Submitted:
11 February 2025
Posted:
11 February 2025
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Abstract
Keywords:
1. Introduction
2. Materials and Methods
2.1. Inclusion Criteria
2.2. Exclusion Criteria
2.3. Data Collection
2.4. Data Extraction and Analysis
3. Results
3.1. Prevalence of Studies Measuring Emotions on Horses Solely or Horses and Humans Concomitently
3.1. Behavioral Responses in Horses
| Facial Cues | |||||
| Frequency | Percent | Valid Percent | Cumulative Percent | ||
| Valid | No | 90 | 86.5 | 86.5 | 86.5 |
| Yes | 14 | 13.5 | 13.5 | 100.0 | |
| Total | 104 | 100.0 | 100.0 | ||
| Body Language | |||||
| Frequency | Percent | Valid Percent | Cumulative Percent | ||
| Valid | No | 28 | 26.9 | 26.9 | 26.9 |
| Yes | 76 | 73.1 | 73.1 | 100.0 | |
| Total | 104 | 100.0 | 100.0 | ||
| Vocalization | |||||
| Frequency | Percent | Valid Percent | Cumulative Percent | ||
| Valid | No | 100 | 96.2 | 96.2 | 96.2 |
| Yes | 4 | 3.8 | 3.8 | 100.0 | |
| Total | 104 | 100.0 | 100.0 | ||
3.2. Physiological Responses in Horses
| Heart Rate | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 53 | 51.0 | 51.0 | 51.0 | |||||
| Yes | 51 | 49.0 | 49.0 | 100.0 | ||||||
| Total | 104 | 100.0 | 100.0 | |||||||
| Heart Rate Variance (HRV) | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 72 | 69.2 | 69.2 | 69.2 | |||||
| Yes | 32 | 30.8 | 30.8 | 100.0 | ||||||
| Total | 104 | 100.0 | 100.0 | |||||||
| Cortisol | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 89 | 85.6 | 85.6 | 85.6 | |||||
| Blood Cortisol | 6 | 5.8 | 5.8 | 91.3 | ||||||
| Salivary Cortisol | 8 | 7.7 | 7.7 | 99.0 | ||||||
| Fecal Cortisol | 1 | 1.0 | 1.0 | 100.0 | ||||||
| Total | 104 | 100.0 | 100.0 | |||||||
| EEG | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 103 | 99.0 | 99.0 | 99.0 | |||||
| Yes | 1 | 1.0 | 1.0 | 100.0 | ||||||
| Total | 104 | 100.0 | 100.0 | |||||||
| Respiration | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 102 | 98.1 | 98.1 | 98.1 | |||||
| Yes | 2 | 1.9 | 1.9 | 100.0 | ||||||
| Total | 104 | 100.0 | 100.0 | |||||||
3.3. Comparison and Overlap in Measures (Horses)
3.4. Correlations
3.5. Other Methods
4. Discussion
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Abbreviations
| HR | Heart rate |
| HRV | Heart rate variability |
| EEG | electroencephalogram |
Appendix A
Appendix A.1 Comprehensive List of Referenced Studies
| BEHAVIORAL RESPONSES | PHYSIOLOGICAL RESPONSES | ||||||||||
| No. | AUTHORS | YEAR | FACIAL CUES | BODY LANGUAGE | VOCALIZATION | HEART RATE | HRV | CORTISOL | EEG | RESPIRATION | OTHER |
| 1 | Anderson et.al. [30] | 1999 | X | XB | BH | ||||||
| 2 | Austin and Rogers [31] | 2007 | X | ||||||||
| 3 | Baba et.al. [11] | 2019 | X | ||||||||
| 4 | Baragli et al. [32] | 2014 | X | X | X | ||||||
| 5 | Baragli et al. [33] | 2009 | X | X | X | ||||||
| 6 | Baragli et al. [34] | 2011 | X | X | |||||||
| 7 | Becker-Birck et al. [14] | 2013 | X | X | XB | ||||||
| 8 | Birke et al [35] | 2011 | X | ||||||||
| 9 | Bornmann et al. [36] | 2021 | X | Q | |||||||
| 10 | Brandt [28] | 2004 | X | Q | |||||||
| 11 | Cavanaghn [37] | 2017 | X | ||||||||
| 12 | Chamove et.al. [38] | 2002 | X | ||||||||
| 13 | Chapman et.al. [39] | 2020 | X | Q | |||||||
| 14 | Christensen et al. [40] | 2012 | X | X | X | XF | |||||
| 15 | Christensen et.al. [41] | 2005 | X | X | |||||||
| 16 | Contreras Aquilar et.al. [16] | 2019 | X | XS | SM | ||||||
| 17 | Corujo et.al. [24] | 2021 | X | ||||||||
| 18 | Cravana et.al. [42] | 2021 | X | XB | BH | ||||||
| 19 | Dalla Costa et.al. [43] | 2017 | X | ||||||||
| 20 | dIngeo et al. [44] | 2019 | X | X | |||||||
| 21 | Drinkhouse et.al. [45] | 2012 | X | ||||||||
| 22 | Duclugosz et al. [46] | 2020 | XS | ||||||||
| 23 | Dyson et.al. [47] | 2021 | X | Q | |||||||
| 24 | Farmer et.al. [48] | 2010 | X | ||||||||
| 25 | Feighelstein et.al. [20] | 2023 | X | AI | |||||||
| 26 | Fejsakova et al. [49] | 2013 | X | X | X | XS | |||||
| 27 | Felici et al. [50] | 2023 | X | X | |||||||
| 28 | Fureix et al. [51] | 2012 | X | XB | |||||||
| 29 | Gerhke et.al. [52] | 2011 | X | X | |||||||
| 30 | Gleerup et al. [53] | 2015 | X | ||||||||
| 31 | Guidi et.al. [54] | 2016 | X | ||||||||
| 32 | Hama et.al. [55] | 1996 | X | x2 | |||||||
| 33 | Hausberger and Muller [13] | 2002 | X | ||||||||
| 34 | Hintze et al. [56] | 2016 | X | ||||||||
| 35 | Hintze et al. [57] | 2017 | X | EW | |||||||
| 36 | Hockenhull and Creighton [58] | 2013 | X | Q | |||||||
| 37 | Hockenhull et.al. [21] | 2015 | X | ||||||||
| 38 | Hotzel et.al. [59] | 2019 | X | Q | |||||||
| 39 | Ijichi et.al. [60] | 2023 | X | X | X | IRT | |||||
| 40 | Ijichi et.al. [61] | 2018 | X | X | IRT | ||||||
| 41 | Ille et al. [62] | 2014 | X | X | |||||||
| 42 | J. W., C et.al. [63] | 2008 | X | X | |||||||
| 43 | Janczarek et.al. [64] | 2019 | X | X | XS | ||||||
| 44 | Janczarek et.al. [65] | 2018 | X | X | X | ||||||
| 45 | Kaiser et.al. [66] | 2006 | X | ||||||||
| 46 | Keeling et.al. [67] | 2009 | X | X | x2 | ||||||
| 47 | Kim and Yoon [68] | 2022 | BH | ||||||||
| 48 | Konig et.al. [69] | 2011 | X | X | X | ||||||
| 49 | Kosiara and Harrison [70] | 2021 | X | X | X | ||||||
| 50 | Kowalik et al. [71] | 2017 | X | X | |||||||
| 51 | Lanata et.al. [22] | 2016 | X | ||||||||
| 52 | Lanata et.al. [72] | 2018 | X | ODOUR | |||||||
| 53 | Lansade and Bouissou [10] | 2008 | X | X | |||||||
| 54 | Lansade et.al. [27] | 2018 | X | X | X | BH | |||||
| 55 | Lansade et.al. [73] | 2020 | X | ||||||||
| 56 | Lee et al. [5] | 2021 | X | X | X | ||||||
| 57 | Leiner and Fendt [74] | 2011 | X | X | X | ||||||
| 58 | Lie [75] | 2017 | X | ||||||||
| 59 | Lloyd et.al. [76] | 2007 | X | Q | |||||||
| 60 | Lundberg et.al. [29] | 2020 | X | X | X | ||||||
| 61 | Lundblad [77] | 2018 | X | X | |||||||
| 62 | Maros et.al. [78] | 2008 | X | ||||||||
| 63 | McBride et al. [79] | 2022 | X | X | X | EYE BLINK | |||||
| 64 | McCann et.al. [80] | 1988 | X | X | X | ||||||
| 65 | McGreevy et.al. [9] | 2009 | X | ||||||||
| 66 | Merkies et al. [81] | 2022 | X | X | |||||||
| 67 | Merkies et.al. [82] | 2014 | X | X | x2 | ||||||
| 68 | Merkies et.al. [83] | 2019 | X | X | X | EYE BLINK | |||||
| 69 | Momozawa et.al. [84] | 2005 | X | Q | |||||||
| 70 | Mott et al. [85] | 2020 | X | X | X | X | EYE BLINK | ||||
| 71 | Mullard et.al. [86] | 2017 | X | ||||||||
| 72 | Nakamura et.al. [87] | 2018 | X | ||||||||
| 73 | Noble et.al. [88] | 2013 | X | X | X | XB | |||||
| 74 | Norton et al. [19] | 2018 | X | X | X | ||||||
| 75 | Pereira et.al. [89] | 2023 | X | BH | |||||||
| 76 | Perez Manrique et al. [90] | 2019 | X | X | X | ||||||
| 77 | Pierard et.al. [17] | 2019 | X | Q | |||||||
| 78 | Popescu et.al. [91] | 2013 | X | Q | |||||||
| 79 | Reid et al. [92] | 2017 | X | X | X | ||||||
| 80 | Rietmann et al. [93] | 2004 | X | X | X | ||||||
| 81 | Rorvang et.al. [94] | 2015 | X | X | X | ||||||
| 82 | Sabiniewicz et.al. [95] | 2020 | X | ODOUR | |||||||
| 83 | Sankey et al. [96] | 2010 | X | X | X | ||||||
| 84 | Sauer et.al. [97] | 2019 | X | XB | BH | ||||||
| 85 | Schmidt et al. [15] | 2010 | X | X | X | XS | |||||
| 86 | Schrimpf et.al. [26] | 2020 | X | ||||||||
| 87 | Schutz and Schmitz [98] | 2021 | X | ||||||||
| 88 | Scopa et.al. [99] | 2020 | X | X | |||||||
| 89 | Seaman et.al. [100] | 2002 | X | ||||||||
| 90 | Siipola et.al. [101] | 2019 | X | X | |||||||
| 91 | Smith et. al. [25] | 2018 | X | ||||||||
| 92 | Squibb et al. [102] | 2018 | X | X | X | IRT | |||||
| 93 | Stomp et.al. [103] | 2018 | X | X | POSITIVE EM | ||||||
| 94 | Trosch et.al. [104] | 2020 | X | X | |||||||
| 95 | Valera et.al. [23] | 2012 | XS | IRT | |||||||
| 96 | Visser et al. [105] | 2008 | X | X | |||||||
| 97 | Visser et.al. [4] | 2002 | X | X | X | ||||||
| 98 | von Borstel et al. [106] | 2007 | X | X | |||||||
| 99 | von Lewinski et al. [107] | 2013 | X | X | X | XS | |||||
| 100 | Wathan et al. [12] | 2015 | X | ||||||||
| 101 | Wathan et al. [108] | 2016 | X | ||||||||
| 102 | Wilk and Janczarek [109] | 2015 | X | X | X | ||||||
| 103 | Wolff et.al. [110] | 1997 | X | X | |||||||
| 104 | Young et al. [111] | 2012 | X | X | XS | ||||||
| XB – Blood Cortisol, XS – Salivary Cortisol, XF – Fecal (Faeces) Biomarkers, IRT – Infrared Thermography, BH – Blood Hormones, Q – Questionnaires, x2 – Studies Conducted in Both Humans and Horses, AI – Artificial Intelligence Applications, SM – Other Salivary Metabolites. | |||||||||||
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| Measurement Type | Percentage (%) | Description |
| Heart Rate (HR) and HRV | 28.57% | Studies focused on physiological parameters such as heart rate and heart rate variability, indicating a strong interest in physiological synchronization or autonomic responses of both species. |
| Body Language | 14.29% | Studies analyzed human and horse body posture, gestures, and movement, emphasizing non-verbal communication and behavioral patterns. |
| Facial Expressions | 20.00% | Studies explored facial recognition, human emotion perception, and horse responses to human expressions, shedding light on interspecies emotional recognition. |
| Other Constants | 8.57% | Studies measured additional parameters such as cortisol levels, EEG, and other stress-related biomarkers, indicating a smaller but relevant focus on neurophysiological and hormonal responses. |
| Vocalization | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 72 | 94.7 | 94.7 | 94.7 | |||||
| Yes | 4 | 5.3 | 5.3 | 100.0 | ||||||
| Total | 76 | 100.0 | 100.0 | |||||||
| Heart Rate | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 37 | 48.7 | 48.7 | 48.7 | |||||
| Yes | 39 | 51.3 | 51.3 | 100.0 | ||||||
| Total | 76 | 100.0 | 100.0 | |||||||
| Heart Rate Variance (HRV) | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 54 | 71.1 | 71.1 | 71.1 | |||||
| Yes | 22 | 28.9 | 28.9 | 100.0 | ||||||
| Total | 76 | 100.0 | 100.0 | |||||||
| Cortisol | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 65 | 85.5 | 85.5 | 85.5 | |||||
| Blood Cortisol | 4 | 5.3 | 5.3 | 90.8 | ||||||
| Salivary Cortisol | 6 | 7.9 | 7.9 | 98.7 | ||||||
| Fecal Cortisol | 1 | 1.3 | 1.3 | 100.0 | ||||||
| Total | 76 | 100.0 | 100.0 | |||||||
| EEG | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 75 | 98.7 | 98.7 | 98.7 | |||||
| Yes | 1 | 1.3 | 1.3 | 100.0 | ||||||
| Total | 76 | 100.0 | 100.0 | |||||||
| Respiration | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 74 | 97.4 | 97.4 | 97.4 | |||||
| Yes | 2 | 2.6 | 2.6 | 100.0 | ||||||
| Total | 76 | 100.0 | 100.0 | |||||||
| Body Language. | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | Yes | 4 | 100.0 | 100.0 | 100.0 | |||||
| Heart Rate | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 2 | 50.0 | 50.0 | 50.0 | |||||
| Yes | 2 | 50.0 | 50.0 | 100.0 | ||||||
| Total | 4 | 100.0 | 100.0 | |||||||
| Facial Cues | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 47 | 92.2 | 92.2 | 92.2 | |||||
| Yes | 4 | 7.8 | 7.8 | 100.0 | ||||||
| Total | 51 | 100.0 | 100.0 | |||||||
| Body Language | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 12 | 23.5 | 23.5 | 23.5 | |||||
| Yes | 39 | 76.5 | 76.5 | 100.0 | ||||||
| Total | 51 | 100.0 | 100.0 | |||||||
| Vocalization | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 49 | 96.1 | 96.1 | 96.1 | |||||
| Yes | 2 | 3.9 | 3.9 | 100.0 | ||||||
| Total | 51 | 100.0 | 100.0 | |||||||
| Heart Rate Variance (HRV) | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 24 | 47.1 | 47.1 | 47.1 | |||||
| Yes | 27 | 52.9 | 52.9 | 100.0 | ||||||
| Total | 51 | 100.0 | 100.0 | |||||||
| Cortisol | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 42 | 82.4 | 82.4 | 82.4 | |||||
| Blood Cortisol | 3 | 5.9 | 5.9 | 88.2 | ||||||
| Salivary Cortisol | 5 | 9.8 | 9.8 | 98.0 | ||||||
| Fecal Cortisol | 1 | 2.0 | 2.0 | 100.0 | ||||||
| Total | 51 | 100.0 | 100.0 | |||||||
| Respiration | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 49 | 96.1 | 96.1 | 96.1 | |||||
| Yes | 2 | 3.9 | 3.9 | 100.0 | ||||||
| Total | 51 | 100.0 | 100.0 | |||||||
| Facial Cues | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 29 | 90.6 | 90.6 | 90.6 | |||||
| Yes | 3 | 9.4 | 9.4 | 100.0 | ||||||
| Total | 32 | 100.0 | 100.0 | |||||||
| Body Language | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 10 | 31.3 | 31.3 | 31.3 | |||||
| Yes | 22 | 68.8 | 68.8 | 100.0 | ||||||
| Total | 32 | 100.0 | 100.0 | |||||||
| Heart Rate | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 5 | 15.6 | 15.6 | 15.6 | |||||
| Yes | 27 | 84.4 | 84.4 | 100.0 | ||||||
| Total | 32 | 100.0 | 100.0 | |||||||
| Cortisol | ||||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||||
| Valid | No | 26 | 81.3 | 81.3 | 81.3 | |||||
| Blood Cortisol | 2 | 6.3 | 6.3 | 87.5 | ||||||
| Salivary Cortisol | 3 | 9.4 | 9.4 | 96.9 | ||||||
| Fecal Cortisol | 1 | 3.1 | 3.1 | 100.0 | ||||||
| Total | 32 | 100.0 | 100.0 | |||||||
| Cortisol | |||||||||
| No | Blood Cortisol | Salivary Cortisol | Fecal Cortisol | ||||||
| Count | Column N % | Count | Column N % | Count | Column N % | Count | Column N % | ||
| Facial Cues | No | 75 | 84.3% | 6 | 100.0% | 8 | 100.0% | 1 | 100.0% |
| Yes | 14 | 15.7% | 0 | 0.0% | 0 | 0.0% | 0 | 0.0% | |
| Body Language | No | 24 | 27.0% | 2 | 33.3% | 2 | 25.0% | 0 | 0.0% |
| Yes | 65 | 73.0% | 4 | 66.7% | 6 | 75.0% | 1 | 100.0% | |
| Vocalization | No | 85 | 95.5% | 6 | 100.0% | 8 | 100.0% | 1 | 100.0% |
| Yes | 4 | 4.5% | 0 | 0.0% | 0 | 0.0% | 0 | 0.0% | |
| Cortisol | |||||||||
| No | Blood Cortisol | Salivary Cortisol | Fecal Cortisol | ||||||
| Count | Column N % | Count | Column N % | Count | Column N % | Count | Column N % | ||
| Heart Rate | No | 47 | 52.8% | 3 | 50.0% | 3 | 37.5% | 0 | 0.0% |
| Yes | 42 | 47.2% | 3 | 50.0% | 5 | 62.5% | 1 | 100.0% | |
| Heart Rate Variance (HRV) | No | 63 | 70.8% | 4 | 66.7% | 5 | 62.5% | 0 | 0.0% |
| Yes | 26 | 29.2% | 2 | 33.3% | 3 | 37.5% | 1 | 100.0% | |
| EEG | No | 88 | 98.9% | 6 | 100.0% | 8 | 100.0% | 1 | 100.0% |
| Yes | 1 | 1.1% | 0 | 0.0% | 0 | 0.0% | 0 | 0.0% | |
| Respiration | No | 87 | 97.8% | 6 | 100.0% | 8 | 100.0% | 1 | 100.0% |
| Yes | 2 | 2.2% | 0 | 0.0% | 0 | 0.0% | 0 | 0.0% | |
| Body Language | |||||
| Frequency | Percent | Valid Percent | Cumulative Percent | ||
| Valid | Yes | 1 | 100.0 | 100.0 | 100.0 |
| Body Language | ||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||
| Valid | Yes | 2 | 100.0 | 100.0 | 100.0 | |||
| Heart Rate | ||||||||
| Frequency | Percent | Valid Percent | Cumulative Percent | |||||
| Valid | Yes | 2 | 100.0 | 100.0 | 100.0 | |||
| Correlations | ||||||||
| Heart Rate | Heart Rate Variance (HRV) | |||||||
| Heart Rate | Pearson Correlation | 1 | .471** | |||||
| Sig. (2-tailed) | .000 | |||||||
| N | 104 | 104 | ||||||
| Heart Rate Variance (HRV) | Pearson Correlation | .471** | 1 | |||||
| Sig. (2-tailed) | .000 | |||||||
| N | 104 | 104 | ||||||
| **. Correlation is significant at the 0.01 level (2-tailed). | ||||||||
| Correlations | |||
| Facial Cues | Body Language | ||
| Facial Cues | Pearson Correlation | 1 | -.523** |
| Sig. (2-tailed) | .000 | ||
| N | 104 | 104 | |
| Body Language | Pearson Correlation | -.523** | 1 |
| Sig. (2-tailed) | .000 | ||
| N | 104 | 104 | |
| **. Correlation is significant at the 0.01 level (2-tailed). | |||
| Frequency | Percent | Valid Percent | Cumulative Percent | ||
| Valid | No | 73 | 70.2 | 70.2 | 70.2 |
| Questionnaires | 11 | 10.6 | 10.6 | 80.8 | |
| Other Salivary Metabolites | 1 | 1.0 | 1.0 | 81.7 | |
| Blood Hormones | 4 | 3.8 | 3.8 | 85.6 | |
| Artificial Intelligence | 1 | 1.0 | 1.0 | 86.5 | |
| Both in Humans and Horses | 3 | 2.9 | 2.9 | 89.4 | |
| Eye Wrinkle | 1 | 1.0 | 1.0 | 90.4 | |
| Infrared Thermography | 4 | 3.8 | 3.8 | 94.2 | |
| Odor | 2 | 1.9 | 1.9 | 96.2 | |
| Eye Blink | 3 | 2.9 | 2.9 | 99.0 | |
| Positive ER | 1 | 1.0 | 1.0 | 100.0 | |
| Total | 104 | 100.0 | 100.0 | ||
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