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Autoimmune Encephalitis and Paraneoplastic Neurological Syndromes with Progressive Supranuclear Palsy-Like Manifestations

A peer-reviewed version of this preprint was published in:
Brain Sciences 2024, 14(10), 1012. https://doi.org/10.3390/brainsci14101012

Submitted:

06 September 2024

Posted:

10 September 2024

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Abstract
Advances in diagnostic procedures have led to an increasing rate of diagnosis of autoimmune encephalitis or paraneoplastic neurological syndrome (AE/PNS) among patients with progressive supranuclear palsy (PSP)-like manifestations. The antibodies involved in these conditions include anti-IgLON5, -Ma2, and -Ri antibodies, each of which has a characteristic clinical presentation. The steps in the diagnosis of AE/PNS in patients with PSP-like manifestations include (i) suspicion of AE/PNS based on clinical presentations atypical of PSP and (ii) antibody detection measures. Methods used to identify antibodies include a combination of tissue-based assays and confirmatory tests. The primary confirmatory tests include cell-based assays and immunoblotting (line or western blot). Treatments can be divided into immunotherapy and tumor therapies, the former of which includes acute and maintenance therapies comprising corticosteroids, intravenous immunoglobulins, plasmapheresis, rituximab, and cyclophosphamide. One of the major challenges of diagnosis is that existing reports on PSP-like patients with AE/PNS include only case reports, with the majority discussing antibodies other than anti-IgLON5 antibody. As such, more patients need to be evaluated to establish the relationship between antibodies and PSP-like manifestations.
Keywords: 
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1. Introduction

Progressive supranuclear palsy (PSP), first described by Steele, Richardson, and Olszewski in 1964, typically presents with vertical supranuclear gaze palsy and repeated falls within 3 years. This disease is characterized by a resistance to levodopa therapy and a more rapid progression than Parkinson's disease [1,2]. Diagnosis is currently made using the Movement Disorder Society clinical diagnostic criteria for PSP (MDS-PSP) [3]. Although the detailed pathophysiology is unclear, the accumulation of abnormal forms of the microtubule-associated protein tau plays an important role [4].
Recently, the importance of autoimmune encephalitis (AE) and paraneoplastic neurological syndrome (PNS) as mimics of Parkinsonian syndromes, including PSP, is being increasingly recognized [5,6]. The pathogenesis of AE/PNS is thought to be divided into two types: humoral and cellular immunity-driven [7]. Pathogenic autoantibodies are present in disorders predominantly caused by humoral immunity. Autoantibodies can also exist in many cellular immunity-mediated cases, although most are considered secondary occurrences without pathological significance. Over the past decade, advances in antibody identification techniques, such as cell-based assays (CBA), immunoprecipitation methods, and protein microarrays, have led to the discovery of many novel autoantibodies that can cause AE/PNS, some of which have been associated with symptoms and signs that imitate PSP.
As AE/PNS can be treated with immunotherapies and tumor therapies, clinicians should differentiate between these conditions. In this review, we discuss the following topics: (i) the antibodies causing PSP-like manifestations and (ii) the diagnosis and management of diseases associated with these antibodies.

2. Methods

We performed a narrative review of articles searched from the PubMed database (search date: Jun 18, 2024) using the following search string: ((progressive supranuclear palsy[MeSH Terms] OR "progressive supranuclear pals*"[Title/Abstract] OR PSPRS[Title/Abstract] OR "Richardson* syndrome"[Title/Abstract] OR "progressive gait freezing"[Title/Abstract] OR "pure akinesia with gait freezing"[Title/Abstract]) AND (antibod*[Title/Abstract] OR autoantibod*[Title/Abstract] OR immunolog*[Title/Abstract] OR autoimmune*[Title/Abstract] OR immune*[Title/Abstract] OR neoplas*[Title/Abstract] OR paraneoplas*[Title/Abstract])) AND ((english[Language]) OR (japanese[Language])). The inclusion period was unlimited. A total of 334 articles matched the search criteria, from which 37 case reports, case series, clinical studies, reviews, and basic research articles regarding AE/PNS causing PSP-like manifestations were selected. Furthermore, an additional 32 articles were identified by manual searching and referring to bibliographies.

4. Diagnosis of AE/PNS Mimicking PSP

4.1. Suspecting AE/PNS Mimicking PSP

AE/PNS should be suspected in patients with atypical PSP manifestations (Table 2). The key diagnostic clues are as follows: young age of onset (< 40 years of age), acute or subacute disease course, coexisting neoplasms, CSF abnormalities (elevated protein, pleocytosis, increased IgG index, and positive CSF-specific OCB), and brain MRI with no findings typical of PSP (e.g., atrophy of the midbrain tegmentum or superior cerebellar peduncle). It is also important to note the characteristic findings of each antibody, which include significant sleep disorders, behavioral manifestations, respiratory failure, and orthostatic hypotension in anti-IgLON5 disease; narcolepsy in the presence of anti-Ma2 antibody; and diarrhea and severe weight loss in diseases associated with anti-DPPX antibody [6].

4.2. Confirmation of Diagnosis

4.2.1. General Considerations

Laboratory assessment is the final step if an AE/PNS mimicking PSP is suspected. This can be achieved in two steps: a tissue-based assay (TBA) and a confirmatory test. One of two different confirmatory tests can be performed, depending on the target antibodies. One is CBA, and the other is immunoblotting. Although the results of a TBA and a confirmatory test should essentially be concordant, if this is not the case, the sensitivity and specificity of each test must be considered [31,58,59,60,61].
In addition to laboratory results, it is often necessary to confirm that the clinical course is typical [31,62]. However, the number of reported patients with AE/PNS mimicking PSP is not sufficiently large to establish these PSP-like manifestations as true clinical entities, particularly for antibodies other than anti-IgLON5. Therefore, careful differential diagnosis is important. When the results are uncertain, first-line treatment can be considered for diagnostic purposes. In the following sections, we discuss the details of laboratory tests.

4.2.2. TBA

TBA is generally performed by preparing frozen rat brain sections and treating them with patient serum or CSF containing primary antibodies, followed by incubation with a secondary antibody conjugated with probes. This is typically performed as an in-house test. All nine of the aforementioned antibodies are suitable; however, there are also undetectable antibodies, such as the anti-glycine receptor (GlyR) antibody and the anti-myelin oligodendrocyte glycoprotein (MOG) antibody. Sensitivity is considered high because it has the potential to detect antibodies targeted at every part of the rat brain, and is not limited to well-characterized brain regions, although this factor may depend on the experience at each institution. One drawback of this method is the inability to identify the exact name of the antibody.

4.2.3. CBA

The general principle of CBA is to express an antigen of interest on the surface of a suitable cell, such as human embryonic kidney 293 (HEK293) cells, by transfecting a plasmid encoding its gene. These cells are then subjected to patient serum or CSF, followed by a detection using secondary antibodies. Commercial kits as well as in-house CBA methods are available. Among the nine antibodies described previously, the target antibodies were anti-IglON5, -DPPX, -LGI1, -Sez6l2, and -KLHL11 antibodies, which attach to cell-surface antigens except for the anti-KLHL11 antibody, which is directed to an intracellular antigen. The sensitivity and specificity of the test are high because of the use of proteins that retain their structures. However, a combination of CBA and TBA is still recommended as the sensitivity and specificity of CBA alone are not yet clear [60]. Both the serum and CSF should ideally be tested because a superiority of serum or CSF has not yet been determined for detecting these antibodies, except for the anti-LGI1 antibody, whose serum is more sensitive than CSF with no sacrifice for specificity [63,64].

4.2.4. Immunoblot

Immunoblotting techniques include both line and western blot analyses. Line blotting is a method in which a purified antigen is directly bound to a membrane for reaction with patient samples and secondary antibodies, while in western blotting, antigens are stuck to a membrane following electrophoresis. Although the former can be performed using a commercial kit, the latter is based on in-house testing. Anti-Ma2, -Hu, -Ri, and -CV2/CRMP5 antibodies of the nine described above, ones targeting intracellular antigens, are suitable for these assays. Because there is no evidence that either serum or CSF is better, both should be tested if possible [60]. The sensitivity of these assays is good, but the specificity was moderate to low, particularly for commercial line blots with low titers. In particular, the false-positive rate is likely to increase in PSP-like patients as this clinical syndrome is not established, and the pre-test probability may be low, leading to recommendations to confirm concordance of the results of TBA and immunoblot [26,62,65].

5. Management of AE/PNS Mimicking PSP

Immunotherapy and the management of neoplasms are the mainstays of treatment. As there is no treatment with a high level of evidence for AE/PNS mimicking PSP, commonly recommended treatments for AE/PNS are typically followed [66,67,68,69]. Immunotherapy can be divided into acute and maintenance therapies. The first-line acute therapy is often intravenous methylprednisolone (IVMP), either alone or in combination with IVIG or plasmapheresis. The regimen for a single cycle comprises 1000 mg of intravenous methylprednisolone for three days for IVMP; 2 g/kg divided into five days for IVIG; and five to ten sessions of therapeutic plasma exchange every alternate day for plasmapheresis.
If these treatments are deemed inadequate at follow-up performed two to four weeks following the completion of acute treatment, rituximab (RTX) or cyclophosphamide is considered as a second-line therapy [67]. However, it is crucial to re-evaluate the diagnosis before initiating these therapies, particularly when the first-line therapies are completely ineffective, or laboratory tests are indeterminate. RTX can be administered at a dose of 375 mg/m2 four times weekly, whereas cyclophosphamide can be administered at 600–1000 mg/m2 monthly for up to six months.
Maintenance therapy should be considered following the completion of acute therapy. If it is the first attack, oral corticosteroids can be prescribed as a bridging therapy, with tapering over several months; long-term maintenance therapy is not common. In contrast, maintenance therapy is common in patients who test positive for cell-surface antibodies and experience recurrence. The common regimen includes either periodic RTX alone, or azathioprine (AZA) or mycophenolate mofetil (MMF) with oral corticosteroids tapered over three to six months as a bridging therapy. Periodic RTX can also be administered at a dose of 375 mg/m2 every four to six months. AZA can be administered initially at a dose of 1.5 mg/kg/day titrated to 2-3 mg/kg/day over one to several months, while MMF is initially dosed at 500 mg twice daily, increasing to 1000 mg twice daily after two weeks. The duration of maintenance treatment can initially be considered as three years [68].
Coexisting neoplasms should be treated simultaneously. If a related tumor is detected, complete resection can be initially considered. If this is not possible, debulking surgery, chemotherapy, or radiotherapy should be considered.

6. Conclusion and Future Directions

With advances in antibody detection technologies, autoimmune parkinsonism has become attractive as a treatable condition. When we encounter a patient with PSP-like syndromes, the possibility of an autoimmune disease should always be considered, rather than simply assuming that the symptoms are caused by PSP as a neurodegenerative disease. However, as yet, the association between AE/PNS and PSP-like manifestations has not been adequately proven. Antibody detection assays unfortunately have a relatively high risk of presenting with false-positive and false-negative results. Moreover, only a single or handful of PSP-like patients have been described in detail for all antibodies, except for the anti-IgLON5 antibody. The accumulation of patients with similar clinical courses is essential to overcome these problems.

Author Contributions

Conceptualization, N.Y. and T.S.; methodology, N.Y.; validation, A.T., A.K., and T.S.; writing—original draft preparation, N.Y.; writing—review and editing, A.T., A.K., and T.S.; supervision, A.T.; and project administration, T.S.

Funding

This study received no external funding.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

De-identified data and material inherent to the case report and not included in the manuscript are available upon request from the corresponding author by any qualified investigator.

Conflicts of Interest

The authors declare no conflict of interest.

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Table 1. Summary of previously published cases of PSP-like patients due to AE/PNS.
Table 1. Summary of previously published cases of PSP-like patients due to AE/PNS.
Author Year Related autoantibody Sample No. of
patients
Age Sex Progression pattern Associated tumor Atypical features other than the progression pattern Abnormal CSF
findings
Immunotherapies and/or tumor therapies Outcome
Dash et al. 2016 CV2/CRMP5 Serum, CSF 1 65 M Subacute SCLC Weight loss (10 kg over 6 months) and T2 hyperintensity of the basal ganglia in MRI Cells IVIG, and
chemotherapy
Effective
Tobin et al. 2014 DPPX Serum (CSF analysis also performed, but results unavailable) 1 36 F NA None Diarrhea, weight loss (45 kg), dysgeusia, and myoclonus NA Corticosteroids Not effective
Ohyagi et al. 2017 Hu Serum 1 57 M Subacute SCLC T2 hyperintensity in the extreme capsule on MRI Proteins IVIG,
chemotherapy, and radiotherapy
Not effective
González-Ávila et al. 2020 IgLON5 CSF 1 66 M Chronic None Facial myokymia and myorhythmia, hypersomnia, sleep-related breathing disorder, and MRI without typical PSP appearance NA Not done NA
Gaig et al. 2021 IgLON5 Serum (CSF analysis also performed, but results unavailable) 10 Median: 62 (44-71) M=7
F=3
Chronic NA Mild downward GP (6), sleep dysfunction (3), limb ataxia (3), OH (1), vocal cord palsy (2), respiratory failure (2), limb stiffness with spasms (1), chorea (1) NA NA NA
Berger-Sieczkowski et al. 2023 IgLON5 CSF 1 67 M Chronic None Prominent bulbar symptoms, severe dysphagia with vocal cord paresis, and nocturnal stridor with severe hypoxemic episodes Normal Not done NA
Vogrig et al. 2021 KLHL11 NA 1 79 M NA None Weight loss (9 kg over 2 months), hypersomnia, and T2 hyperintensity of the mesial temporal region in MRI Cells, proteins, and OCB IVIG and
corticosteroids
Not effective
Hierro et al. 2020 LGI1 Serum 1 60 M Subacute None Parinaud's syndrome, and MRI without typical PSP appearance Cells and proteins IVIG,
corticosteroids, and RTX
Effective
Adams et al. 2011 Ma1, Ma2 Serum 1 55 M Subacute Tonsillar carcinoma Narcolepsy with cataplexy, diplopia Proteins Corticosteroids, cyclophosphamide Effective
Sankhla et al. 2024 Ma2 Serum 1 49 F Subacute Breast
cancer
None OCB Corticosteroids, and RTX Effective
Inoue et al. 2012 NAE Serum 1 63 F Subacute None No rigidity in the neck, extremity edema, arthralgia, and MRI without typical PSP appearance Cells and proteins Corticosteroids Effective
Takkar et al. 2020 Ri Serum, CSF 1 45 F Subacute Breast
cancer
Leg spasticity, and MRI without typical PSP appearance Normal IVIG, and
chemotherapy
Temporarily effective
Borsche et al. 2019 Sez6l2 Serum 1 55 F Subacute None Prominent cerebellar ataxia and MRI without typical PSP appearance Normal IVIG and RTX Effective
Kannoth et al. 2016 Uncharacterized abs NA 1 66 M Subacute None MRI without typical PSP appearance Proteins Corticosteroids Effective
Dale et al. 2018 Uncharacterized abs CSF 1 72 M Subacute None None Proteins and OCB IVIG and
corticosteroids
Not effective
Abbreviations: antibodies, abs; cerebrospinal fluid, CSF; CV2/collapsin response mediator protein 5, CV2/CRMP5; dipeptidyl-peptidase-like protein-6, DPPX; gaze palsy, GP; intravenous immunoglobulin, IVIG; Kelch-like protein 11, KLHL11; leucine-rich glioma-inactivated 1, LGI1; magnetic resonance imaging, MRI; not applicable, NA; NH2 terminal of alpha-enolase, NAE; oligoclonal band, OCB; progressive supranuclear palsy, PSP; rituximab, RTX; small cell lung cancer, SCLC.
Table 2. Clinical features that suggestive of AE/PNS mimicking PSP.
Table 2. Clinical features that suggestive of AE/PNS mimicking PSP.
1) Younger age of onset (<40 years of age)
2) Acute or subacute progression
3) Concurrent neoplasms
4) Abnormal CSF (i.e. elevated protein, pleocytosis, increased IgG index, and positive CSF-specific OCB)
5) No MRI findings suggestive of PSP
6) Antibody-specific manifestations atypical for PSP (i.e. significant sleep disorder, behavioral alterations, respiratory failure, orthostatic hypotension for anti-IgLON5 antibody; narcolepsy for anti-Ma2 antibody; and diarrhea and severe weight loss for anti-DPPX antibody)
7) Other symptoms and signs much less common in PSP
Abbreviations: autoimmune encephalitis or paraneoplastic neurological syndromes AE/PNS, cerebrospinal fluid; CSF, dipeptidyl-peptidase-like protein-6; DPPX, magnetic resonance imaging; MRI, oligoclonal band; OCB, progressive supranuclear palsy; PSP, progressive supranuclear palsy.
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