Submitted:
25 March 2025
Posted:
27 March 2025
Read the latest preprint version here
Abstract
Keywords:
1. Introduction
2. Materials and Methods
2.1. Preliminaries
- Study area selection. The study area should be one of the plain areas, such as alluvial plains, valleys, deltas, which suffer from periodic flooding due to the overflow of an active river channel, defined by [2,3], where terrain variations are less than one meter in several thousand meters of extension, slopes less than 3% [29]. These areas must have the presence of an active river that causes periodic flooding
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Gathering and preparation of necessary information. The following are the minimum information requirements for the application of the proposed methodology:
- Digital Elevation Model (DEM). At least medium resolution digital elevation models (DEM) are required (between 10 and 30 m), such as global models (SRTM, ASTER, ALOS, FABDEM- COPERNICUS).
- Land Cover. This information is necessary to identify the presence of structures such as houses, buildings, roads, vegetation zones and bodies of water in the study area.
- Tree height information (Canopy Height Model). This information is very important to perform altimetric correction of global models, due to the fact that these models, being surface models, take into account the heights of elements on the ground, such as vegetation and buildings. There are several global CHM products that can be used to correct tree elevations in global DEMs [30,31,32].
- Thematic vector bases. Information such as roads, streets, buildings and rivers is very important to identify key terrain elements, this information is available through OpenStreetMap.
- Topography. Topographic information is required for both the flood plains and the riverbed, collected in the field with precision equipment such as GNSS-RTK or Total Station, with which an accuracy (<10 cm) can be obtained, in order to adjust and validate the elevation models. The topographic points must be in the same spatial reference system and altimetric DATUM as the DEMs to be evaluated, the requirements of the topographic survey to be carried out are detailed below. Topographic survey. The topographic survey should collect as much information and detail of the configuration and elements of the study area as possible. The survey should be well planned, the method and equipment for the survey should be chosen, and the equipment should be tested for performance and accuracy. Perform an analysis of the land cover in the study area (classified image) to locate the terrain elements that are important for the accuracy of the terrain models and for land use planning and modeling purposes, such as: vegetation, infrastructure, roads, dams, rivers, canals, etc. This is in order to plan the survey campaigns and to be able to represent these terrain elements. After analyzing the coverages, a series of main points to be surveyed must be defined, taking into account the need to cover the entire study area and capture information on the different terrain elements present.
2.2. Error Analysis of DEMs
- Errors calculation. The selected DEMs must be evaluated to determine their fit in respect to the topography points surveyed. It begins with the extraction of elevation from the DEM to the points, this is done by means of an algorithm that goes through the DEM pixel by pixel and compares the coordinates of this with those of the points, where the coordinate of each point is located, takes that coordinate and assigns it to the point. Then the data collected in the field must be divided into a data set to evaluate the model errors and make the adjustment, and another set of validation data to evaluate the performance of the applied correction method [7,27]. There is no unique relation to make the division between the evaluation and validation data of the elevation models; different distributions of the quantities must be tested for one and another purpose, depending on the amount of data available, evaluating the results obtained to be able to determine the most optimal in each case. Finally, the differences between the surveyed points and the elevation models must be obtained.
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Error metrics. Error metrics are used to evaluate the performance or fit of the models with respect to the observed data. To evaluate the fit of DEMs, the following metrics are commonly used: MAE (Mean Absolute Error) [15,33] (equation 1), RMSE [7,26,27,28] (equation 2), and BIAS (equation 3), this measures the average tendency of the model data to overestimate or underestimate the true value (field data) [27].Donde:
- : Elevation of the surveyed point.
- : Elevation of the point extracted from the DEM.
- n: Number of points evaluated.
- Error Map. Metrics can give an averaged measure of the model’s fit to the field data; however, metrics cannot determine the spatial distribution of these errors, which is important when applying DEM correction procedures. In order to appreciate the spatial distribution of the errors, error maps must be generated. The error map is the surface generated from the errors between the terrain points and the DEM. They are made by interpolating the differences, to create a grid of data; this grid is converted to a raster format (GeoTiff) to be comparable with the DEMs. Several spatial interpolation methods must be tested to generate the error maps, such as IDW, Kriging, Natural Neighbor, Nearest Neighbor, among others, which are available in different GIS tools [34,35].
- Binary Map. Because negative and positive differences can occur, it is necessary to be able to clearly identify in which areas the DEM is above and in which areas it is below the points. To have more clarity on this behavior, the error maps should be classified to generate a binary map of 0 and 1, in which 0 indicates negative differences, i.e., the DEM pixel value is greater than the terrain points, and 1 indicates positive differences, where the terrain point value is greater than the DEM pixel value.
2.3. DEM Vertical Correction Application
- Vegetation heights removal. This step consists of subtracting from the DEM the vegetation heights of the CHM. This operation is done by means of a raster calculator tool, subtracting the CHM from the DEM. In this step, a DEM with removed vegetation heights is obtained.
- Outliers Correction. This process is done to eliminate outliers in the distribution of elevations from the DEMs. This correction is done by applying the 3-sigma criterion. This criterion states that all values of a data distribution must be located between the limits: average - 3 standard deviations to average + 3 standard deviations, and any value located outside these limits is considered an outlier [36]. This criterion has been applied in multiple DEM correction cases [37,38,39]. In the present methodology, this criterion is applied to correct outliers in DEMs after performing the subtraction of vegetation heights, by means of an algorithm that goes through the DEM pixel by pixel comparing the value with the 3-sigma calculated for that DEM, where it finds a pixel with a higher value, that value is replaced by the 3-sigma value.
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Unsupervised adjustment. With the DEM resulting from the previous step, the adjustment of the DEM with the surveyed terrain points is performed. This stage is called unsupervised because it is performed by means of an interpolated surface, by means of different methods, of the differences between the terrain points and the DEM. In which more of the parameters that can be adjusted of the interpolation method, there is no total control of the result that these interpolations will generate, but they constitute a good approximation of the surface adjustment. Each part of this process is presented below:
- Error Calculation.The process begins with the extraction of the elevation from the DEM to the evaluation terrain points that have been determined in the point division. Then the differences between the terrain points and the DEM are determined.
- Error Map. The error map is generated with the differences obtained.
- Binary Map. The error map is classified to make it binary (0 and 1).
- Adjustment application. The process begins by evaluating the binary map if it is 0 or 1. If it is 0 the correction is to subtract from the DEM the absolute value of the error map at the corresponding pixel, if it is 1 the correction is to add the absolute value of the error map to the DEM. In each case, a raster grid is generated containing the adjusted value in the corresponding pixels and the other pixels are left without values. Then the two generated raster are joined to create the final DEM. Making a raster sum, because in each of the raster, generated in the previous step, there are pixels without information, with this sum is added one with another to fill the empty spaces and obtain a single combined raster. This process can be seen schematically in Figure 2.
- Supervised adjustment. This step becomes necessary due to the errors that may be left over from the interpolation process performed to generate the error maps, and that consequently propagate to the DEM adjustment. The process starts with the creation of Voronoi polygons [40,41] from the terrain points. Once generated, the polygons are sorted and grouped by elevation ranges to create homogeneous elevation zones. Then each polygon is assigned, a value that is going to establish an elevation limit for each zone, these polygons are then rasterized, taking the established elevation limit value. Taking the raster of the Voronoi polygons as a mask, the DEM is traversed with a moving window of 3x3 (9 pixels), this amount is taken in order to have enough information to recalculate the pixels that will be used in the DEM. The value of each DEM pixel is compared with the value of the polygon raster, if a DEM pixel (i,j) is found to exceed the limit value established by the mask, that pixel is eliminated and recalculated with the average of the 8 surrounding pixels (Equation 4), this process is done iteratively until no more values are found within the DEM that exceed the corresponding elevation limit in each zone indicated by the polygon mask.
- Validation of results. After having applied the correction process, the results are evaluated, calculating the error metrics calculated on the uncorrected DEMs, and these are compared to determine the percentage of error that is decreased with the application of the correction method.
3. Results
3.1. Preliminaries
- Study area The chosen study area corresponds to the Rancheria river delta, in the city of Riohacha, La Guajira, Colombia. The Rancheria river delta is located northeast of the city. Figure 3 shows the general location, the layout of the main channel of the Rancheria river (1) that bifurcates close to the coastline, giving rise to two branches that form the delta, El Riito (2) and Santa Rita (3), the latter bifurcating again to give rise to the Calancala branch (4) [42].
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Information gathered and processed
- Digital Elevation Models. To apply the DEM correction methodology, were used the SRTM (Shuttle Radar Topographic Mission) [43], which is the most widely used global distribution model for hydrodynamic modeling exercises [37,44], and the FABDEM (Forest And Building Removed DEM) [15], which has been gaining great popularity for application in hydrodynamic modeling exercises, because it has a significant improvement in vertical accuracy, with respect to global models of similar resolution such as SRTM, ASTER, ALOS [15,45]. Figure 4 shows the croping of the DEMs in the study area.
- Land cover. The European Space Agency (ESA) ESA WorldCover 2021 v200 [46] was used as a basis to generate a classified map of the study area. The cover map can be seen in Figure 5 a.
- Información de altura de árboles (Canopy Height Model). Se usó el Global Forest Canopy Height Model, 2019 del GLAD- Global Land Analysis and Discovery [31]. En la figura Figure 5 b se puede observar el recorte a la zona de estudio.
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Topography. The field topographic information was surveyed in two campaigns carried out in the study area, one in September 2022 and the other in March 2023. The topographic points were surveyed with GNSS-RTK in dynamic mode, with TOPCON Hyper V equipment, which has a horizontal accuracy of 0.005 m and vertical accuracy of 0.01 m [47]. For the location of the base station, the database with the points belonging to the national active and passive leveling network of Colombia of the Instituto Geográfico Agustín Codazzi (IGAC). This points can be viewed through the data portal Colombia en Mapas. The points near the study area were located, and the point belonging to the MAGNA ECO ACTIVE NETWORK (11°30’47.58123"N -72°52’10.95231"W) located at University of La Guajira, this point was chosen because it is located on the roof of a building, which offers an advantage in terms of the signal range of the base equipment and its link with the ROVER, also at this point there were security conditions to leave the equipment without the need for a person in charge of its security, while the survey of the points was being carried out.The location of the points was determined in the planning of the survey, where the land cover identified in the area was taken into account, and the aim was to have points in all the identified zones. A series of points were located on the classified map, covering all land cover categories, and that these were equidistant from each other. However, in the execution of the survey it was not always possible to follow what was planned, so the location was quasi-random due to accessibility limitations due to flooded areas, public order situations in the territory, and vegetation conditions, which limited the reception of the GNSS-RTK equipment. The survey was done by traveling through the study area, depending on the accessibility conditions, in some areas by vehicle (motorcycle) and in others by walking. Points were surveyed in areas of interest (i.e. plains, near areas of thick vegetation, embankments, roads, housing areas, elevated areas), trying to capture with the best possible detail the terrain configuration. The ROVER equipment was constantly checked to ensure that it was operating under optimal conditions of satellite reception and connection with the base station.Figure 6 shows the points surveyed in the study area, which totaled 1016, including terrain points, elevation points of terrain structures, and river points.
3.2. DEM Error Analysis
3.3. DEM Vertical Correction
4. Discussion
4.1. Information Used and Processing
4.2. DEM Correction and Error Evaluation
5. Conclusions
Acknowledgments
Conflicts of Interest
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| METRICS | DEM | |
|---|---|---|
| FABDEM | SRTM | |
| MAE | 1.031 | 0.595 |
| RMSE | 1.785 | 2.550 |
| BIAS | -0.602 | 0.365 |
| DEM | ||||||
|---|---|---|---|---|---|---|
| METRICS | FABDEM | SRTM | ||||
| ORIG | CORR | % | ORIG | CORR | % | |
| MAE | 1.031 | 0.260 | 74.793 | 0.595 | 0.240 | 59.612 |
| RMSE | 1.785 | 0.838 | 53.028 | 2.550 | 1.044 | 59.075 |
| BIAS | -0.602 | 0.021 | 0.365 | 0.149 | ||
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