps to its long-term viability (you can't kill the goose that lays the golden eggs ...). It is also clear that time must play an explicit role in any causal description of these mechanisms.
The predator-prey system of population dynamics, of which there are several models, makes it possible to explain the various possible situations and to understand their causality, and above all, by placing two predators in competition, to understand the reasons for the evolutionary choices that follow.
But, on the other hand, a more complete system, known as predation-commensalism, is a model of the global economy that enables us to proof certain properties of the latter, notably
TRPF (Tendency of Rate of Profit to Fall), which simply results from the competition between various firms which, in order to increase their market share, reduce their profit margins. The consequence of
TRPF is the pursuit of innovation and technological progress, which is precisely what allows the rate of profit to be reduced. (See [
1] chap 9 and in particular section 9.3). In this paper, we follow an analogous approach in the predator-prey system to identify the natural tendency resulting from repeated competitive evolution. Under plausible hypotheses (see section 4), it appears that the natural tendency of this system is to increase its own efficiency. Clearly, this does not always correspond to the demographic growth of the predator, and may even lead to its disappearance. This is a "tendency", a kind of "vocation" that only comes to fruition when the conditions for its realization are offered by the hazards of successive competitive evolutions (just as
TRPF does not automatically lead to technological progress). It is nevertheless clear that the loss of efficiency is rejected by competitive evolution, which nonetheless accepts drastic population reductions (of predators and prey) under certain conditions.
Let's take a predation model for two species (of populations
x and
y, prey and predator respectively),
where
x'=f(x) is the equation for prey evolution in the absence of predators, for which we take the logistic equation:
(
a is the natural growth rate of
x and
P the environmental carrying capacity).
The functional response
h(x) is taken from Holling's type-II, in the form
Remark: This predation function h(x) is essentially analogous to the widely used Holling type-II functional response, (see for instance [
1,
2,
3] or one of Holling's original articles [
4]). Holling's type-II functional response resembles type-I for small x, but then gradually tends towards a constant (representing the predator's satiety). However, here we use the hyperbolic tangent, ℎ(𝑥)=𝑏𝑇𝑎𝑛ℎ(𝑒𝑥/𝑏), instead of the algebraic Holling type-II form, ℎ(𝑥)=𝑏(𝑒𝑥)/(𝑏+𝑒𝑥). Indeed, the hyperbolic tangent expresses the idea of proportionality capped by satiety much better than the algebraic expression. It often enables us to better understand the respective roles of proportionality for small x (chance encounters) and the satiety ceiling.
Within the framework of this model, there are six significant parameters: c (death rate of predators in the absence of prey), e (efficiency of the predation mechanism), b (satiety ceiling of predators), τ (conversion rate of consumed prey into predator population), a (natural growth rate of prey in the absence of predators and abundance of resources) and P (carrying capacity of the environment, i. e. population of preys alone that it can admit). The last two concern only the behavior of prey with their own resources. The first four concern the behavior of predators and their relationship with prey.
The parameters are fixed in all numerical simulations and are given by:
Note that we can always take τ=1 by choosing appropriate units to measure the populations of x and y (the unit of y is the quantity of predators obtained by consuming a unit of x). We will always do so, except in cases where we need to compare several predators with different conversion rates, where a single choice is not possible.
The solutions and attractors in system (1) have different properties depending on the parameter values. It is useful to bear these in mind before tackling the problem of competition between two predators.
Apart from the
(0,0) and
(P,0) which are always equilibria, to find the equilibrium
(x0,y0) internal to the domain of definition
x > 0, y > 0, simply solve system (1) with the first members replaced by
0. From the second equation we have Eq. (5) below and then from the first we get Eq. (6):
It is well known that, depending on the parameter values, this equilibrium may or may not be stable. In the latter case, the attractor is a periodic cycle surrounding the equilibrium point. It is worth recalling here the evolution of the equilibrium point and this attractor as a function of the parameter e when the other parameters are fixed. Indeed, we shall see that the variation of e implies particularly significant qualitative properties. We shall also see (section 4) that variations in e play a key role in the dynamics of evolution.
By fixing the values of the other parameters and varying
e, we can easily see (see also [
5] or [
1] chap 6) thanks to Eq. (5) and (6) with Eqs.(2)-(3), that the equilibrium point
(x0,y0) moves along an arc of a parabola (see Figure 1) which contains the two equilibria
(0,0) and
(P,0) of the prey alone, i.e. in the absence of predator, (which therefore always exist independently of
e). This parabola arc is traversed in the direction of decreasing
x0 for increasing
e. According to Eq. (6), the internal equilibrium point exists for
f(x0 )>0, which is equivalent to
x0<P. The corresponding value of
e is the viability threshold of predation. For increasing
e, the equilibrium point moves along the parabola, rising towards the apex
A (top of the parabola) and then falling towards the origin, which corresponds to
e = +∞. The arc of the parabola between
P and
A is the
normal mode (as
e increases, the equilibrium population of prey decreases and that of predators increases). For larger values of
e, we are in the
paradoxical region (between
A and
O; when the efficiency
e increases, both equilibrium populations of prey and predators decrease).
The stability of the internal equilibrium point
(x0,y0) depends on
e, and therefore on its position along the parabola. It is stable from
P (i.e. for small
e) up to a certain point
B in the
paradoxical region, Figure 1, where there is a
PAH bifurcation (= Poincaré-Andronov-Hopf, often referred to as Hopf bifurcation, see for example [
6,
7]). Equilibrium still exists in the
BO arc, but it is unstable, the attractor being a periodic cycle surrounding the equilibrium point. This cycle naturally depends on
e; we have drawn it on Figure 1 for several values of
e. The literature is very rich on these problems of equilibria, cycles, see for example [
8,
9,
10,
11] and references therein cited.
It should be pointed out that this general pattern naturally depends on the parameter values. It is easy to see (see [
1] section 6.5) that the bifurcation of
PAH is due to the capping of satiety, (parameter
b). As
b increases, the
PAH bifurcation moves towards the origin, and for
b=+∞ it coincides with the origin; in other words, for
b=+∞ (which is equivalent to
h(x)=e x), there is no
PAH bifurcation and the equilibrium is always stable (it is the attractor).
It is useful to calculate, for each value of e beyond the PAH bifurcation, the average values of the densities of x(t) and y(t), along the corresponding cycle, which we will denote by , . They differ from (x0,y0), and describe (see Figure 1) a curve that is virtually rectilinear starting from the PAH bifurcation and moving for increasing e with increasing and decreasing .
The shape of the cycles is very interesting. For values of e slightly above the PAH bifurcation, it is a small, approximately elliptical cycle surrounding the equilibrium point. But for larger e, the cycle gradually adopts a vaguely triangular shape, which becomes, for larger e, practically a curvilinear triangle with smooth (rounded) vertices, whose sides are the x and y axes and a curve arising from (P, 0) solution of the limit system for e = +∞ (which is equivalent to taking h(x)=b) and whose vertices are the two equilibria of the prey alone, O and P, and a point C.
This highly significant geometry is known as the HNR triangle (for Hubris - Nemesis - Resilience). In fact, as we go through the cycle as a function of t, the curvilinear side close to PC is an increase in the predator population at the expense of the prey population, due to the hubris of e efficiency. Arriving near C, there are very few preys and many predators, leading to a rapid decline in the predator population, which almost vanishes out of food; this is the CO side (nemesis = punishment for hubris). At the approach of O, there are very few predators and preys, so they can proliferate unhindered by predators, which is what makes the side close to OP (close to the evolution of preys alone, it's prey resilience). This closes the cycle, which begins again periodically.
Figure 1.
Shows the limit cycles exhibited by the system, for e ranging from 6 to 30, with increasing amplitude as the parameter e increases. The fixed points of the system for different values of e, with all other parameters fixed as given by Eq. (4), are represented by the arc of the parabola with vertex A (cross-shaped line). The almost rectilinear curve starting from B is the curve of means values (, ).
Figure 1.
Shows the limit cycles exhibited by the system, for e ranging from 6 to 30, with increasing amplitude as the parameter e increases. The fixed points of the system for different values of e, with all other parameters fixed as given by Eq. (4), are represented by the arc of the parabola with vertex A (cross-shaped line). The almost rectilinear curve starting from B is the curve of means values (, ).
But we can go further in describing the structure of HNR cycles for very large e: for large enough e, the cycle is very close to the curvilinear triangle. This is formed by the axes and the solution of the limit system for e=+∞ (which consists in replacing Tanh by 1) starting from the equilibrium of prey alone, (P,0). This solution, which is the hubris phase, intersects the y-axis with a non-zero x' velocity (because of Tanh=1), so that there is a matching (boundary layer for very large e) to match the y-axis (the nemesis phase). This matching occurs fairly quickly and is very different from the vertices (0, 0) and (P, 0), which are points of equilibrium, so that passing near them the movement is very slow for large e, unlike passing near the top vertex, which is a matching (= sudden change of direction without slowing down for large e).
For very high values of e, by inspection of the solutions x(t) and y(t), we observe that the period (which must tend towards infinity because of the slowdowns mentioned) appears to be proportional to e.
In the behavior of x(t) we observe the presence of two levels, close to 0 and P (corresponding to the slowdowns of the passages near the equilibrium points (0, 0) and (P, 0). See the two figures below for e=6 and e=30.
Figure 2.
The temporal series x(t) for e=6 and e=30, the other parameters are given by Eq. (4).
Figure 2.
The temporal series x(t) for e=6 and e=30, the other parameters are given by Eq. (4).
The behavior of y(t) is similar, except that the two stages merge, as y(t) values are practically zero for the two passages near (0, 0) and (P, 0) and the arc of orbit that connects them. In fact, all that remains in each cycle is the rapid rise and fall of y(t) (hubris and nemesis). In other words, the periodic function y(t) becomes a kind of pulse (always the same regardless of e) increasingly spaced out in time as e→+∞. See the two figures below for e = 6 and e = 30.
Figure 3.
The temporal series y(t) for e=6 and e=30, the other parameters are given by Eq. (4).
Figure 3.
The temporal series y(t) for e=6 and e=30, the other parameters are given by Eq. (4).
Taken together, the four figures above perfectly explain the almost rectilinear shape of the curve of mean values (, of the densities of x(t) and y(t) along the corresponding cycle, as a function of e (see Figure 1). Indeed, as e tends to infinity, tends to zero and tends to a positive constant.
Another important point for understanding the sequel is that the unknown x0 is given by the second equation of system (1), which is that of predator functioning (x0 is the prey population that keeps the predators in equilibrium); x0 is therefore independent of a and P. This remarkable property is at the root of the understanding of certain aspects of the paradoxes considered in the sequel.
Later (section 6), we'll introduce slightly more complex systems, known as predation-commensalism, to deal with specific questions.
It should also be noted that the mathematical properties encountered are to be taken as tendencies and not as exact results. This is the case for all properties established with the help of models; in particular here, when e→+∞, the model becomes inoperative because there are populations that are too small at certain instants, so that the very concept of population disappears.
We shall see that these elements are important for correctly interpreting the causality and implications of the choices made by evolution.