1. Introduction
In 1974,
, a charmonium bound state made of charm and anti-charm quark (
), has been discovered at Brookhaven National Laboratory [
1] and Stanford National Linear Accelerator [
2], which confirmed the existence of charm quarks [
3] and validated the quark model. Since the charm quark mass is above the QCD scale
, the production of
pair in high-energy collisions is perturbative, which makes
an excellent probe to test pQCD calculations.
The production of
at high energy hadronic colliders involves multiple stages across many different scales. Over the past decades,
has been studied extensively at different colliders [
4,
5,
6]. Nonetheless, the description of
production is still not yet fully developed and cannot reach very high precision. However, thanks to the QCD factorization theorem [
7], hard processes, which are perturbatively calculable, are factorized from soft processes, which are non-perturbative but can be modeled phenomenologically and constrained by experiments. This allows us to apply pQCD to calculate the production cross section of
. We can test QCD at high energy colliders through the comparison of the
production data with model calculations.
In hadronic collisions events, both elastic and inelastic scatterings may occur. Experimentally, we are interested in inelastic collision events. There are 2 types of events in inelastic hadronic collisions: diffractive and non-diffractive dissociations [
8]. In this work, we focus on
produced in non-diffractive hadronic collisions events, which can be denoted as
.
A simple sketch of production in high-energy hadronic collision events can be summarized as below:
Initial Dynamics of Partons: According to the Parton Model. the structure of hadrons can be described by constituent partons [
9]. The initial dynamics of partons are non-perturbative but can be parametrized by parton distribution function (PDF) [
10]. They can be measured in deep inelastic scattering experiments at different colliders and related with each other via scaling [
7]. Alternatively, phenomenological approaches [
11], such as the String Percolation [
12] and Color Glass Condensate [
13], can be applied to model the incoming hadrons. These models have been compared with experimental data such as charged particle
spectra and rapidity distribution
and demonstrate reasonably good agreement [
14].
Initial State Interactions: They occur among energetic partons before hard scatterings. An example is the soft radiation of the partons [
15], which is call the initial state radiation (ISR). ISR will influence the initial heavy-quark pair production [
16]. Usually, the effect can widen
azimuthal angle correlation [
17] and broaden the
spectra [
18].
Hard Partonic Scattering: Energetic partons scatter off each other with large momentum transfers. In the traditional pQCD picture, it is simply described as a single hard scattering between two partons in each collision. They can be calculated analytically by pQCD with Feynman diagrams to very high precision [
19]. At RHIC, the
pair production is dominated by gluon-gluon fusion:
.
Multiple Parton Interaction (MPI): MPI is an elaborate paradigm to describe the partonic interaction stage at high energy colliders at the RHIC, Tevatron, and the LHC [
20]. According to MPI, one hard scattering accompanied by several semi-hard interactions take place in each collisions. All of them need to be included in the partonic scattering amplitudes. This is different from the traditional pQCD picture. Nowadays, high energy hadronic colliders allow more phase space for MPI to happen. Many studies at the LHC suggest MPI should be included to better describe the data [
21].
Hadronization: In the final state, the pairs will lose energy via radiation and evolve into the color-neutral bound state. Because this process is also soft and non-perturbative, many phenomenological models have been developed to describe the process in different collision systems. Selected examples of theoretical models are listed below:
Non-Relativistic QCD (NRQCD): This is an effective field theory approach to describe the hadronization of
pair thanks to their large mass compared to its internal kinetic energy, which results in a slow speed
[
22] within the non-relativistic limit
. NRQCD includes perturbative short distance and non-perturbative long distance effects for range of strong coupling
. To the leading order (LO), there are two mechanisms describing charmonium production.
Color Singlet (CS): The
pairs are in the color singlet state with the same quantum number as the
bound state in
. When the
pair kinematics reach the
mass, they will bind together [
23].
Color Octet (CO): The
pairs are in color octet state carrying net color changes and emit extra gluons [
24] to reach color neutral state, which results in additional hadron production associated to the
observed in the
-hadron correlation studies [
25].
NRQCD predicts sizable transverse polarization of
, which has also been observed experimentally [
26]. There are other phenomenological models such as Color Evaporation Model [
27], Statistical Hadronization Model [
28] and Color String Reconnection Model [
29] that describe the
hadronization. Currently, physicists are testing all these models with experimental data.
Final State Interaction (FSI): In the final state, the newly formed
mesons may still interact with comoving particles nearby [
30]. In the elastic scenario,
kinematics will be modified. Ineslatically,
may possibly be broken up [
31]. Hence, the final state comover effect may affect
production yield and will become more prominent at high multiplicity. Experimentally, the final state comover effect can be studied by
-hadron femtoscopic correlation measurements [
31]. Theoretically, FSI has also been implemented in the EPOS event generator [
32].
Experimental Observables: All the processes mentioned above will contribute to the final production of
that can be reconstructed from its decay particles with detectors in experiment. Experimental observables to study
production may be the
spectrum and production yield as a function of event activity for fully reconstructed
. Experimentally, the event activity is quantified by charged particle multiplicity. The production yield as a function of event multiplicity can probe the processes in the partonic level and will shed light on the interplay between soft and hard particle production [
33].
In particular, we can use a relative quantity: the normalized
yield
as a function of normalized charged particle multiplicity
. In experiments, this observable has the advantage because it can cancel the luminosity and some efficiencies corrections, which ultimately reduces the systematic uncertainties. Theoretically, in the string percolation picture [
12], there is a simple scaling of
by the number of color strings
in the partonic level, which is similar to
in heavy-ion collisions in the nucleonic level. Moreover,
is also scaled by
, another analog to the
scaling for soft particle production in heavy-ion collisions. Therefore, this is also inspired from theoretical perspectives. The normalized
yield as a function of normalized charged particle multiplicity measurements have been extensively carried out by experiments at RHIC and the LHC over different kinematic regions.
Autocorrelation: The
itself can contribute to the charged particle multiplicity in many different ways listed below [
34]:
The decay daughters such as the dipion, dielectron, and dimuon pairs
The extra gluons emitted from the
pair in the color octet state producing addition charged hadrons [
25]
The
cluster collapsing into hadrons [
35]
The feed down from b-hadron decays for non-prompt
Generally speaking, the autocorrelation increases in events compared to minimum bias (MB) events. Removing the autocorrelation effects can improve in our study for dedicated physics processes.
2. Recent Developments
Today, with the advancement of technologies in detector instrumentation, high performance computing, and artificial intelligence, we are moving toward high precision QCD era. Many novel studies of production have been conducted at RHIC and the LHC.
Recently, the ALICE Collaboration has reported the results on
production measured in dielectron channel with the LHC Run 2
data at
5, 7,13 TeV [
36,
37,
38]. The measurements of
normalized yield are performed in both middle and forward rapidity regions over a wide range of normalized charged particle multiplicity [
39] . The normalized
yield as function of
at mid-rapidity generally lie above the forward rapidity region. A significant enhancement of
production with respect to linear scaling is observed at high multiplicity for both middle and forward rapidities [
38]. Several theoretical models incorporating both initial state effects and MPI attempt to explain the data [
38].
At RHIC, the STAR experiment carried out the
studies also in the dielectron channel, which only shows up to about 3 units of average charged particle multiplicity at rapidity
[
40]. The data is presented in different
regions. However, the results also suggests hint of enhancement for
production and are comparable to ALICE at the LHC energy. The increase becomes steeper at higher
and multiplicity region, albeit not significant due to large uncertainties and not at very high event multiplicity where the FSI is reduced and MPI effect is more prominent. The STAR result can be generally well described by CEM, CGC and NLO with NRQCD calculations at different
regions. However, no conclusion regarding to MPI for
production at RHIC at mid-rapidity and near average charged particle multiplicity is drawn .
Phenomenologically, the MPI effect plays a significant role on charm-quark production [
41]. In the MPI picture, the average number of heavy-quark pairs in
collision increases compared to tradition pQCD picture of single hard scattering [
42]. Along with the color reconnection model for
hadronization treatment, a significant enhancement of
production cross section [
29] is predicted. Hence, the linear scaling assumed in traditional pQCD picture does not hold [
43].
From the simulation side, the latest versions of PYTHIA 8 event generator has incorporated many physics processes including ISR, hadronization, and FSR in addition to MPI, to describe underlying events in high-energy
collisions [
44]. PYTHIA 8 simulations are able to reproduce the charged particle
spectra and
with reasonably good agreement at RHIC with Detroit tune [
45] and the LHC with Monash tune [
46]. PYTHIA users can turn on and off MPI, use different underlying event tunes, and adjust the CSM and COM contribution in
to compare with data.
The
produced from the recombination of
pair described in the Introduction Section is traditionally considered as the dominating production mechanism of
[
26] and will lead to a substantial amount of transverse polarization. However, recently, at the LHC, unpolarized
production from jets, an alternative production mechanism, in
[
47] and PbPb [
48] collisions has been recently observed by the CMS experiment. Moreover, LHCb has shown that unpolarized
down to low
is produced from jet fragmentation in
collisions [
49].
are observed as hadrons within the jet cones radius. The
produced from jets will have different production processes described above.
Most
measurements are carried out in non-diffractive dissociation events at hadronic colliders. There are also some theoretical efforts to study novel QCD with
production in single diffractive
collisions via Pomerons exchange (
) [
50]. Measurements on single diffractive
cross section have also been performed by the ALICE [
51] and ATLAS experiments [
52] at the LHC.
Therefore, all these latest developments motivate us to investigate
at high event multiplicity in the forward rapidity at RHIC. The PHENIX detector is desirable and capable for this physics [
53]. Thanks to the excellent tracking, vertexing and muon performance of the PHENIX detector, we can perform charmonium studies in the forward region up to high multiplicity. Historically, the research on event multiplicity dependence of
production in small systems with PHENIX dates back to early 2013 in
collisions at
= 510 GeV [
54]. We will report our latest studies on
using PHENIX Run 15
data at
GeV.
3. Experimental Apparatus and Data Samples
The PHENIX experiment [
53] is a general purpose detector at RHIC at Brookhaven National Laboratory for relativistic heavy-ion physics research [
55]. It has broad
and
acceptance coverage [
56] and can collect large data samples to perform measurements at middle and forward rapidities. The tracking, particle identification, colorimeter, and muon systems of the PHENIX experiment apply various radiation detection techniques to maximize its physics capabilities.
The forward silicon tracker detector (FVTX) employs advanced silicon strip technologies and installed as 4 endcaps in the forward an backward regions covering 1.2
2.2 [
57]. Its sensor contains two columns of mini-strips with 75
m pitches in radial direction and the lengths varying from 3.4 – 11.5 mm in the azimuthal direction. The FVTX is capable of performing excellent tracklet reconstruction and precise vertex determination. In addition to the FVTX, at mid-rapidity
, the Silicon Vertex Tracker (SVX) is a 4 layer barrel detector built to enhance the capabilities of the central arm spectrometers and provides excellent position resolution [
58], which enables tracking at mid-rapidity .
Two muon arms are built in the forward and backward regions far away from the beam spot with a rapidity coverage of 1.2
2.4 [
59]. A stack of absorber/low resolution tracking layers allow excellent muon detection and identification. Along with the three new resistive plate chambers, the rejection factor for muon from pions and kaons is on the order magnitude of 10
. Each muon arm is equipped with a radial field magnetic spectrometer to provide precision muon tracking. The muon momentum resolution is
, allowing excellent performance for quarkonia reconstruction and clean separation between
and
[
60].
The PHENIX Electromagnetic Calorimeter (EMCAL) uses Pb as the absorber material and a shashlik design with a block size 5.5 cm × 5.5 cm and wavelength shifting fibers to measure the energy of electromagnetic shower [
61]. The EMCAL can provide excellent energy linearity and resolution for jet reconstruction.
The PHENIX experiment is also equipped with a ring image Cherenkov detector (RICH) to perform electron identification [
62]. It can achieve great performance for electron selection from
,
K,
p separation at very high
.
The beam-beam counters (BBC) are installed in both far north and south directions with advanced electronics to determine the event vertex and activity [
63]. BBC uses coincidence of both sides along with a minimum ADC threshold to select MB events. The zero degree calorimeter (ZDC) is used as identical form for all 4 experiments at RHIC to characterize global event parameters in the very forward direction [
64]. It can perform precise determination of event activity, luminosity, and forward neutron counting through the measurements of beam fragment energy deposition in the far forward direction.
With excellent detector hardware capabilities, PHENIX also designs and deploys dedicated Level 1 trigger to collect data samples for different physics topics [
65] applying high performance computing and electronic readout technologies [
66]. Many collisions occur at RHIC when the collider is running. However, only a small fraction of them is relevant for our physics studies. Thus, the MB trigger is developed for general physics studies. The MB trigger uses both BBC and ZDC to select non-diffractive dissociation processes and determine global event parameters such as the collision vertex, luminosity, and impact parameter. The overall efficiency of MB trigger is about 55 ± 5%.
For charmonium physics studies, we need high statistics samples. The dimuon trigger samples enrich by requiring MuID trigger identify muons and applying quality selections on the muon tracks (MuTr). The overall efficiency of the dimuon trigger is approximately 79 ± 2%.
The PHENIX detector is also equipped with beam clock trigger utilizing the Granule Timing Module with fast electronics [
67]. It can operate at high frequency with excellent timing resolution to provide precise timing information for the raw data, which allows synchronization among subdetectors and event building. In addition, the EMCal/RICH trigger (ERT) is dedicated to sample hard scattering events for heavy flavor and jet physics studies .
4. Analysis
In 2015, PHENIX acquired
,
, and
collisions data with transversely polarized proton at
= 200 GeV. Based on the PHENIX
data, we can define the
normalized yield
from quantities as follows:
The quantities are defined below:
: the signal raw yield extracted from dimuon invariant mass distribution
: the number of minimum biased events recorded
: minimum biased trigger efficiency
: trigger efficiency
: correction factor for multiple collisions obtained from a data-model method
The quantities in bracket stand for the average value over the integral event multiplicity and the total in the parenthesis means the sum over all multiplicity bins. We reconstruct from the dimuon decay channel: . It should be noted that we assume the luminosity, the branching ratio of , the acceptance, and the reconstruction efficiency cancel out in the normalization because they do not have significant event multiplicity dependence.
The normalized yield is plotted as a function of normalized charged particle multiplicity defined as the number of tracklets reconstructed by FVTX or SVX hits. Our results are presented in charged particle multiplicity bins of [0,1,2,3,4,6,7,8,10,19]. In our analysis, we use the MB data sample to obtain the . The dimuon trigger sample is used to reconstruct . Finally, the beam clock trigger sample is used for efficiency correction and systematic uncertainties studies in a data-driven manner.
4.1. Event, Track, and Candidate Selections
In order to achieve the best analysis results, we need to apply selections to the data samples. We require the following to select events with good primary vertices:
The z-component of reconstructed event vertex is within 10 cm from the beam spot: cm
The z-component of the event vertex determined by BBC is within 20 cm from the beam spot: cm
The error on is within 0.2 cm: cm
Require cm to reduce bad double collision events
We reconstruct the tracklets with the FVTX and SVX. To ensure the quality of our tracklets, we require the selections below:
for FVTX and for SVX tracklets
The transverse component of the distance of closest approach : cm for FVTX and cm for SVX tracklets
The fits 20 and at least 5% vertex probability
At least 2 hits on the silicon detectors
We also apply the following selections to the muons
Muon momentum is between 3 and 50 GeV/c
Good matching with the muon tracker and the muon identification trigger
Good muon quality for both muon identification (MuID) and muon tracking (MuTr)
At least 4 hits on the MuID and 12 hits on the MuTr
Finally, we apply the following requirements to candidates
4.2. MB Event Multiplicity Determination
We use the MB sample to determine the . We use the tight definition, 15 cm, for counting. With the as a function of , we can also obtain the by summing the distribution and by taking the average on the distribution. We can then rescale the x-axis with to and plot the as a function of .
4.3. Signal Extraction
After applying all selections to the dimuon sample, we are able to observe a very clear
signal with good resolution and correct peak near the PDG value. The kinematics of the reconstructed
is
GeV/c and
. To determine the
raw yield, we need to extract signal in the dimuon invariant mass in data. We develop a fitting model using a single Crystal ball function to describe the
signal component and an exponential decay function to describe background component in the data. The functional form of the signal component is given by
where
and
The functional form of background component is given by
Hence, the total fit function is given by
We then use the
RooFit package [
68] to fit the data points and obtain the
signal raw yield
. The invariant mass distribution of
from the north and south muon arms for inclusive event multiplicity along with the fits are shown below in
Figure 1
The free parameters for the fits are
NA,
B,
,
,
D, and
. We fix
A and
N in the fit on the inclusive north and south muons arm sample to keep the overall shape to fit each
bin. Good statistics with reconstruction performance of
in the dimuon channel are observed in
Figure 1. We sum
of all
bins to obtain
.
4.4. Efficiency Correction
We quote the and as mentioned in the description for the PHENIX detector. Then, we employ a data-drive method to correct the MB and efficiencies.
To determine as a function of event multiplicity, we use the the RHIC beam clock trigger data. A collision is declared to have occurred if there is at least one tracklet in the FVTX or SVX. Hence, is the ratio of RHIC beam clock trigger sample with BBC local level 1 trigger also fired to the whole sample for BBC rate between 1000 – 1500 kHz. The systematic uncertainties are given by the deviation of at BBC rate from 600 – 800 kHz and 2000 – 2500 kHz from the nominal value 1000 – 1500 kHz as upper and lower bound respectfully.
To determine as a function of event multiplicity, we use the ERT trigger sample. We calculate using the multiplicity distribution of ERT sample with at least one track as the denominator and the multiplicity distribution of ERT sample with at least one track and a valid BBC vertex 200 cm as the numerator. The statistical uncertainties of the first bin is quoted as global systematic uncertainties .
4.5. Multiple Collection Factor Correction
Multiple collisions may occur at RHIC. Experimentally, each collision results in a primary vertex. The number of collisions in each event overall obey Poisson distribution. According to our studies, the double collision probability is in the level a few percent.
Because we focus on produced in a single collision, we need to correct multiple collisions effects in our data. We employ a data-model hybrid method to determine . We use a model to calculate as a function of . We divide the normalized distribution for south FVTX arm near BBC rate of 830 kHz, which consists of less than 2% of double collisions, by the single collision model and use the ratio as . We quote the deviation from the model to the PHENIX data with BBC rate between 1000 - 1500 kHz as the systematic error on the multiple collision correction factor , accounting for the disagreement between the model and the data.
4.6. Systematic Uncertainties Estimation
The systematic uncertainties on this measurement consist of the MB trigger efficiency,
trigger efficiency, multiple collision correction, and
reconstruction efficiency. The
reconstruction efficiency
has a weak dependence on
. It is treated as a constant but can be assigned with a global systematics of 5% from previous
measurements in the dimuon channel [
69]. Finally, we treat individual uncertainties as uncorrelated and thus can estimate the total systematic uncertainties as follows:
5. Results
After finishing the data analysis, we have gather all ingredients to obtain the final results. Different underlying physics processes can be studied from different rapidity combinations of
and tracklet multiplicity measurements.
Figure 2 illustrates the physics with different measurements
Phenomenologically, MPI always occurs regardless of the rapidity of the
and the charged particles. In the PHENIX experiment, when both the
and the tracklets are pointing to the same rapidity direction, we expect to have significant FSI contributions to
production due to the presence of particles nearby [
32]. In the elastic scenario,
kinematics will be modified. Ineslatically,
may possibly be broken up [
31]. As the
moves away from the charged particles, the comover effect in the final state is expected to diminish. This can be achieved by measuring the SVX and the opposite FVTX arm for the tracklet multiplicity with respect to the muon arms. Finally, muons can also contribute to the event multiplicity. For
, the two muons on average increase the
by about 1.4. After removing this autocorrelation effect from the
decayed muons, the charged particle multiplicity will become
. We can also present the normalized
yield as a function of
by adjusting the x-axis in our measurement. These cases are all shown in
Figure 2.
The final results of
reconstructed from the north muon arm located in the forward rapidity direction
and the south muon arm located at the backward rapidity
with respect to FVTX North and South and SVX measurements are shown below in
Figure 3
The yields up to about 10 units of average charged particle multiplicity are measured with good precisions. A stronger than linear rise is observed in the same rapidity direction between the and the charged particles. The enhancement becomes more prominent at high multiplicity region. The slope decreases as the rapidity gap between the and the charged particles increases when . Finally, after subtracting the dimuon contributions in the same rapidity directions, the data points drop drastically and become consistent with the opposite rapidity measurements. These results imply that FSI effect does not have a substantial impact on production in collisions. However, MPI effects should be considered to explain the enhancement, particularly in the high multiplicity region.
We also compare our data with recent measurements from STAR at RHIC [
40] and ALICE at the LHC [
38] shown below
In
Figure 4, we can see that PHENIX has broader charged particle multiplicity measurements with better precision than STAR and comparable to ALICE. In low charged particle multiplicity, PHENIX data points are systematically below the STAR ones. In higher event multiplicity region, PHENIX data points (
) lie in between the ALICE middle (
) and forward rapidity (
) measurements, which fills the missing rapidity region from ALICE. All data points have slopes significantly above 1 when
. Hence, the comparisons suggest that
produced in the middle rapidity are generally above the forward rapidity at both RHIC and the LHC energies, which corresponds to the different phase space regions of
of the partons during hard interaction.
Finally, we compare our data with the PYTHIA 8 simulations with Monash and Detroit tunes including and not including MPI effect.
In PYTHIA 8 simulations, we setup the event with large for production and use general inelastic hadronic collisions to model MB events. Because events with the high multiplicity has a relatively small probability, our simulation only covers up to and has large statistical uncertainties at high multiplicity. Nonetheless, PYTHIA 8 simulations with different setup diverge at high multiplicity. PYTHIA 8 using the Detroit Tune and turning on the MPI effect best describe the data. Hence, the MPI effect is significant for production in collisions at RHIC, particularly in the high multiplicity region.
6. Summary
We have reported the measurement of normalized yield as a function of normal charged particle multiplicity with PHENIX Run 2015 collisions at 200 GeV. The is reconstructed from the dimuon channel with the PHENIX muon arms in the forward rapidity. The charged particle tracklets are reconstructed with FVTX and SVX detectors. Our results are presented in different combinations of with GeV/c and and charged particles at for FVTX and for SVX up to approximately 10 units of normalized event multiplicity. The normalized yield beyond linear scaling is observed when the and charged particles are both measured in the same rapidity. The enhancement of production becomes more pronounced at high event multiplicity, which could possibly be explained by MPI. The normalized yield decreases significantly as the rapidity gap between the and the charged particles increases. After subtracting the dimuon contributions from the event multiplicity when the and the charged particles point to the same rapidity directions, the results become consistent with the one where and charged particles are produced in opposite rapidity directions, which hints the insignificance of the final-state comover effects for production in collisions.
Our forward results lie systematically below the STAR measurement in middle rapidity and in between the ALICE data in the forward and middle rapidities. We notice that produced in the middle rapidity generally is below forward rapidity within the same normalized charged particle multiplicity. This allows us to probe the partons distribution function in different phase space regions. Finally, through the comparison of our data with PYTHIA 8 simulation using the Detroit and Monash Tunes with MPI options on and off, we find that the Detroit Tune with MPI on best describes our data. Hence, the MPI contribution should be included in order to precisely describe production in collisions at RHIC, especially in high multiplicity events.
To investigate the possibility of production from jet fragmentation, we plan to look at our results in different regions. We expect production from jet to be more likely at high . This study is currently ongoing. However, because of the limited statistics, particularly for GeV/c, we may not have sufficient precision to conclude the possible production from jet fragmentation in collisions at RHIC.
Currently, we also have discussions with the theoretical community to test the CGC model with production in collisions. In addition, the ongoing measurement of ratio in collisions will help us understand charmonium hadronization. Many novel and exciting physics results about charmonium production in different collision systems with PHENIX data are coming in the near future.