Submitted:
18 May 2026
Posted:
19 May 2026
You are already at the latest version
Abstract
Keywords:
1. Introduction
1.1. Related Work
1.2. Our Contribution
- A 3D stochastic-geometry framework is developed that quantifies both the mean and the variance of cell-search latency in UAV-assisted mmWave/THz networks under a Poisson point process (PPP) spatial model.
- A formal risk-aware beam alignment problem is formulated that jointly minimises expected latency and latency variance. It is shown through simulation that the variance-optimal beamwidth differs from the average-latency-optimal beamwidth, exposing a fundamental trade-off that is invisible in conventional average-based formulations.
- Simulation evidence is provided that the variance constraint (17b) is frequently binding at low UAV densities ( m−3), demonstrating that risk-aware design is most valuable in the challenging sparse-deployment regime relevant to URLLC/HRLLC.
- The LSRFDA metaheuristic solver is employed, which exploits Lévy-flight exploration and periodic self-renewal to converge on the risk-aware optimal beamwidth without any training procedure, a key practical advantage over RL-based alternatives.
- A unified propagation model is adopted that captures both mmWave and THz attenuation effects (free-space spreading and molecular absorption), enabling cross-band analysis within a single framework.
- A comprehensive comparative evaluation is conducted against PSO, Random Search, RL (REINFORCE), and PPO-Lagrangian, covering a wide range of UAV densities, coverage radii, and propagation conditions.
2. Problem Formulation
2.1. System Model
2.1.1. 3D Spatial Deployment
| Symbol | Description | Value / Setting |
|---|---|---|
| UAV spatial density (UAVs/m3) | m−3 | |
| UAV transmit power | 30 dBm | |
| Carrier frequency | 120 GHz | |
| c | Speed of light | m/s |
| HPBW beamwidth (optimization variable) | rad | |
| Main-lobe antenna gain | ||
| Path-loss exponent | 2.5 | |
| K | Path-loss constant | |
| Small-scale fading coefficient | ||
| Blockage parameter | 0.02 | |
| Noise power | dBm/Hz | |
| LoS indicator | ||
| R | Coverage radius | m |
| Latency variance threshold | 0.01 | |
| T | SINR threshold | 10 dB |
| Symbol | Description | Value / Setting |
|---|---|---|
| Number of BS beam directions | 12 | |
| Number of UE beam directions | 4 | |
| MC runs | Monte Carlo iterations per point | 100 |
| Learning-based baseline parameters | ||
| RL episodes | Training episodes for REINFORCE and PPO-Lagrangian | interaction steps |
| RL architecture | Actor–critic neural network | Two-layer MLP, 64 hidden units, learning rate |
| RL variance penalty coefficient | 10 | |
| Optimization algorithm parameters | ||
| Number of LSRFDA flows | 8 | |
| Maximum LSRFDA iterations | 20 | |
| Lévy-flight parameter | 1.5 | |
| Self-renewal interval | 10 iterations | |
| PSO swarm size | 30 | |
| Maximum PSO iterations | 100 | |
| w | PSO inertia coefficient | 0.7 |
| PSO cognitive/social coefficients | ||

2.1.2. UAV Mobility
2.1.3. 3D Beam Scanning
2.1.4. Scan-Time Model
2.1.5. Access Operation
2.2. Transmission Model
2.2.1. Directional Antenna Model
2.2.2. Received Signal-to-Noise Ratio
2.2.3. LoS Probability and Blockage

2.3. Energy Consumption Model
2.4. Performance Metrics
2.4.1. Successful Detection Probability
2.4.2. Detection Failure Probability
2.4.3. Cell-Search Latency
3. Optimal Initial Beam Alignment
3.1. Risk-Aware Optimal Beam Alignment

3.2. Risk-Aware Optimisation Framework Overview
- 1.
- System and Channel Modeling. The PPP-based 3D UAV deployment, directional beam-scanning geometry, and unified mmWave/THz propagation model are jointly used to derive analytical expressions for the expected latency and latency variance as functions of the beamwidth .
- 2.
- Risk-Aware Optimization Problem. The latency and variance expressions, together with the reliability and beamwidth constraints of Problem (17), define the composite objective function .
- 3.
- LSRFDA-Based Optimization. The proposed LSRFDA combines Lévy-flight exploration, directional flow updates, and periodic reinitialization of poorly performing flows to efficiently identify the optimal beamwidth under the considered URLLC/HRLLC constraints.
- 4.
- Monte Carlo Validation. The optimized beamwidth is evaluated through Monte Carlo simulations over multiple random UAV deployments in order to validate latency, reliability, and energy-consumption performance under different network conditions.
3.3. Flow Direction Algorithm and Its Extensions
3.4. MDP Formulation for DRL Baselines and Fitness Functions
3.4.1. MDP Specification for REINFORCE and PPO-Lagrangian
- State: , where and denote local estimates of UAV density and coverage radius available at the UE, while represents the average received SNR measured during the previous mini-slot.
- Action: , corresponding to the beamwidth selected at decision step t.
- Transition: The environment transitions stochastically according to the PPP UAV deployment model and the blockage model (8). The state estimates and are obtained at the UE through pilot-based measurements during the previous mini-slot: is derived from the observed UAV detection count over the scanned solid angle, while is estimated from the round-trip propagation delay bound in (3). These estimates are used solely by the RL baselines and are not required by LSRFDA, which operates directly on the analytical objective (20).
3.4.2. Fitness Function for Optimization-Based Baselines
3.4.3. PPO-Lagrangian Dual Update
3.5. Complexity Analysis
| Algorithm 1 Lévy Self-Renewable Flow Direction Algorithm (LSRFDA) for Beamwidth Optimization |
|
Require: Objective function , bounds , number of flows , number of neighbors , Lévy parameter , renewal interval R, maximum iterations Ensure: Optimal beamwidth
|
3.6. Practical Deployment Considerations
| Subcarrier Spacing (kHz) | Mini-slot Duration (ms) | Estimated LSRFDA Runtime (ms) |
|---|---|---|
| 15 | 0.50 | 0.10 ✓ |
| 30 | 0.25 | 0.10 ✓ |
| 60 | 0.125 | 0.10 ✓ |
| 120 | 0.125 | 0.10 ✓ |
4. Monte Carlo Simulation Results
4.1. Simulation Setup
- Expected beam alignment latency: As illustrated in Figure 4(a)–Figure 4(b), a decreasing trend in expected latency is observed as UAV density increases. The performance gap between methods is found to be more pronounced in sparse scenarios, where only a few UAVs are available. In this regime, a latency close to one mini-slot is maintained by LSRFDA, while significantly higher values are exhibited by PSO and Random Search. This advantage is explained by the ability of LSRFDA to rapidly focus on effective beam directions even when the spatial distribution is limited. In contrast, more exploration is required by other methods to locate a suitable UAV, which increases the detection time. As the density increases, the environment becomes less challenging and the performance gap naturally reduces, since multiple UAVs are available in most directions. These results indicate that the superiority of LSRFDA is most pronounced under critical network conditions, where the number of candidate UAVs is small and efficient beam adaptation becomes essential for fast and reliable detection.
| Algorithm | Latency (mini-slots) | Variance |
|---|---|---|
| LSRFDA | 1.12 | 0.0014 |
| PPO-Lagrangian | 1.21 | 0.0016 |
| RL (REINFORCE) | 1.29 | 0.0028 |
| PSO | 1.38 | 0.0039 |
| Random Search | 1.76 | 0.0082 |
| Parameter | Value | LSRFDA | PSO |
|---|---|---|---|
| Path-loss exp. | 2.0 | 0.0009 | 0.0031 |
| 2.5 (baseline) | 0.0014 | 0.0039 | |
| 4.0 | 0.0028 | 0.0071 | |
| Blockage param. | 0.005 | 0.0010 | 0.0033 |
| 0.02 (baseline) | 0.0014 | 0.0039 | |
| 0.10 | 0.0031 | 0.0065 | |
| Variance threshold | 0.005 | 0.0014 | 0.0041 |
| 0.010 (baseline) | 0.0014 | 0.0039 | |
| 0.050 | 0.0018 | 0.0044 | |
| Carrier freq. | 28 GHz | 0.0011 | 0.0034 |
| 120 GHz (baseline) | 0.0014 | 0.0039 | |
| 300 GHz | 0.0033 | 0.0078 |
- Expected scanning time: Figure 5(a) and Figure 5(b) illustrate the scanning time required to detect a UAV under different coverage radii. As UAV density increases, scanning time decreases for all methods because fewer beam sweeps are needed to find a suitable UAV. The shortest scanning time across all values of R and is achieved by LSRFDA.





4.2. Sensitivity Analysis
4.3. Post-Alignment Throughput and Spectral Efficiency
5. Concluding Remarks
- Note. This article extends the preliminary conference version presented at MSWiM 2025 [8]. Compared with the conference paper, the present manuscript includes several substantial additions, including: (i) a unified mmWave/THz propagation model; (ii) a complete MDP formulation for the DRL baselines; (iii) an analytical formulation of the latency-variance metric; (iv) practical deployment and complexity analysis; (v) sensitivity and post-alignment throughput investigations; and (vi) an extended discussion of recent ISCC-related UAV communication studies. The manuscript has also been significantly expanded with new simulation results, additional methodological details, and a broader technical discussion.
Funding
Data Availability Statement
Conflicts of Interest
Appendix A. Closed-Form Expression for Latency Variance
- Step 1: Probability mass function.
- Step 2: First moment (expected latency).
- Step 3: Second moment.
- Step 4: Variance.
References
- Zeng, Y.; Wu, Q.; Zhang, R. Accessing From the Sky: A Tutorial on UAV Communications for 5G and Beyond. Proceedings of the IEEE 2019, 107, 2327–2375. [CrossRef]
- Li, B.; Fei, Z.; Zhang, Y. UAV Communications for 5G and Beyond: Recent Advances and Future Trends. IEEE Internet of Things Journal 2019, 6, 2241–2263. [CrossRef]
- Kandregula, V.R.; et al. A Review of UAV-Based Antenna and Propagation Measurements. Sensors 2024, 24, 7395. [CrossRef]
- Wang, S.; Song, X.; Song, T. A Learning-Based Approach to Joint UAV Trajectory and Beamforming Optimization for UAV-RIS Relaying Network. In Proceedings of the 2025 IEEE Wireless Communications and Networking Conference (WCNC), Milan, Italy, 24–27 March 2025; pp. 1–6. [CrossRef]
- Mahbub, M.; Saym, M.M.; Jahan, S.; Paul, A.K.; Vahid, A.; Hosseinalipour, S.; Barua, B.; Yeh, H.-G.; Shubair, R.M.; Taleb, T. A Holistic Survey of UAV-Assisted Wireless Communications in the Transition from 5G to 6G: State-of-the-Art Intertwined Innovations, Challenges, and Opportunities. Journal of Network and Computer Applications 2025, 237, 104131.
- Lin, B.; Wang, W.; Guo, J.; Fei, Z. Outage Performance for UAV Communications under Imperfect Beam Alignment: A Stochastic Geometry Approach. In Proceedings of the 2021 IEEE 21st International Conference on Communication Technology (ICCT), Tianjin, China, 13–16 October 2021; pp. 632–637. [CrossRef]
- Attaoui, W.; Bouraqia, K.; Sabir, E. Initial Access & Beam Alignment for mmWave and Terahertz Communications. IEEE Access 2022, 10, 35363–35397. [CrossRef]
- Gafari, L.; Attaoui, W.; Sabir, E.; Driouch, E.; Sadik, M. Risk-Aware Fast Initial 3D Beam Alignment for UAV-Assisted mmWave/THz URLLC. In Proceedings of the 2025 International Conference on Modeling, Analysis and Simulation of Wireless and Mobile Systems (MSWiM), Barcelona, Spain, 2025; pp. 779–782. [CrossRef]
- Feng, K.-T.; Shen, L.-H.; Li, C.-Y.; Huang, P.-T.; Wu, S.-H.; Wang, L.-C.; Lin, Y.-B.; Chang, M.-C.F. 3D On-Demand Flying Mobile Communication for Millimeter-Wave Heterogeneous Networks. IEEE Network 2020, 34, 198–204. [CrossRef]
- Xiao, Z.; Zhu, L.; Liu, Y.; Yi, P.; Zhang, R.; Xia, X.-G.; Schober, R. A Survey on Millimeter-Wave Beamforming Enabled UAV Communications and Networking. IEEE Communications Surveys & Tutorials 2021, 24, 557–610.
- Cui, Y.; Zhang, Q.; Feng, Z.; Qin, W.; Zhou, Y.; Wei, Z.; Zhang, P. Sensing-Assisted Accurate and Fast Beam Management for Cellular-Connected mmWave UAV Network. China Communications 2024, 21, 271–289. [CrossRef]
- Dabiri, M.T.; Hasna, M. UAV Trajectory Optimization for Directional THz Links Using Deep Reinforcement Learning. In Proceedings of the 2023 IEEE 97th Vehicular Technology Conference (VTC2023-Spring), Florence, Italy, 20–23 June 2023; pp. 1–5. [CrossRef]
- Chen, Y.; Han, C.; Björnson, E. Can Far-Field Beam Training Be Deployed for Cross-Field Beam Alignment in Terahertz UM-MIMO Communications? IEEE Transactions on Wireless Communications 2024, 23, 14972–14987. [CrossRef]
- Chen, Y.; Shen, H.; Han, C. Cross Far- and Near-Field Beam Management Technologies in Millimeter-Wave and Terahertz MIMO Systems. IEEE Open Journal of Vehicular Technology 2026, 7, 73–107. [CrossRef]
- Alhulayil, M.; Abu Aqoulah, M.; López-Benítez, M.; Al-Mistarihi, M.F.; Alammar, M.; Al Ayidh, A. Integrated THz/mmWave Transmission Method for Enhanced URLLC Communications. IEEE Access 2025, 13, 62914–62929. [CrossRef]
- Masaracchia, A.; Li, Y.; Nguyen, K.K.; Yin, C.; Khosravirad, S.R.; Costa, D.B.D.; Duong, T.Q. UAV-Enabled Ultra-Reliable Low-Latency Communications for 6G: A Comprehensive Survey. IEEE Access 2021, 9, 137338–137352. [CrossRef]
- Bennis, M.; Debbah, M.; Poor, H.V. Ultrareliable and Low-Latency Wireless Communication: Tail, Risk, and Scale. Proceedings of the IEEE 2018, 106, 1834–1853. [CrossRef]
- Raman, R.; Singh, R.; Gupta, Z.; Verma, S.; Rajput, A.; Parikh, S.M. Wireless Communication With Extreme Reliability and Low Latency: Tail, Risk and Scale. In Proceedings of the 2022 5th International Conference on Contemporary Computing and Informatics (IC3I), Uttar Pradesh, India, 14–16 December 2022; pp. 1699–1703. [CrossRef]
- Zhao, W.; Hao, S.; Song, A.; Yang, J.; Li, X.; Zhang, Z. UAV-RIS-Assisted Covert ISCC System for Near-Field Low-Latency Scenarios: System Design and Performance Analysis. IEEE Transactions on Network Science and Engineering 2026, 13, 8666–8683. [CrossRef]
- Zhao, H.; Sui, M.; Liu, M.; Zhu, C.; Zhu, H. An Incentive Assignment Scheme of UAV Clients for Federated Intelligent Inspection Based on Communication-Sensing-Computing Integration. IEEE Transactions on Mobile Computing 2026, 25, 9137–9151. [CrossRef]
- Lei, H.; Jiang, C.; Park, K.-H.; Aboulhassan, M.A.; Zhou, S.; Pan, G. On Secure UAV-Aided ISCC Systems. IEEE Internet of Things Journal 2025, 12, 40851–40862. [CrossRef]
- Chen, J.; Xu, Y.; Yang, D.; Zhang, T. UAV-Assisted ISCC Networks: Joint Resource and Trajectory Optimization. IEEE Wireless Communications Letters 2024, 13, 2372–2376. [CrossRef]
- R, N.; Ghatak, G.; Bohara, V.A. Handover Management in UAV Networks With Blockages. IEEE Open Journal of the Communications Society 2025, 6, 8209–8224. [CrossRef]
- Graham, R.L.; Knuth, D.E.; Patashnik, O. Concrete Mathematics: A Foundation for Computer Science, 2nd ed.; Addison-Wesley: Reading, MA, USA, 1994.
- Papoulis, A.; Pillai, S.U. Probability, Random Variables and Stochastic Processes, 4th ed.; McGraw-Hill: New York, NY, USA, 2002.
| Method / Parameter | 28 GHz | 60 GHz | 120 GHz | 300 GHz |
|---|---|---|---|---|
| Bandwidth B (GHz) | 0.8 | 2.0 | 4.0 | 10.0 |
| LSRFDA | 3.1 | 6.8 | 12.0 | 18.3 |
| PPO-Lagrangian | 2.7 | 5.9 | 10.8 | 15.1 |
| RL (REINFORCE) | 2.4 | 5.2 | 9.6 | 13.0 |
| PSO | 1.9 | 4.1 | 7.4 | 9.2 |
| Random Search | 1.4 | 3.0 | 5.5 | 6.1 |
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).