2. Theoretical Framework
2.1. Public Transport as Public Policy and Social Infrastructure
Public transport networks constitute far more than mere physical infrastructure or service provision (Nikolaev et al. (2022) because they are an essential public service, increasingly recognized as fundamental for exercising citizenship rights, accessing urban opportunities, and participating fully in economic and social life (Vasconcellos, 2018). Beyond its immediate functional dimension of providing accessibility, public transport plays a role as a redistributive policy instrument with capacity to mitigate socioeconomic inequalities by enabling access to employment, education, healthcare, and cultural opportunities (Pereira & Schwanen, 2013; Braga et al., 2023).
Contemporary literature emphasizes that efficient and sustainable public transport systems must balance and integrate three fundamental pillars: accessibility (both spatial coverage and economic affordability), sustainability (encompassing environmental impact and long-term financial viability), and quality (including comfort, safety, reliability, and user experience) (Gwilliam, 2013; Sogbe et al., 2025). These dimensions are interdependent and mutually reinforcing, requiring integrated governance structures, coherent policy frameworks, and consistent long-term investment sustained beyond political cycles.
The recognition of public transport as an essential social infrastructure, rather than merely a commercial service, shape financing models, governance structures, and performance evaluation frameworks (Lucas et al., 2022). This perspective justifies public subsidies, prioritizes accessibility and equity objectives alongside efficiency considerations, and demands democratic accountability and user participation in system planning and operation.
2.2. The BRT Model and Its Innovation, Diffusion, and Limitations
The Bus Rapid Transit model emerged in Curitiba during the early 1970’s as an innovative response to urban mobility challenges in resource-constrained contexts where conventional metro systems appeared financially prohibitive (Prestes et al., 2022). The model’s characteristics include dedicated bus lanes physically separated from mixed traffic, pre-boarding fare collection enabling faster boarding and alighting, level boarding through elevated stations and specially designed vehicles, high-capacity articulated or bi-articulated buses, and integration with urban development through transit-oriented zoning policies (Wright & Hook, 2007).
The BRT concept gained international recognition for offering service characteristics approaching Light Rail Transit (LRT) quality, including high capacity, reliability, and speed, at capital and operational costs lower than rail-based systems. This cost advantage, combined with implementation flexibility and relatively short construction timelines, made BRT attractive for cities in developing countries facing severe mobility challenges with limited financial resources (Hidalgo & Carrigan, 2010).
However, accumulated experience and research have identified structural limitations inherent to BRT systems, particularly those implemented without sustained investment and institutional support. Hidalgo and Carrigan (2010) document that numerous BRT systems across Latin America and Asia suffer from operational saturation, inadequate maintenance, infrastructure deterioration, and limited integration with complementary transport modes. Ardila-Gómez (2012) argues that BRT success depends on continuous investment, strong institutional capacity, political commitment, and effective enforcement - factors frequently absent or inconsistent in developing country contexts.
Cervero (2013) emphasizes that BRT, despite its advantages for medium-capacity corridors, cannot fully substitute for rail-based systems in very high-demand corridors where capacity requirements exceed practical bus system limits. Modal diversity and comprehensive network integration emerge as essential requirements for developing comprehensive, resilient, and adaptable urban mobility systems capable of serving diverse travel patterns and user needs (Du et al., 2022).
In other hand we should also emphasise that BRT are more space consumer than an LRT corridor, namely in stations where express buses can overtake the slowest ones.
2.3. Multimodality and System Integration
Multimodality refers to the coexistence and functional integration of different transport modes, including cycling and micro-mobility options, within a unified coordinated system. Contemporary transport literature emphasises that efficient and user-centred systems are those enabling seamless transitions between modes through integrated ticketing systems, coordinated schedules and service planning, adequate physical integration infrastructure (transfer stations, intermodal hubs), and unified information systems (Mees, 2010).
Givoni and Banister (2010) argue that multimodal integration is crucial for maximizing network coverage, service flexibility, and system resilience. Different modes present distinct advantages: metro and trains excel in high-capacity corridors with concentrated demand; buses provide flexible, cost-effective coverage in medium-density areas; light rail and trams serve medium-capacity corridors while supporting urban development; ferries utilize waterways where available. Integrated multimodal networks leverage these complementary strengths, providing users with options suited to diverse trip purposes, distances, and preferences.
European cities, including Lisbon, Amsterdam, Copenhagen, and Zurich, exemplify this integrated multimodal approach, where metro, trains, light rail, trams, buses, and cycling infrastructure operate in coordinated form under unified or closely coordinated governance structures. Users benefit from seamless transfers, unified fare systems, coordinated scheduling, and integrated information.
However, achieving genuine multimodal integration presents challenges (McIlroy, 2023), particularly regarding: (1) institutional coordination across multiple operators and government levels, (2) sustained investment requirements for infrastructure and technology, (3) fare revenue allocation among operators, (4) service coordination and scheduling, and (5) political commitment sustained beyond electoral cycles. These challenges are particularly acute in developing country contexts characterized by institutional fragmentation, fiscal constraints, and political instability (Sclar & Lönnroth, 2017).
2.4. Governance, Institutions, and Path Dependence
Transport system governance, encompassing institutional structures, regulatory frameworks, decision-making processes, and accountability mechanisms, influences operational efficiency, service quality, investment patterns, and user outcomes. Marsden and Rye (2010) emphasise that fragmented governance characterized by multiple uncoordinated actors, overlapping jurisdictions, and conflicting objectives tends to produce inefficient systems, suboptimal service quality, and poor user experiences.
The new institutionalism in political science (Peters, 2012) offers analytical frameworks for understanding how institutions (formal rules, informal norms, organizational structures, and established practices) shape public policies, constrain or enable change, and produce path-dependent trajectories. Path dependence concepts (Sorensen, 2015) prove particularly relevant for understanding why transport systems frequently resist transformation even when facing evident inefficiencies, changing demands, or technological opportunities.
Path dependence operates through multiple mechanisms: (1) sunk costs in existing infrastructure creating resistance to modal diversification, (2) established institutional structures and routines resisting reorganization, (3) political coalitions defending existing arrangements, (4) technical standards and operational practices becoming locked-in, and (5) user habits and expectations adapting to existing systems. These mechanisms explain why pioneering systems like Curitiba’s BRT, despite evident limitations, resist fundamental transformation toward multimodal integration.
In Curitiba’s case, Oliveira (2018) demonstrates how institutional path dependence rooted in the BRT success contributed to subsequent system stagnation. The success that brought international recognition created institutional resistance to modal diversification, technological innovation, and governance reform. Established interests, including bus operators, municipal agencies, and urban planning professionals, defended the existing BRT-centred model against proposals for metro construction, light rail implementation, or metropolitan governance integration.
Conversely, Lisbon’s metropolitan governance model, despite inherent complexity and coordination challenges, has demonstrated capacity for adaptation, innovation, and sustained investment (Gonçalves et al., 2022). The metropolitan authority (Autoridade Metropolitana de Transportes and its operator, Transportes Metropolitanos de Lisboa - TML) coordinates bus and tram services across 18 municipalities, while maintaining relationships with centrally managed operators. This structure, though imperfect, has enabled implementation of transformative policies like the Navegante pass and sustained infrastructure investment programs.
2.5. Cost-Efficiency, Fare Policy, and Subsidy Economics
Cost-efficiency analysis in public transport contexts involves comparing service costs, including both operational costs and capital investments, with benefits delivered to users, cities, and society (Litman, 2024). From the user perspective, the most directly relevant metric is the relationship between fares paid and service value received, measured through dimensions including network coverage, service frequency, travel time, comfort, reliability, safety, and accessibility.
However, comprehensive cost-efficiency analysis must also consider broader social benefits (positive externalities) generated by public transport, namely: (1) congestion reduction through automobile trip substitution, (2) air quality improvement and greenhouse gas emission reduction, (3) road safety improvements, (4) urban development and land value impacts, (5) social inclusion through mobility access, and (6) economic productivity through labour market accessibility (Litman, 2024). These broader benefits justify public subsidies even when fare revenues fail to cover operational costs.
Fare policy represents a crucial instrument for ensuring accessibility, managing demand, influencing modal choice, and generating revenue. Contemporary fare policy debates increasingly emphasise accessibility and equity objectives, recognizing that high fares relative to incomes effectively exclude low-income populations from mobility opportunities and urban participation (Allen et al., 2023). Progressive fare policies incorporate income-based discounts, comprehensive monthly passes, free or reduced fares for specific groups (students, elderly, unemployed), and integration across modes to minimize transfer penalties (Gwilliam, 2013).
Subsidy levels and structures vary across countries and regions, reflecting different political priorities, fiscal capacities, and institutional traditions. European public transport systems generally receive public subsidies, typically covering 50-70% of operational costs, enabling relatively low fares and high service quality. In contrast, Latin American systems traditionally depend heavily on fare revenue, with subsidies covering only 10-30% of costs, implying higher fares and often compromising service quality and accessibility (Hidalgo & Carrigan, 2010).
Recent trends, however, show increasing recognition, even in developing countries, that subsidies are both economically justified (by positive externalities) and socially needed (for accessibility and equity). Examples include Brazil’s Free Fare Movement advocacy, Colombia’s subsidized fare systems, and various fare reduction programs across Latin America. These policy shifts reflect growing understanding that public transport is an essential social infrastructure deserving public investment.