Submitted:
17 March 2026
Posted:
18 March 2026
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Abstract
Housner’s classical rocking model assumes a rigid base, often leading to inaccurate seismic assessments in real-world soil conditions. This study quantitatively establishes the applicability limits of the rigid-base assumption and defines a reference range for its validity. To bridge this gap, a novel Soil-Structure Interaction (SSI)-rocking model is formulated via the Lagrange Equation, capturing the coupled dynamics between rocking blocks and compliant foundations. Crucially, a closed-form relationship is derived to correlate the analytical model’s interface stiffness with the shear and Young’s moduli used in industrial finite element (FE) software. Our findings reveal that rocking behavior depends not only on soil stiffness but also on the inherent stiffness of the structure. Consequently, a relative stiffness parameter is introduced to bridge the analytical and numerical frameworks. Validation using LS-DYNA confirms the model’s precision across varying base stiffnesses. Results indicate that softer soils significantly alter rocking initiation thresholds and amplify peak angles. This proposed analytical model provides a computationally efficient, FE-compatible tool to improve stability predictions and design strategies for unanchored structures in earthquake-prone regions.
Keywords:
1. Introduction
2. The Applicability Limits of Housner’s Rocking Block Model
3. Development of a Novel SSI-Rocking Model for Non-Anchored Structure on Compliant Base
4. Numerical Validation and Implementation
5. The Effective Interface Stiffness for Rocking Motion
Influence of Soil Dynamic Shear Modulus
Influence of Block Elastic Modulus
6. Conclusion
- becomes significantly altered on a compliant base, particularly when the subsoil is softer than rock, rendering the classical Housner rigid block model inadequate.
- A novel SSI-rocking model, which considers soil-structure interaction, has been developed and thoroughly tested using LS-DYNA simulations, showing strong accuracy in predicting rocking motion on a flexible base.
- An effective interface stiffness has been introduced to fine-tune the SSI-rocking model. The relationship between equivalent stiffness and effective interface stiffness was studied.
- Soil stiffness plays a more critical role than damping in influencing rocking motion and softer soil may increase the likelihood of overturning.
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
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| Ground Type | ||||
|---|---|---|---|---|
| Sand | 1900 | 80 | 0.3 | 280 |
| Gravel | 2000 | 300 | 0.3 | 1050 |
| Rock | 2500 | 1000 | 0.3 | 3500 |
| Steel | 7800 | 80000 | 0.3 | 210000 |
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