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The Centrality of Hope in Psychiatry and Psychotherapy

A peer-reviewed version of this preprint was published in:
Swiss Archives of Neurology, Psychiatry and Psychotherapy 2026, 176(1), 3. https://doi.org/10.3390/sanpp176010003

Submitted:

07 May 2026

Posted:

08 May 2026

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Abstract
Hope is presented as a key driver of psychiatric and psychotherapy outcomes, helping clients move beyond symptom relief toward meaning, resilience, and flourishing. The text integrates goal-based models with relational, narrative, and cultural dimensions. Drawing on the “standard account,” the author proposes hope as the interplay of wishing for a valued good, believing its attainment is possible (though difficult), and trusting in internal and external resources, including the therapeutic alliance. A vignette of Susanne, a young woman with partial dissociative identity disorder, illustrates how psychoeducation and small wins increase belief, while a consistent therapeutic alliance builds trust that extends to self-trust and internal as well as external cooperation. Clinicians play a central role as “hope carriers,” shaping realistic goals, reinforcing progress, and avoiding false hope.
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1. Introduction: The Role of Hope in Psychotherapy

Psychotherapy increasingly recognizes that healing involves more than just reducing symptoms; it also includes cultivating a meaningful and fulfilling life [1]. Developmental models highlight that therapy supports the lifelong development of identity, encouraging clients to integrate conflicting tendencies, such as trust and despair, and to strengthen core virtues like will, purpose, love, and wisdom [2,3]. This developmental approach urges practitioners to look beyond pathology and focus on clients’ capacity for growth and flourishing. Within this broader therapeutic framework, hope stands out as a vital force. As research on common factors has consistently shown, hope is a major contributor to therapeutic change [4]. Hope acts as a catalyst for resilience and growth: it helps individuals rebuild their narratives after trauma, supports goal-directed action, and facilitates recovery from setbacks [5]. When actively cultivated, hope becomes an antidote to despair and a transformative power that sustains both clients and therapists in the shared effort to imagine and create a better future [6,7,8,9]. From this standpoint, fostering hope is inherently tied to fostering human potential.
Contemporary research highlights hope as a dynamic, adaptable, and culturally rooted resource. This is vital across various clinical populations. Its significance extends from individuals with severe psychiatric conditions to aging populations [10], forensic settings [11], substance abuse treatment [12], and family systems managing chronic psychiatric issues [13]. Hope fosters resilience, coping skills, empowerment, and recovery in conditions like schizophrenia, depression, and suicidality [12,14,15]. It aids recovery from severe mental illness, promotes empowerment, treatment adherence, and overall quality of life, while also serving as a shield against helplessness and demoralization [16,17,18,19]. To foster hope, clinicians are encouraged to explore clients’ sources of meaning and support their future orientation [20,21].

2. Different Conceptualizations of Hope

Theories of hope include both agency-focused and identity/meaning-focused concepts. Agency-focused models, such as Snyder’s Hope Theory [22], view hope as a mental and motivational process that involves pursuing goals (agency) and identifying ways to achieve them (pathways). This approach highlights problem-solving, personal drive, and practical thinking, helping clients set realistic goals, take action, and perform steps that increase their sense of control. Therapeutic approaches such as solution-focused strategies, scaling questions, and recognizing past successes build agency, supporting hope as an active, self-directed process [23].
In contrast, identity, self, and meaning-oriented approaches frame hope as a relational, existential, and phenomenological experience. Drawing on philosophy, phenomenology, and developmental psychology, theorists such as Larsen et al. [24] and Nunn [21] conceptualize hope as a multidimensional human attitude tied to meaning, spirituality, and life coherence. Hope emerges through narrative continuity, integrating past, present, and future, and is reinforced by relationships, social support, and cultural context [13,15,25]. It is dynamic, fluctuating with life events, illness, and relational changes, and contributes to identity reconstruction, self-authenticity, and personal growth [26]. Meaning-making is therefore central to sustaining hope: clients draw hope from interpersonal connection, purposeful activity, intrapersonal growth, environmental engagement, and transcendent or spiritual sources [20,26].
Overall, hope in psychotherapy is dynamic, relational, and multifaceted, combining goal-directed agency with existential meaning and identity coherence. Integrating these dimensions allows therapy to enhance clients’ sense of control while fostering a meaningful, connected, and resilient orientation toward the future, making hope both a therapeutic target and a catalyst for recovery.

3. Hope Is the Process of Wishing, Believing, and Trusting

Based on the standard account of hope [28], Krafft et al. [29] argued that hope involves the processes of 1) wishing for a valued outcome or state, 2) believing that its realization is possible, though not easy, and 3) trusting in the availability of internal or external resources that could help achieve it, especially when facing obstacles and setbacks. The willpower to act and persist was said to stem from the nature and importance of the desired good and the strength of the belief and trust, which could originate from several sources held by those who hope. These key elements capture the core of hope and are broad enough to apply across different levels (individual, interpersonal, social/collective, and transcendent) and in various cultural contexts.

Case Vignette

Before psychotherapy, Susanne (27) lived in a constant fog of fear, confusion, and exhaustion. Her partial dissociative identity disorder (pDIS) shaped every aspect of daily life: different inner persons stepped forward to manage overwhelming emotions, while others hid. These shifts often left her with major memory gaps that she couldn’t explain to others without feeling “crazy.” She lost track of conversations, misplaced important objects, and sometimes found herself in places she didn’t remember going. The amnesic barriers inside made communication within her system inconsistent and fragile. Years of misdiagnoses and invalidation led her to believe the chaos was her fault. Beneath all this, a fragile wish persisted—she longed for stability, for fewer disruptions, and for the possibility of relationships that didn’t collapse under the weight of her symptoms.
Entering psychotherapy, Susanne expected very little. Yet small, steady experiences began shaping her belief that change was possible. Learning about complex trauma and pDIS gave language to experiences she had always hidden. Understanding that her system formed as a necessary response to repeated childhood trauma helped dismantle her chronic self-blame. As the therapist guided her to notice brief moments of cooperation between inner persons, and to celebrate small successes—getting through a day with fewer switches, remembering more, calming her body—her belief in a different future slowly grew. She began to imagine not just surviving, but living.
What truly anchored the process was trust. The therapist’s consistency, attuned listening, and willingness to engage with her inner persons created a relational space in which Susanne could gradually risk openness. Over time, trust expanded from the therapist to her internal system: parts learned to communicate, to step back or forward intentionally, to care for one another. Gradually, she discovered trust in herself—an inner steadiness she had never known.
After successful psychotherapy, Susanne experiences her inner world as more coherent and collaborative. Amnesia has lessened, daily functioning has improved, and she feels connected to others in ways that once seemed impossible. Her wish has become a lived reality: a meaningful, self-directed life supported by belief in positive change and sustained by trust in oneself and others.
In the psychotherapeutic and psychiatric context, hope arises from the interplay of wish, belief, and trust, each representing a distinct yet interconnected dimension of the client’s outlook toward a better future. The wish component pertains to the client’s desires and valued goals. Recovery-oriented approaches highlight that therapeutic progress begins with the individual’s own longing for change and meaningful participation in daily life [30]. Recovery is seen as a personal journey toward a life filled with meaning and contribution, shaped by the client’s values rather than solely by symptom relief [5]. Consequently, the wish involves clarifying what the client finds worthwhile—whether autonomy, connection, stability, or self-growth [25]—and recognizing that, especially in later life, hopes may shift toward goals such as dignity, acceptance, or maintaining quality of life [31,32]. Therapists nurture this dimension by helping clients articulate their desires for change, validating that their hopes are important, and adopting a recovery focus that emphasizes personal meaning and possibilities [33].
The belief dimension entails the conviction that a desired future is attainable, even when it appears difficult. Research shows that without the belief that change is possible, recovery cannot begin [5]. Many clients start therapy with deep-seated defeatist beliefs or low self-worth that erode hope. Therefore, therapy aims to challenge hopeless thoughts, foster a sense of agency, and strengthen positive expectations [34]. Belief also influences the impact of stigma: internalized stereotypes decrease self-esteem and hope, which, in turn, lower quality of life [35,36]. Conversely, cultivating positive beliefs—about therapy’s value [37], about recovery [38], and about identity as changeable rather than fixed [5]—restores psychological possibility.
Finally, trust pertains to the therapeutic relationship and the resources—personal, social, and spiritual—that support change. Building a safe, attuned alliance is essential when hope is fragile [39]. Trust enhances clients’ hope for counseling and strengthens their sense of belonging, a key factor associated with hope in severe mental illness [37,40]. Through consistent, dependable therapeutic presence, clients can re-experience trust and repair damaged internal worlds [41]. Trust also anchors shared decision-making and encourages realistic hope in medical and primary care settings [42]. Trust in the therapist, the method, and ultimately in oneself facilitates movement toward change [43].
Together, wish, belief, and trust create a therapeutically generative orientation: the client desires a meaningful future, believes in its possibility, and trusts in the relational and internal resources that make striving worthwhile.

4. Empirical Evidence

A substantial body of empirical research emphasizes hope as a key therapeutic factor influencing engagement, symptom reduction, and long-term recovery across different psychotherapy approaches [44,45]. Snyder and colleagues have shown that higher hope predicts better progress in cognitive-behavioral therapies (CBT) and increases clients’ ability to pursue therapeutic goals [46]. Building on this, Irving et al. [47] demonstrate that client hope before treatment and in early sessions reliably predicts later outcomes, highlighting its role as both a precursor to and an effect of effective therapy.
In psychosis treatment, Hodgekins and Fowler [30] find that increases in hope mediate the positive effects of CBT on activity and functioning, positioning hope as a mechanism of recovery rather than a mere byproduct of improvement. Increases in hope and positive self-beliefs mediate improvements in real-world functioning, suggesting that hopeful, self-affirming cognitions energize clients to re-enter work, education, and social life. Additional work by Schrank et al. [48] and Hasson-Ohayon et al. [49] demonstrates that hope in schizophrenia-spectrum disorders is strongly associated with better quality of life, reduced depression, and lower self-stigma, and it often mediates relationships between symptoms and recovery-oriented outcomes.
Across broader clinical contexts, systematic reviews by Hernandez and Overholser [10], Walsh et al. [50], and Luo et al. [51] provide convergent evidence that hope-focused, positive psychotherapy, and other structured interventions consistently boost hope and decrease distress in older adults, people with cancer, and those with chronic mental illness. In specialized settings such as infertility, studies by Rahimi et al. [51], Nazemi et al. [53], Yanık & Kavak Budak [54] show that hope-centered group programs significantly improve mental health and emotional resilience.
Collectively, these findings demonstrate that hope is not just an aspirational idea but a clinically modifiable factor that actively supports therapy, enhances client involvement, and promotes recovery across diverse populations and therapeutic approaches.

5. Hope Interventions

Hope-oriented interventions emphasize that hope is not just a result of therapy but a core mechanism of change. They often focus on boosting future orientation. Hope-Focused Therapy (HFT) places hope as a central guiding principle, helping clients build their goals, pathways, agency, and identity, while overcoming obstacles, maintaining motivation, and reducing distress [39,55]. Cognitive-behavioral approaches also promote hope by reshaping beliefs, supporting recovery, and decreasing hopelessness across various conditions, including psychosis and late-life depression [10,30]. Broader mental health frameworks highlight that hope is delicate and requires intentional cultivation through education, stigma reduction, and collaborative goals in therapy [5]. Brief “hope modules” provide portable, adaptable strategies to combat demoralization in different clinical settings [18]. Solution-Focused Brief Therapy (SFBT) focuses on expectancy, preferred future imagery, exceptions, and resource talk, framing hope as a deliberate therapeutic goal reinforced by the therapist’s attitude and language [34]. Across various protocols —CBT, psychoeducation, narrative therapies, and holistic care—enhancing hope strengthens dignity, challenges maladaptive beliefs, and supports recovery [35,56].
Interpersonal and relational aspects of hope are equally vital. Supportive relationships—therapeutic, familial, and peer—are key sources of hope, offering validation, safety, and models of possibility [4,25]. In daily practice, hope can be reinforced through early alliance-building, clear therapeutic rationales, small wins, and collaborative goal-setting [37,38]. Even brief, structured hope interventions can boost engagement and maintain momentum [18]. Mental-health nursing practices nurture hope through presence, meaning-making, collaborative goal-setting, and the celebration of progress [27]. Ultimately, fostering hope requires clinicians to balance possibility with realism, creating a relational space where clients feel believed in, supported, and capable of change.

5. The Role of Health-Care Workers

Healthcare workers play a crucial role in shaping both the therapeutic process and the broader care environment. Research consistently demonstrates that clinicians can either foster or diminish hope depending on how they interact with individuals and families, and whether they communicate respect, possibility, and realism [13]. Nurses, psychiatrists, social workers, and psychologists can become “hope-carriers” through presence, genuine engagement, and attention to meaning-making [27,57]. This is especially vital in complex or long-term conditions like schizophrenia, where fostering belonging, agency, and a future outlook can reduce stigma and promote recovery [25,40,58].
Hope is not just a result of treatment but an active component within it, continuously co-created through relationships, attitudes, and clinical practices. Therapists’ own hopefulness is crucial: their expectations for client improvement are linked to outcomes [59,60]. Clinicians who model hope, express belief in a person’s capacity to change, and maintain a steady, caring presence can significantly enhance client hope. Therapeutic relationships based on empathy, validation, and curiosity help clients rediscover inner resources and loosen rigid beliefs that limit growth [16]. Organizational cultures also influence hope: environments built on respect, transparency, and belief in patients’ capacity support both client and staff morale, while demoralized settings risk therapeutic nihilism [17,61].

Takeaways for Practitioners

Below are ten takeaways practitioners can use to enhance patients’ hope [11,27,31,38,57,62,63]:
  • Be present and maintain relational continuity to foster trust.
  • Acknowledge negative emotions and despair without getting stuck in them.
  • Identify different types of wishes and hope, and shift therapeutic focus when needed.
  • Involve patients in decisions to increase control and buy-in. Adjust your therapeutic style to their individual preferences.
  • Use hopeful language that stays realistic. Foster hope without giving false reassurance.
  • Boost belief in therapy and use meaning-making to reframe critical situations in a positive light.
  • Set small, achievable, and visible goals, and build alternative pathways so that setbacks don’t undermine hope.
  • Help patients shape everyday life to keep hope alive day-to-day.
  • Activate relational hope through attachment to family, mentors, and community.
  • Where possible, cultivate spiritual beliefs by encouraging prayer, meditation, and other spiritual practices.

6. Conclusions

Across the literature, hope is regarded not merely as an optional component of psychotherapy but as its essential foundation—an active component that promotes agency, self-efficacy, and ongoing engagement with change [64]. Recovery-focused models describe hope as the “trunk of the tree,” supporting and energizing all other areas—identity, social connections, work, self-esteem, and daily living skills [5]. Without hope, these branches cannot develop.
The therapeutic relationship itself seems capable of fostering this vital resource. Hope can be shaped, grows stronger with a solid alliance, and uniquely influences outcomes [37]. Furthermore, hope functions both as a process and an outcome: it encourages clients toward a meaningful future and sustains their efforts in the face of adversity [16]. Clinical work, therefore, requires intentionally fostering and safeguarding hope through visualizing possible futures, demonstrating a rooted belief in change, setting small goals, and emphasizing progress [11]. For many, this process is associated with belonging, connection, and meaning, underscoring the importance of hope in recovery [40].
Yet cultivating hope requires discernment. Authors consistently warn against false hope—optimism disconnected from realistic possibilities, which can turn into despair when unmet [11,16]. Maladaptive or rigid expressions of hope may even impede therapeutic progress [65]. True hope, on the other hand, remains grounded while remaining open to possibilities: a credible, adaptable stance that recognizes limits while also activating agency [3].
In sum, hope is both the starting point and sustaining force of therapeutic change. It is the catalyst that enables clients to reclaim agency, rebuild identities, and engage with the world. Psychotherapy must therefore treat hope not as a by-product of progress, but as the very condition that makes progress possible.

Funding

“This research received no external funding.”.

Institutional Review Board Statement

“Not applicable”.

Conflicts of Interest

“The author declares no conflicts of interest.”.

Abbreviations

The following abbreviations are used in this manuscript:
CBT Cognitive-behavioral Therapy
HFT Hope-Focused Therapy
pDIS Partial Dissociative Identity Disorder
SFBT Solution-Focused Brief Therapy

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