Submitted:
29 June 2026
Posted:
30 June 2026
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Abstract
Keywords:
1. Introduction
2. Materials and Methods
2.1. Research Design
2.2. Protocol and Registration
2.3. Search Strategy and Information Sources
2.4. Evidence Selection Procedure
2.5. Evidence Analysis and Synthesis
2.6. Risk of Bias and Methodological Quality Assessment
3. Results
3.1. Study Selection Procedure
3.2. Evidence Distribution
3.3. Methodological and Population Heterogeneity
3.4. Thematic Mapping Using the WHO ICF Framework
3.4.1. Body Functions: Multisystemic Involvement
3.4.2. Body Structures
3.4.3. Environmetal Factors
3.5. Facilitating Factors and Barriers in the Clinical and Methodological Approach to ALS (Table 5)
Facilitating Factors
| Type | Category (ICF Domain) | Specfic Factor | Description and Impact |
|---|---|---|---|
| Facilitator | Nutritional y and Dietary(e110) | Therapeutic diets (Ketogenic, Mediterranean) | Provide alternative energy sources (ketone bodies), improve intestinal integrity, and reduce systemic inflammation. |
| Probiotics, prebiotics, and antioxidants (Polyphenols) | Interventions with these compounds and metabolites (such as butyrate) help restore intestinal tight junctions and protect against neurodegeneration. | ||
| Clinical and Therapeutic (e110) | Fecal Microbiota Transplantation (FMT) | Key intervention that facilitates the restoration of microbiome diversity and significantly improves non-motor symptoms such as chronic constipation, depression, and anxiety. | |
| Research and Methodology | Home-based adaptations | The use of standardized kits for at-home fecal sample collection and remote recruitment facilitates the participation of patients with progressive mobility issues. | |
| Barrier | Environmental and Exposome (e250/e260) | Toxins, pollutants, and smoking | Historical exposure to heavy metals, pesticides, tobacco smoke, and neurotoxins (such as BMAA) severely increases oxidative stress and neurotoxic risk. |
| Physiological and Clinical (b510) | Dysphagia and loss of appetite | Severe difficulty swallowing (dysphagia) and anorexia act as direct obstacles to adequate ingestion and adherence to oral nutritional therapies. | |
| Physiological and Clinical (b530) | Hypermetabolism | This underlying state accelerates malnutrition and patient body mass loss, acting as a clear predictor of shorter survival. | |
| Physiological and Clinical (b515) | Dysbiosis and leaky gut | Alteration of the intestinal ecosystem allows the entry of pathogens and toxins (such as LPS) into the bloodstream, feeding back into and accelerating neuroinflammation. | |
| Research and Regulation | Lack of standardization and FMT biosafety | The absence of uniform protocols, regulatory limitations in trials, and the risk of cross-infections limit more widespread and rapid clinical adoption. | |
| Methodological | Confounding factors in clinical studies | The impact of variables that are difficult to isolate (such as genetics, history of antibiotic use, and previous heterogeneous diets) in small samples makes it difficult to establish strict causality. |
3.6. Characterization of Dysbiosis and Its Correlation with Neuropsychiatric Symptomatology
3.7. Pathogenic Pathways of the Microbiota-Gut-Brain Axis
3.8. Therapeutic Modulation of Emotional Distress Through Microbiome Interventions
3.9. Impact of Biological Sex on Nutritional and Pharmacological Bioavailability During ALS Progression: Animal Models
4. Discussion
Methodological Limitations and Barriers
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| AD | Alzheimer’s Disease |
| ALS | Amyotrophic Lateral Sclerosis |
| ALSFRS-R | Amyotrophic Lateral Sclerosis Functional Rating Scale-Revised |
| BMAA | β-Methylamino-L-alanine |
| CNS | Central Nervous System |
| CSF | Cerebrospinal Fluid |
| FMT | Fecal Microbiota Transplantation |
| FTD | Frontotemporal Dementia |
| FVC | Forced Vital Capacity |
| GABA | Gamma-aminobutyric acid |
| GI | Gastrointestinal |
| GWAS | Genome-Wide Association Study |
| ICF | International Classification of Functioning, Disability and Health |
| IL-6 | Interleukin-6 |
| LPS | Lipopolysaccharide |
| MGB | Microbiota-Gut-Brain axis |
| MR | Mendelian Randomization |
| PD | Parkinson’s Disease |
| ROS | Reactive Oxygen Species |
| SCFA | Short-Chain Fatty Acids |
| SOD1 | Superoxide Dismutase 1 |
| TNF-α | Tumor Necrosis Factor-alpha |
| WMT | Washed Microbiota Transplantation |
| WT | Wild-Type |
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| Population (P) | Concept (C) | Context (C) |
|---|---|---|
| Adult patients with Amyotrophic Lateral Sclerosis (ALS) | Interaction between the gut microbiota (composition and function) and emotional distress (anxiety and depression). | Clinical and home settings, including nutritional factors and oxidative stress. |
| Region/Country | Primary Research Focus and Key Contributions | References |
|---|---|---|
| United States | Advanced sequencing, exposome, and biomarkers: Pioneers in metagenomic sequencing (shotgun), multi-omic analysis (microbiome and lipidome), and environmental “exposome” research (toxins, BMAA). Innovative designs utilizing spouses as healthy controls. | [20,41,55,61] |
| Italy | Multicenter clinical trials and immunological profiling: Translational leadership with the FETR-ALS protocol (first controlled FMT trials). In-depth analysis of the neuroimmune axis (Treg cells) and ALS modulation through therapeutic diets (ketogenic). | [45,53,57] |
| China | Direct clinical application of Microbiota Transplantation: Rapid implementation of clinical trials and case reports evaluating FMT and Washed Microbiota Transplantation (WMT) in sporadic ALS, measuring the impact on functional scales (ALSFRS-R) and gastrointestinal symptomatology. | [42,71,80] |
| Spain | Bioactive molecules, SCFAs, and the enteric system: Characterization of short-chain fatty acids (SCFAs) in the early stages of the disease. Therapeutic modulation via polyphenols (curcumin, resveratrol) and their impact on intestinal neuroinflammation. | [46,51,54,70] |
| Australia | Preclinical animal models, pharmacokinetics, and epidemiology: Advanced studies in mice (SOD1G93A) regarding sex-dependent absorption barriers. Epidemiological research on smoking and the conceptualization of ALS as a sequential (“multi-step”) process. | [58,68] |
| Central and Eastern Europe (Romania, Poland, R. Czech Republic, Austria) | Therapeutic diets and clinical integration of the microbiome: Longitudinal studies evaluating the Mediterranean Diet and metabolites (SCFAs). Critical reviews of FMT clinical trials and the global impact of dysbiosis. | [49,56,64,65] |
| Middle East and South Asia (India, Iran, Jordan, Saudi Arabia) | Genetics, precision medicine, and regulatory barriers: Comprehensive reviews on emerging therapies, epigenetic factors, the use of probiotics/diets (ketogenic), and the analysis of cultural, ethical, and regulatory barriers to FMT. | [50,59,66,72] |
| Intervention Type/Design | References | Estimated Population/Sample Size | Key Characteristics | Main Findings at the Group Level |
|---|---|---|---|---|
| Clinical Trial (FMT) | [42] | 27 ALS patients (14 FMT, 13 placebo). | Fecal Microbiota Transplantation (FMT) from a healthy donor versus placebo (6 months). | FMT did not improve motor ALSFRS-R scores, but significantly improved non-motor symptoms (constipation, anxiety, depression) and increased Bifidobacterium levels. |
| Clinical Trial (Probiotics) | [45] | 100 participants (50 ALS, 50 controls). | Longitudinal probiotic supplementation. | Positive modulation of the microbiota and intergroup changes influencing the progression of impairment. |
| Longitudinal Study (Diet) | [47] | 84 participants (44 ALS, 40 controls). | 6-month Mediterranean Diet intervention and measurement of short-chain fatty acids (SCFAs). | The diet reduced plasma acetic and propanoic acid; acetic acid correlated with depression and fine motor dysfunction. |
| Clinical Protocol (FMT) | [43] | 42 planned patients. | FETR-ALS trial involving healthy fecal microbiota infusion versus placebo. | Protocol: Aims to evaluate whether ketosis reduces neuroinflammation without causing weight loss and malnutrition. |
| Clinical Protocol (Diet) | [45] | 25 planned ALS patients. | Normocaloric Ketogenic Diet for 8 weeks. | Protocol: Aims to evaluate whether ketosis reduces neuroinflammation without causing weight loss and malnutrition. |
| Observational/Microbiome | [11] | 40 participants (10 ALS, 10 spouses, 20 healthy). | Fecal analysis controlling for environment/diet by using partners as controls. | Higher alpha diversity in ALS patients, but with a marked deficiency of the protective Prevotella spp. |
| Observational/Multi-omics | [20] | 185 participants (75 ALS, 110 controls). | 16S sequencing and interaction with plasma lipid metabolome. | Decrease in butyrate-producing strains (Lachnospiraceae); strong correlation between bacteria and plasma lipid/acylcarnitine profiles. |
| Observational/Metagenomics | [41] | 139 participants (66 ALS, 61 healthy, 12 other pathologies). | Deep shotgun sequencing; evaluation of clinical variables and constipation. | Lower presence of butyrate-generating strains (Eubacterium rectale, Roseburia); correlation with chronic constipation. |
| Observational/Microbiome | [46] | 28 participants (16 recent ALS, 12 controls). | Recent symptom onset (<6–15 months), differentiating between bulbar and spinal phenotypes. | Early dysbiosis with increased Fusobacteria; microbiological changes restricted according to the ALS onset subtype. |
| Observational/Metabolomics | [84] | 40 participants (20 ALS, 20 controls). | 16S rRNA and stool metabolite chromatography. | Decrease in Firmicutes/Bacteroidetes ratio and intracellular metabolic alteration. |
| Mendelian Randomization | [85] | Large-scale genetic GWAS data (thousands of patients). | Bidirectional analysis between microbiota and lipid metabolomics. | Causal confirmation: microbiome alterations modify ALS risk using certain lipids as direct mediators. |
| Preclinical (Probiotic) | [90] | C. elegans nematode model (ALS). | Exposure to Enterococcus faecium. | Strong neuroprotection through the activation of the NHR-86 gene, mitigating reactive oxygen species (ROS) stress. |
| Reviews | [50,51,53,54,55,56,57,58,59,60,61,64,66,67,68,69,70,71,73,80,90] | Bibliographic consolidation and meta-analysis of thousands of human, in vivo, and in vitro cases. | Massive analysis of ALS pathogenesis linked to gut microbiome and integrative therapies. Focus on barrier dysfunction (leaky gut), neuro-systemic inflammation (mediated by LPS and cross-translocation), gut-brain axis modulation, and the direct impact of ALS hypermetabolism. Studies the effects of FMT, diets (Ketogenic/Mediterranean/Hypercaloric), SCFAs (butyrate), pro/prebiotics, and vitamins on patient prognosis and progression. | The reviewed literature unanimously agrees that ALS presents with a preclinical and symptomatic state of profound dysbiosis characterized by an increase in toxins and a loss of anti-inflammatory and neuroprotective butyrate-producing strains (e.g., Akkermansia, Prevotella, Roseburia). The resulting damage to the intestinal wall allows for the passage of pathogens and pro-oxidative molecules that induce neuroinflammation and motor neuron destruction. It is concluded that early holistic management combining nutritional interventions (antioxidants, polyphenols, hypercaloric diet) and direct restoration of the microbiota (probiotics or FMT) emerges as a promising complementary field (and imminent in clinical guidelines) to mitigate deterioration, oxidative stress, and substantially improve patient prognosis and quality of life. |
| ICF Code | ICF Domain/Concept | Description of Involvement in ALS Articles | References |
|---|---|---|---|
| b730 | Muscle power functions | Progressive loss of strength, muscle weakness, and paralysis affecting the limbs and bulbar muscles. | [49,50,51] |
| b735 | Muscle tone functions | Emergence of spasticity, rigidity, hypertonia, and muscle fasciculations characteristic of neuronal degeneration. | [49,50,52] |
| b440 | Respiratory functions | Progressive respiratory failure and critical decrease in forced vital capacity (FVC), which constitutes the main cause of mortality. | [42,49] |
| b510 | Ingestion functions | Presence of dysphagia (severe difficulty swallowing) and sialorrhea (drooling) associated with the involvement of bulbar muscles. | [49,50,52] |
| b525 | Defecation functions | Severe chronic constipation (assessed with scales such as Wexner or CSS), often related to intestinal dysbiosis. | [41,42,56] |
| b515 | Digestive functions and peristalsis | General alteration of gastrointestinal function, including delayed gastric emptying, altered bile acid metabolism, and increased intestinal permeability (leaky gut). | [54,55,56] |
| b530 | Weight maintenance functions | Underlying hypermetabolic state, accelerated loss of body mass, and clinical malnutrition that predicts shorter survival. | [55,56] |
| b152 | Emotional functions | Presence of emotional instability, clinical signs of depression (Beck or HAMD scales), and anxiety that severely impact quality of life. | [42,49] |
| b164 | Higher-level cognitive functions | Cognitive impairment and behavioral alterations, with a demonstrated clinical and genetic overlap with Frontotemporal Dementia (FTD). | [46,58,59] |
| b320 | Articulation of speech functions | Dysarthria or severe speech problems caused by the bulbar onset of the disease. | [41,49] |
| s110/s120 | Structure of the brain and spinal cord | Direct cellular damage, atrophy, and degeneration of upper motor neurons (cerebral cortex) and lower motor neurons (spinal cord and brainstem). | [49,50,51] |
| s540 | Structure of the intestine | Damage at the level of the intestinal mucosa, alteration of Paneth cells, destruction of tight junctions (zonulin), and involvement of the Enteric Nervous System. | [53,55,56] |
| e110 | Products or substances for personal consumption | Key impact of nutrition and therapeutic dietary interventions (e.g., ketogenic diet, Mediterranean diet, pre/probiotics, FMT). | [45,47,55,57] |
| e250/e260 | Physical environment and Exposome | Exogenous risk conferred by historical patient exposure to heavy metals, environmental toxins (e.g., BMAA), pesticides, and electromagnetic radiation (exposome concept) | [51,60,61] |
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