Submitted:
12 August 2025
Posted:
14 August 2025
You are already at the latest version
Abstract
Keywords:
1. Introduction
- represents the supply chain information in a way that enables decision-making,
- relates facility-level failure with supply-chain-level failure,
- and can be automated using a software package.
2. Overview of Supply Chain Shortage Quantification
3. Development of SUPRA
3.1. Data Structures
3.3. Fault Tree Creation Algorithm
3.4. Modeling Backup Facilities
3.5. Modeling Shared Facilities
- aap_1>chain 1>api_1>fdf_1
- app_1>chain 1>api_1>fdf_2
3.7. Pseudocode
3.8. Single Child Corner Case
4. Additional Steps for Supply Chain Shortage Risk Quantification Methodology
4.1. Calculating Importance Measures
4.2. Guidelines for Decision Makers
4.3. Mitigation Analysis
5. SUPRA Results
5.1. Fault Tree Quantification Results
- To parameterize and quantify the effect of constant or variable demand on the supply chain shortage.
- To establish the basis for the cost-benefit analysis of adding backup facilities.
- To develop consequence analysis. Using expert judgment the shortage risk profile can be used to quantify drug shortages’ economic consequences.
5.2. Mitigation Analysis
6. Conclusion
7. Future Work
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
- D. Simchi-Levi, P. D. Simchi-Levi, P. Kaminsky, and E. Simchi-Levi, Designing and Managing the Supply Chain: Concepts, Strategies, and Case Studies. McGraw Hill Professional, 2003.
- K. Katsaliaki, P. K. Katsaliaki, P. Galetsi, and S. Kumar, “Supply chain disruptions and resilience: a major review and future research agenda,” Ann. Oper. Res., vol. 319, no. 1, pp. 965–1002, Dec. 2022. [Google Scholar] [CrossRef]
- J. M. Phuong, J. J. M. Phuong, J. Penm, B. Chaar, L. D. Oldfield, and R. Moles, “The impacts of medication shortages on patient outcomes: A scoping review,” PLoS ONE, vol. 14, no. 5, p. 20 May. [CrossRef]
- W. Klibi and A. Martel, “Scenario-based Supply Chain Network risk modeling,” Eur. J. Oper. Res., vol. 223, no. 3, pp. 644–658, Dec. 2012. [CrossRef]
- J. B. R. J. Yossi Sheffi, “A Supply Chain View of the Resilient Enterprise,” MIT Sloan Manag. Rev., vol. 47, no. 1, pp. 41–48, Fall 2005.
- Pavlov, D. Ivanov, A. Dolgui, and B. Sokolov, “Hybrid fuzzy-probabilistic approach to supply chain resilience assessment,” IEEE Trans. Eng. Manag., vol. 65, no. 2, pp. 20 May; 18. [CrossRef]
- D. Simchi-Levi, W. D. Simchi-Levi, W. Schmidt, and Y. Wei, “From Superstorms to Factory Fires: Managing Unpredictable Supply-Chain Disruptions,” Harvard Business Review, Jan. 01, 2014. Accessed: Apr. 20, 2022. [Online]. Available: https://hbr.org/2014/01/from-superstorms-to-factory-fires-managing-unpredictable-supply-chain-disruptions. 2014. [Google Scholar]
- D. Simchi-Levi et al., “Identifying Risks and Mitigating Disruptions in the Automotive Supply Chain,” Interfaces, vol. 45, no. 5, pp. 375–390, Oct. 2015. [CrossRef]
- M. M. Bassiouni, R. K. M. M. Bassiouni, R. K. Chakrabortty, O. K. Hussain, and H. F. Rahman, “Advanced deep learning approaches to predict supply chain risks under COVID-19 restrictions,” Expert Syst. Appl., vol. 211, p. 118604, Jan. 2023. [Google Scholar] [CrossRef]
- Bode, R. Bogaschewsky, M. Eßig, R. Lasch, and W. Stölzle, Eds., Supply Management Research: Aktuelle Forschungsergebnisse 2020. in Advanced Studies in Supply Management. Wiesbaden: Springer Fachmedien Wiesbaden, 2020. [CrossRef]
- E. E. Kosasih and A. Brintrup, “A machine learning approach for predicting hidden links in supply chain with graph neural networks,” Int. J. Prod. Res., vol. 60, no. 17, pp. 5380–5393, Sep. 2022. [CrossRef]
- E. E. Kosasih, F. E. E. Kosasih, F. Margaroli, S. Gelli, A. Aziz, N. Wildgoose, and A. Brintrup, “Towards knowledge graph reasoning for supply chain risk management using graph neural networks,” Int. J. Prod. Res., vol. 0, no. 0, pp. 1–17, Jul. 2022. [Google Scholar] [CrossRef]
- A. Aziz, E. A. Aziz, E. Kosasih, R.-R. Griffiths, and A. Brintrup, “Data Considerations in Graph Representation Learning for Supply Chain Networks,” presented at the ICML 2021 Workshop on Machine Learning for Data, Jul. 2021. [CrossRef]
- J. Pearl, “The limitations of opaque learning machines, in: J. Brockman (Ed.), Possible Minds: 25 Ways of Looking at AI,” Penguin Press, New York, Technical Report, 19. [Online]. Available: https://ftp.cs.ucla.edu/pub/stat_ser/r489.pdf. 20 May.
- A. Holzinger, B. A. Holzinger, B. Malle, A. Saranti, and B. Pfeifer, “Towards multi-modal causability with Graph Neural Networks enabling information fusion for explainable AI,” Inf. Fusion, vol. 71, pp. 28–37, Jul. 2021. [Google Scholar] [CrossRef]
- Holzinger, “The Next Frontier: AI We Can Really Trust,” in Machine Learning and Principles and Practice of Knowledge Discovery in Databases, M. Kamp, I. Koprinska, A. Bibal, T. Bouadi, B. Frénay, L. Galárraga, J. Oramas, L. Adilova, G. Graça, et al., Eds., in Communications in Computer and Information Science. Cham: Springer International Publishing, 2021, pp. 427–440. [CrossRef]
- Munoz and, M. Dunbar, “On the quantification of operational supply chain resilience,” Int. J. Prod. Res., vol. 53, no. 22, pp. 6736–6751, Nov. 2015. [Google Scholar] [CrossRef]
- R. Rathore, J. J. R. Rathore, J. J. Thakkar, and J. K. Jha, “A quantitative risk assessment methodology and evaluation of food supply chain,” Int. J. Logist. Manag., vol. 28, no. 4, pp. 1272–1293, Jan. 2017. [Google Scholar] [CrossRef]
- M. Nishat Faisal, D. K. M. Nishat Faisal, D. K. Banwet, and R. Shankar, “Information risks management in supply chains: an assessment and mitigation framework,” J. Enterp. Inf. Manag., vol. 20, no. 6, pp. 677–699, Jan. 2007. [Google Scholar] [CrossRef]
- P. K. Tarei, J. J. P. K. Tarei, J. J. Thakkar, and B. Nag, “A hybrid approach for quantifying supply chain risk and prioritizing the risk drivers: A case of Indian petroleum supply chain,” J. Manuf. Technol. Manag., vol. 29, no. 3, pp. 533–569, Jan. 2018. [Google Scholar] [CrossRef]
- A. Sharma, D. A. Sharma, D. Kumar, and N. Arora, “Supply chain risk factor assessment of Indian pharmaceutical industry for performance improvement,” Int. J. Product. Perform. Manag., vol. ahead-of-print, no. ahead-of-print, Jan. 2022. [Google Scholar] [CrossRef]
- J.-M. Lawrence, N. U. J.-M. Lawrence, N. U. Ibne Hossain, R. Jaradat, and M. Hamilton, “Leveraging a Bayesian network approach to model and analyze supplier vulnerability to severe weather risk: A case study of the U.S. pharmaceutical supply chain following Hurricane Maria,” Int. J. Disaster Risk Reduct., vol. 49, p. 101607, Oct. 2020. [Google Scholar] [CrossRef]
- K. T. Ramesh, S. P. Sarmah, and P. K. Tarei, “An integrated framework for the assessment of inbound supply risk and prioritization of the risk drivers: A real-life case on electronics supply chain,” Benchmarking, vol. 27, no. 3, pp. 1261–. [CrossRef]
- A. Qazi, J. A. Qazi, J. Quigley, and A. Dickson, “A Novel Framework for Quantification of Supply Chain Risks,” in 4th Student Conference on Operational Research, P. C. D. Granado, M. Joyce-Moniz, and S. Ravizza, Eds., in OpenAccess Series in Informatics (OASIcs), vol. 37. Dagstuhl, Germany: Schloss Dagstuhl–Leibniz-Zentrum fuer Informatik, 2014, pp. 1–15. [CrossRef]
- H. Lau, Y. P. H. Lau, Y. P. Tsang, D. Nakandala, and C. K. M. Lee, “Risk quantification in cold chain management: a federated learning-enabled multi-criteria decision-making methodology,” Ind. Manag. Data Syst., vol. 121, no. 7, pp. 1684–1703, Jul. 2021. [Google Scholar] [CrossRef]
- P. von Cube et al., “Monetary Quantification of Supply Risks of Manufacturing Enterprises - Discrete Event Simulation Based Approach,” Procedia CIRP, vol. 57, pp. 164–170, Jan. 2016. [CrossRef]
- P. Pandit, A. Earthperson, A. Tezbasaran, and M. A. Diaconeasa, “A Quantitative Approach to Assess the Likelihood of Supply Chain Shortages,” in Volume 13: Safety Engineering, Risk, and Reliability Analysis; Research Posters, Virtual, Online: American Society of Mechanical Engineers, Nov. 2021. [Google Scholar] [CrossRef]
- Z. Tillman, M. Z. Tillman, M. Rosenberg, R. Delhy, C. Ruiz-Barnes, and R. Kazemi, “A System Reliability Approach for Assessing the Vulnerability of United States Pharmaceutical Supply Chains,” in Proceedings of the 30th European Safety and Reliability Conference and 15th Probabilistic Safety Assessment and Management Conference, Research Publishing Services, 2020, pp. 1027–1033. [CrossRef]
- “pandas.DataFrame — pandas 1.4.2 documentation.” https://pandas.pydata.org/docs/reference/api/pandas.DataFrame.html (accessed Apr. 20, 2022).
- “OpenPRA: Open-Source Framework for Probabilistic Risk Assessment | Probabilistic Risk Assessment Group.” https://openpra.org (accessed Apr. 29, 2021).
- A. Rakhimov, “SCRAM, https://github.com/rakhimov/scram.” Accessed: Feb. 11, 2021. [Online]. Available: https://github.com/rakhimov/scram.
- A. Nichols, D. A. Nichols, D. Buttlar, and J. Proulx Farrell, Pthreads programming: a POSIX standard for better multiprocessing, Nachdr. Beijing Köln: O’Reilly, 2002.
- M. Rausand, A. M. Rausand, A. Barros, and A. Hoyland, System Reliability Theory: Models, Statistical Methods, and Applications. John Wiley & Sons, 2020.




















| Column | Data Label |
|---|---|
| A | |
| B | |
| C | |
| D | |
| E | |
| F | |
| G | |
| H | |
| I | |
| J |
| Importance Measure | Definition |
|---|---|
| The conditional importance measure (CIF) of a facility i, is based on the conditional probability of supply chain failure given that the facility i had already failed. | |
| The marginal or Birnbaum’s importance measure (MIF) quantifies the rate of change of the supply chain reliability with respect to changes to the reliability of a single facility. | |
| The diagnostic or Fussell-Vesely importance measure (DIF) is the probability that at least one minimal cut-set that contains a specific facility, results in system failure. | |
| The risk achievement worth (RAW) importance measure quantifies the relative increase in the supply chain failure probability given that facility i is in a failed state. | |
| The risk reduction worth (RRW) importance measure quantifies the relative reduction in the supply chain failure probability given facility i is made perfectly reliable. |
| Drug ID | |
| Failure Probability | |
| Warnings | none |
| Throughput/Flow | 8003.23 |
| Demand | 7959 |
| Shortage/Surplus | -44 |
| Facility ID | |
| Occurrence | 4 |
| Failure Probability | |
| MIF | |
| CIF | |
| DIF | |
| RRW | |
| RAW |
| Failure Probability | 5th Percentile | Median | 95th Percentile |
| Without Backup | 5.02e-8 | 3.36e-5 | |
| With Backup | 2.48e-8 | 1.95e-5 |
| Name | MIF | CIF | DIF | RAW | RRW |
|---|---|---|---|---|---|
| APP1-API1 | |||||
| APP1-FDF2 | |||||
| APP1-FDF3 | |||||
| APP1-API2 | |||||
| APP1-FDF1 | |||||
| APP2-API1 | |||||
| APP2-FDF1 | |||||
| APP2-FDF2 |
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).