Preprint Article Version 1 Preserved in Portico This version is not peer-reviewed

Machine Learning and Explainable Artificial Intelligence using Counterfactual Explanations for Evaluating Posture Parameters

Version 1 : Received: 28 March 2023 / Approved: 29 March 2023 / Online: 29 March 2023 (14:08:32 CEST)

A peer-reviewed article of this Preprint also exists.

Dindorf, C.; Ludwig, O.; Simon, S.; Becker, S.; Fröhlich, M. Machine Learning and Explainable Artificial Intelligence Using Counterfactual Explanations for Evaluating Posture Parameters. Bioengineering 2023, 10, 511. Dindorf, C.; Ludwig, O.; Simon, S.; Becker, S.; Fröhlich, M. Machine Learning and Explainable Artificial Intelligence Using Counterfactual Explanations for Evaluating Posture Parameters. Bioengineering 2023, 10, 511.

Abstract

Postural deficits such as hyperlordosis (hollow back) or hyperkyphosis (hunchback) are relevant health issues. Diagnoses depend on the experience of the examiner and are therefore often subjective and prone to errors. Machine learning (ML) methods in combination with explainable ar-tificial intelligence (XAI) tools have proven useful for providing an objective, data-based orien-tation. However, only a few works have considered posture parameters, leaving the potential of more human-friendly XAI interpretations still untouched. Therefore, the present work proposes an objective, data-driven ML system for medical decision support that enables especially human-friendly interpretations using counterfactual explanations (CFs). Posture data for 1151 subjects were recorded by means of stereophotogrammetry. An expert-based classification of the subjects regarding the presence of hyperlordosis or hyperkyphosis was initially performed. Using a Gaussian progress classifier, the models were trained and interpreted using CFs. Label errors were flagged and re-evaluated using confident learning. Very good classification performances for both hyperlordosis and hyperkyphosis were found, whereby the re-evaluation and correction of the test labels led to a significant improvement (MPRAUC = 0.97). A statistical evaluation showed that the CFs seemed to be plausible in general. In the context of personalized medicine, the present study’s approach could be of importance for reducing diagnostic errors and thereby improving the individual adaptation of therapeutic measures. Likewise, it could be a basis for the development of apps for preventive posture assessment.

Keywords

biomechanics; posture; hyperlordosis; hyperkyphosis; machine learning; artificial intelligence; explainable artificial intelligence; human-in-the-loop; confident learning; label errors

Subject

Medicine and Pharmacology, Orthopedics and Sports Medicine

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