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Mechanical Property Prediction of Cunninghamia lanceolata Using a Quantitative-Causality-Based BP Neural Network Optimized by Adaptive Fractional-Order PSO

A peer-reviewed version of this preprint was published in:
Forests 2025, 16(8), 1223. https://doi.org/10.3390/f16081223

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11 June 2025

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11 June 2025

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Abstract
To enable non-destructive evaluation of wood mechanical properties, this study proposes a backpropagation neural network (BP) optimized by an adaptive fractional-order particle swarm optimization algorithm (AFPSO), termed LK-BP-AFPSO. This model accurately predicts four key mechanical properties—longitudinal tensile strength (SPG), modulus of elasticity (MOE), bending strength (MOR), and longitudinal compressive strength (CSP)—by extracting limited physical features without damaging the wood structure. The proposed method demonstrates strong generalization and robustness across various Cunninghamia lanceolata types, including fast-growing (YKS), red-heart (CSH, XXH), and iron-heart (XXT) variants. A key challenge lies in effectively identifying informative features from indirect measurements. To address this, the Liang–Kleeman (L-K) information flow theory—a first-principle-based, efficient causality analysis method—is introduced. By quantifying causal influence through the coefficient of variation, L-K information flow enables effective feature ranking, which further enhances the model’s prediction accuracy and efficiency. This integrated framework offers a reliable solution for non-destructive mechanical property prediction of wood, contributing to intelligent assessment in forestry engineering.
Keywords: 
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1. Introduction

Wood, as a green and renewable material, is widely used in construction, furniture, and structural engineering. Its mechanical properties directly determine the safety and reliability of its engineering application0. However, conventional methods for evaluating wood mechanical properties are often destructive, labor-intensive, and costly, making it difficult to conduct rapid, large-scale assessments. Therefore, developing an efficient and non-destructive evaluation (NDE) method for assessing the mechanical properties of wood holds significant practical value0.
In recent years, artificial intelligence (AI) technologies have been increasingly applied in materials science. Among them, the backpropagation neural network (BP) has shown great potential in property prediction due to its powerful nonlinear modeling capability0. However, traditional BP models often suffer from issues such as getting trapped in local minima and slow convergence, limiting their effectiveness in high-precision prediction tasks. To overcome these drawbacks, this study integrates an adaptive fractional-order particle swarm optimization algorithm (AFPSO) to optimize the parameters of the BP model, resulting in the LK-BP-AFPSO model. This optimization significantly enhances the model’s prediction accuracy and generalization capability.
Moreover, due to the heterogeneous and complex internal structure of wood, identifying the most influential variables from a limited set of physical features remains a critical challenge for accurate prediction0. To address this, the Liang–Kleeman (LK) information flow theory is introduced to compute the quantitative causal influence between multiple features and multiple target variables. Rooted in physical first principles, LK information flow offers an effective measure of causal strength with high computational efficiency. By embedding LK-based feature importance ranking into the LK-BP-AFPSO framework, the overall prediction performance is further improved.
This study focuses on four types of Cunninghamia lanceolata—fast-growing (YKS), red-heart (CSH and XXH), and iron-heart (XXT) to evaluate the effectiveness of the proposed method in predicting four mechanical properties: longitudinal tensile strength (SPG), modulus of elasticity in bending (MOE), bending strength (MOR), and longitudinal compressive strength (CSP). The input feature set includes basic wood density, air-dry shrinkage rates (radial, tangential, volumetric), and oven-dry shrinkage rates (radial, tangential, volumetric). Experimental results show that the proposed method achieves prediction accuracy up to 90%, demonstrating its feasibility for non-destructive evaluation of wood mechanical properties. These findings provide valuable insights for selecting high-quality timber and optimizing processing techniques, thereby extending the service life of functional wood and promoting sustainable development in the wood industry.
The main contributions of this paper are summarized as follows:
(1) A BP neural network model optimized using the adaptive fractional-order particle swarm optimization algorithm (AFPSO) is proposed, which significantly improves parameter optimization. This method enhances prediction accuracy, accelerates convergence, and avoids local optima—common limitations of traditional BP models.
(2) The LK information flow theory is innovatively applied to wood property prediction, enabling feature importance ranking based on causal influence. And it is proved that its influence on the prediction accuracy of the model is far better than principal component analysis (PCA).
(3) A unified evaluation framework is established for different Cunninghamia lanceolata types (YKS, CSH, XXH, XXT), and multiple intelligent optimization algorithms (AFPSO, PSO, GWO, WOA, FA, DE) are systematically compared within the BP framework. Results confirm that the proposed LK-BP-AFPSO model outperforms alternatives in both accuracy and stability across datasets, showing strong generalizability.

4. Experiment

4.1. Materials and Sample Preparation

Four varieties of Cunninghamia lanceolata (Chinese fir) were selected for this study: fast-growing Chinese fir (YKS), two types of red-heart Chinese fir (CSH and XXH), and iron-heart Chinese fir (XXT). The YKS specimens were harvested from Yangkou Town, Guangfeng District, Shangrao City, Jiangxi Province, with an average age of 53 years and a mean diameter at breast height (DBH) of 47.5 cm. The CSH and XXH samples were collected from Chenshanyuan, Liuyang City, Changsha, Hunan Province, with respective average ages of 51 and 50 years, and mean DBHs of 29.5 cm and 30.8 cm. The XXT samples originated from Xiaoxi, Jingning County, Lishui City, Zhejiang Province, exhibiting an average age of 53 years and a DBH of 28.6 cm. All wood specimens were prepared in accordance with the Chinese national standard GB/T 1927.2-2021, which specifies the procedures for physical and mechanical testing of wood. The fundamental properties of the selected fir types are presented in Table 1.

4.2. Wood Properties

Wood density is one of the most critical indicators of wood quality, as it is closely associated with various physical and mechanical properties. It directly influences key mechanical performance metrics such as bending strength, compressive strength, and tensile strength. Consequently, density serves as a fundamental criterion for evaluating both the physical-mechanical behavior and processing characteristics of wood. Shrinkage is another essential physical property, especially in the radial and tangential directions. Differences in shrinkage between these two directions are the primary cause of cracking and warping during the drying process. Mechanical properties reflect a material’s resistance to deformation under external forces and provide a scientific basis for the rational utilization of wood. In this study, four principal mechanical properties were investigated: longitudinal tensile strength, modulus of elasticity (MOE) in bending, modulus of rupture (MOR), and longitudinal compressive strength. Table 2 provides the abbreviations used for nine physical properties, including basic density; air-dry tangential, radial, volumetric, and differential shrinkage rates; and oven-dry tangential, radial, volumetric, and differential shrinkage rates. Table 3 lists the abbreviations for the four mechanical properties mentioned above.

4.3. Data Acquisition and Processing

Collect and calculate 9 physical and 4 mechanical properties of four Chinese fir trees, YKS, CSH, XXH, and XXT, at different times to form a dataset for this experiment. In terms of physical properties, wood basic density (WBD) was measured in accordance with GB/T 1927.5-2022; Air dry shrinkage of tangent (AST), radial air dry shrinkage of radial (ASR), air dry shrinkage of volume (ASV), tangential dry shrinkage of tangent (ABST), and radial total dry shrinkage (ABSR) The absolute dry shrinkage of volume (ABSV) shall be determined in accordance with GB/T 1927.6-2022 "Determination of Dry Shrinkage". The air dry shrinkage of tangent to radial (ASTA) and absolute dry shrinkage of tangent to radial (ABSTA) values are calculated using the formula (differential shrinkage=tangential shrinkage/radial shrinkage). In terms of mechanical properties, the bending strength (MOR) of wood is determined in accordance with GB/T1927.9-2022 "Determination of Bending Strength", and the modulus of elasticity (MOE) of wood is determined in accordance with GB/T1927.10-2022 "Determination of Bending Elastic Modulus", The shear strength parallel to grain (SPG) and compressive strength parallel to grain (CSP) indicators of wood were measured in accordance with GB/T1927.16-2022 "Determination of Shear Strength Parallel to Grain" and GB/T 1927.11-2022, respectively. Each sample was tested on the Amsler 4 t universal mechanical testing machine, and the effective number of samples for each indicator was greater than 30. Using Excel for data statistics, using SPSS software for standard deviation analysis, significance test analysis, and other data processing. Table 4 records the mean distribution of 13 physical and mechanical properties of these 4 types of Chinese fir trees.

4.4. Results and Analysis

In this study, correlation analysis was first conducted to quantify the relationships among the various physical and mechanical properties of Cunninghamia lanceolata. The resulting correlation coefficients are presented in Table 5.
As shown in Table 5, the correlation coefficients among different physical and mechanical properties do not exhibit significant variation. More importantly, different physical properties may share identical correlation coefficients with the same mechanical property. For example, both air-dry shrinkage of tangential (AST) and air-dry shrinkage of volume (ASV) show a correlation coefficient of 0.95 with shear strength parallel to grain (SPG), and 0.89 with compression strength parallel to grain (CSP). Additionally, a single physical property may have the same correlation with different mechanical properties—for instance, AST shows a coefficient of 0.95 with both SPG and modulus of rupture (MOR), and similarly, ASV has a coefficient of 0.95 with both SPG and MOR. These findings suggest that correlation analysis alone is insufficient for distinguishing between properties such as AST and ASV or SPG and MOR when exploring structure–property relationships in wood. Consequently, it limits the potential for targeted breeding of functional timber
To address this issue, the present study introduces a quantitative causality analysis based on the calculation of Liang-Kleeman (L-K) information flow within a linear stochastic dynamical system framework. A MATLAB program was developed to compute the L-K information flow values. The variation coefficients and mean values of L-K information flow were calculated from nine physical properties to four mechanical properties (i.e., SPG, MOE, MOR, CSP). Based on the analysis results, the corresponding Causality Directed Graphs (CDGs) were constructed, as shown in Figure 4 (a–d).

4.5. Validation and Discussion

It is well known that the backpropagation (BP) neural network possesses strong capabilities in handling highly nonlinear relationships, making it particularly suitable for predicting the mechanical properties of wood. However, conventional BP networks rely on gradient descent methods to update weights, which are prone to becoming trapped in local minima. This can result in unstable prediction accuracy or suboptimal model performance. Therefore, it is necessary to integrate BP neural networks with intelligent optimization algorithms—such as Particle Swarm Optimization (PSO), Whale Optimization Algorithm (WOA), Grey Wolf Optimizer (GWO), Firefly Algorithm (FA), and Differential Evolution (DE)—to identify more optimal initial weights and biases, thereby enhancing model accuracy.
Figure 5 compares the performance of BP neural networks optimized by different algorithms in predicting the modulus of elasticity (MOE). The results indicate that, among all tested combinations, the PSO-optimized BP network achieves the highest predictive performance across various tasks related to the mechanical properties of Chinese fir.
To further validate the potential application of L-K information flow in feature selection, we constructed a backpropagation neural network optimized by the Adaptive Fractional-order Particle Swarm Optimization (LK-BP-AFPSO) algorithm. The model was used to predict four mechanical properties (SPG, MOE, MOR, CSP) of different types of Chinese fir (CSH, YKS, XXH, XXT). The performance of the model was evaluated using the Mean Absolute Error (MAE), as shown in Figure 6.
As shown in Figure 6, the LK-BP-AFPSO model exhibits higher accuracy when predicting SPG, MOR, and CSP. However, it shows a larger MAE when predicting MOE, which is related to the normal distribution of MOE, as its mean value is relatively high. Additionally, the model's accuracy varies when predicting different tree species, with better performance observed for the fir species XXH and lower performance for the fir species XXT.
To demonstrate the advantages of the proposed model, we compared it with the Multiple Linear Regression (MLR) model0, as shown in Figure 7. It can be seen that the proposed model offers higher prediction accuracy.
To further compare the fitting performance between the LK-BP-AFPSO model and the MLR model across different datasets, we utilized scatter plots to visualize the predicted values versus the true values, as shown in Figure 8. As observed in Figure 9, the results further highlight the advantages of the LK-BP-AFPSO model.
The LK information flow theory ranks feature importance from the perspective of causal influence, and the feature selection results demonstrate more significant differences compared to the Principal Component Analysis (PCA) algorithm, thus better improving the model's predictive accuracy. A comparison of the impact of LK information flow and PCA on model performance is shown in Figure 9. As illustrated in Figure 10, the LK information flow significantly outperforms PCA in enhancing the model's predictive accuracy.
To further validate the advantages of the LK information flow theory as a feature selection algorithm, we applied it for feature dimensionality reduction and ranked feature importance based on causal influence. Ultimately, WBD, ASTA, ABST, and ABSR were selected as the input features for the model. Figure 10 presents a comparison of the model's predictive performance before and after dimensionality reduction.
The experimental results demonstrate that the LK-BP-AFPSO model further improves the accuracy of wood mechanical property predictions. Moreover, LK information flow, as a novel feature selection algorithm, shows significant potential in enhancing model prediction accuracy. Future research can explore its application prospects in improving model prediction efficiency and interpretability.

5. Conclusions

In this study, a BP neural network optimized by an adaptive fractional-order particle swarm optimization algorithm (LK-BP-AFPSO) was developed for the nondestructive prediction of wood mechanical properties. The Liang-Kleeman (LK) information flow method was introduced to enhance feature selection by quantifying causal relationships between input variables and target properties. The experimental results across multiple datasets of thermally modified Chinese fir demonstrated that the proposed LK-BP-AFPSO model outperformed traditional optimization algorithms such as PSO, WOA, and GWO in terms of MSE, RMSE, and MAE. The LK-based feature selection approach showed superior effectiveness over PCA and null importance in identifying key predictors, contributing to improved model accuracy. Moreover, the model achieved robust performance across four mechanical indicators—specific gravity (SPG), modulus of elasticity (MOE), modulus of rupture (MOR), and compressive strength parallel to grain (CSP)—exhibiting strong generalization across different sample sources. Overall, this work provides a reliable and interpretable approach for evaluating wood mechanical performance, with practical potential in forestry product assessment and quality control.

Author Contributions

All authors have read and agreed to the published version of the manuscript.

Data Availability Statement

The data presented in this study are available on request from the corresponding author. In addition, both sample sampling and data measurements follow GB / T1927-2022.

Acknowledgments

This work was supported in part by the National Natural Science Foundation of China under Grants Nos. 62072477, 61309027, 61702562 and 61702561, the Hunan Provincial Natural Science Foundation of China under Grants No.2018JJ3888, the Hunan Key Laboratory of Intelligent Logistics Technology 2019TP1015.

Conflicts of Interest

The authors declare no conflict of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript; or in the decision to publish the results.

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Figure 1. Simple CDG model.
Figure 1. Simple CDG model.
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Figure 2. The flowchart of AFPSO algorithm.
Figure 2. The flowchart of AFPSO algorithm.
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Figure 3. .
Figure 3. .
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Figure 4. Property Mechanical Property Causal Directed Graphs (a, b, c, d respectively represent the causal directed graphs of different properties on SPG, MEB, BS, CSP).
Figure 4. Property Mechanical Property Causal Directed Graphs (a, b, c, d respectively represent the causal directed graphs of different properties on SPG, MEB, BS, CSP).
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Figure 5. Prediction performance of different optimization algorithms combined with BP network.
Figure 5. Prediction performance of different optimization algorithms combined with BP network.
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Figure 6. Performance of different mechanical properties of Chinese fir predicted by LK-BP-AFPSO model.
Figure 6. Performance of different mechanical properties of Chinese fir predicted by LK-BP-AFPSO model.
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Figure 7. Comparison of LK-BP-AFPSO and MLR model performance.
Figure 7. Comparison of LK-BP-AFPSO and MLR model performance.
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Figure 8. Scatter plot comparing the performance of LK-BP-AFPSO model and MLR model.
Figure 8. Scatter plot comparing the performance of LK-BP-AFPSO model and MLR model.
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Figure 9. Comparison results of LK information flow and PCA.
Figure 9. Comparison results of LK information flow and PCA.
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Figure 10. Comparison of prediction performance of models before and after feature selection of LK information flow.
Figure 10. Comparison of prediction performance of models before and after feature selection of LK information flow.
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Table 1. Basic information on different fir species.
Table 1. Basic information on different fir species.
Area Sort Code Average age/a Average DBH/cm
Yangkou Fast growing cedar YKS 53 47.5
Chenshan Red heart cedar CSH 51 29.5
XXH 50 30.8
Xiaoxi Hemlock XXT 53 28.6
Table 2. Abbreviated list of physical properties of wood.
Table 2. Abbreviated list of physical properties of wood.
Num Name Abbreviations
1 Wood basic density WBD
2 Air-dry shrinkage of tangential AST
3 Air-dry shrinkage of radial ASR
4 Air-dry shrinkage of volume ASV
5 Air-dry shrinkage of tangential to radia ASTA
6 Absoluter-dry shrinkage of tangential ABST
7 Absoluter-dry shrinkage of radial ABSR
8 Absoluter-dry shrinkage of volume ABSV
9 Absolute-dry shrinkage of tangential to radia ABSTA
Table 3. Abbreviated list of mechanical properties of wood.
Table 3. Abbreviated list of mechanical properties of wood.
Num Name Abbreviations
1 Tensile
Strength patallel to grain
SPG
2 Modulus of elasticity MOE
3 Bending strength MOR
4 Compression strength parallel to grain CSP
Table 4. Mean value analysis of physico-mechanical properties of different species of fir trees.
Table 4. Mean value analysis of physico-mechanical properties of different species of fir trees.
Event Mean(YKS) Mean(CSH) Mean(XXH) Mean(XXT)
WBD / ( g / c m 3 ) 0.290 ± 0.023f 0.416 ± 0.034f 0.430 ± 0.035f 0.457 ± 0.025f
AST/% 1.0 ± 0.559e 2.4 ± 0.413c 3.1 ± 0.607b 3.4 ± 0.842a
ASR/% 0.2 ± 0.225d 1.0 ± 0.399b 1.4 ± 0.428a 1.6 ± 0.521a
ASV/% 1.1 ± 0.762d 3.4 ± 0.729c 4.6 ± 0.957b 5.1 ± 1.264a
ASTA/% 3.2 ± 2.773b 2.6 ± 1.05b 2.3 ± 0.574b 2.3 ± 0.656b
ABST/% 5.7 ± 1.047bc 4.2 ± 0.618d 5.9 ± 0.518b 5.8 ± 1.389bc
ABSR/% 2.1 ± 0.498c 2.2 ± 0.618c 3.2 ± 0.454ab 3.1 ± 0.959ab
ABSV/% 8.1 ± 1.11cd 6.7 ± 0.993e 9.4 ± 0.819b 9.3 ± 2.019bc
ABSTA/% 2.8 ± 0.655a 2 ± 0.479cd 1.9 ± 0.284cd 2 ± 0.453d
SPG/MPa 56.2 ± 15.676c 89.5 ± 14.636b 113.9 ± 22.953a 118.0 ± 38.980a
MOE/MPa 8736.2 ± 1151.049d 10845.3 ± 1646.908b 11030.1 ± 1069.154b 11592.5 ± 1212.171ab
MOR/MPa 63.3 ± 7.409f 86.1 ± 16.747d 105.0 ± 15.557b 110.7 ± 13.123ab
CSP/MPa 32.9 ± 4.022d 53.9 ± 8.604a 48.2 ± 5.128b 56.8 ± 4.927a
Note: The values after "±" in the table indicate the standard deviation of the data, and the letters in the same column are the results obtained by multiple analysis at the 0.05 level using the LSD test, in which any 2 items containing the same letter are non-significant for the difference, or else the difference is significant.
Table 5. Correlation Analysis of Physical and Mechanical Indicators of Chinese Fir.
Table 5. Correlation Analysis of Physical and Mechanical Indicators of Chinese Fir.
WBD AST ASR ASV ASTA SPG MOE MOR CSP
WBD 1.00
AST 0.89 1.00
ASR 0.93 0.99 1.00
ASV 0.90 1.00 0.99 1.00
ASTA -0.84 -0.87 -0.91 -0.90 1.00
SPG 0.92 0.95 0.96 0.95 -0.80 1.00
MOE 0.67 0.89 0.86 0.88 -0.78 0.78 1.00
MOR 0.89 0.95 0.97 0.95 -0.86 0.96 0.83 1.00
CSP 0.91 0.88 0.89 0.89 -0.81 0.83 0.81 0.80 1.00
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