2.2. Adapting the Split-Spectrum Method to the PALSAR-3 and NISAR L-Band SAR Cases
In the split-spectrum approach at least two separate spectral bands are used. We name the corresponding center frequencies fL for the lower and fH higher frequency band. In addition, we use a third frequency f0 for the center frequency of the main frequency band, this is the frequency band of the interferometric analysis that is done after the estimation and mitigation of the ionospheric phase. In the case of data with a single frequency band f0 is typically the center frequency of the full frequency band. In the case of data with two separate frequency bands band f0 is the frequency of the main (broader) frequency band, which can be the lower or higher frequency band.
In our derivation the interferogram phases at the frequencies
f0,
fL and
fH are called
φ0,
φL and
φH and the related dispersive and non-dispersive components
φiono,0,
φiono,L,
φiono,H,
φnd,0,
φnd,L and
φnd,H. Considering the indirect and direct proportionality of the dispersive and non-dispersive phase terms we can write the following set of equations
Equations (2) can be transformed to express the dispersive and non-dispersive phase terms as a linear combinations of
φL and
φH
or as a linear combination of
φ0 and (
φH -φL)
For data with a single spectral band a quite common approach is to calculate spectral bands for the highest and lowest third of the processed chirp spectrum. For specific PALSAR-1 and PALSAR-2, PALSAR-3, and NISAR modes the resulting scaling factors are listed in
Table 1. For PALSAR-1 and PALSAR-2 modes center frequencies of specific data we have access to are used. For PALSAR-3 the characteristics used were found in [
24], for NISAR -L in [
25].
The factors
a,
b,
c and
d are used to scale the phases of the differential interferograms in the lower and upper spectral band. To perform phase scaling with a non-integer factor, it is necessary that this phase has already been unwrapped. As can be seen from
Table 1, the factors
a,
b,
c and
d are non-integer values that are significantly greater than 1. This is problematic as it upscales phase noise and phase errors from the spatial filtering applied to reduce noise and facilitate phase unwrapping.
Using Eqs. (3-4), requires scaling of the unwrapped phases with large factors. Even small phase errors or noise effects of 0.1 radian will be scaled up resulting in significant phase errors. Therefore, using Eqs. (5-6), i.e. the approach based on the main band interferogram phase and the double difference interferogram between the lower and higher spectral bands is preferred, as it makes the ionosphere mitigation more robust and accurate [
26].
For the new sensors with an additional secondary frequency band (PALSAR-3, NISAR-L) the separation of the main and secondary frequency band is relatively large. The resulting factors z between 9 and 12, used to scale the unwrapped differential interferometric phase, are much smaller than in the case of a single frequency band, except for the 80MHz bandwidth PALSAR-2 SM1 mode data. The scaling of the split spectrum double difference phase with the factor z, which has comparable values to the a and b factors, is less critical. The phase is usually much smaller than a phase cycle, so that unwrapping becomes trivial. Strong spatial filtering to perform the unwrapping is therefore not necessary.
In all the investigated cases the scale factor for the phase of the differential interferogram of the main band,
x, has values very close to 0.5. The relative deviations of
x from 0.5 are < 3%, so replacing it with 0.50 results in scaling errors below 3%. Approximating
x with 0.5 and multiplying both sides of Eq. (5) with 2 results in
In contrast to equation 5, equation 7 can also be applied to the complex-valued differential interferogram phase φ0, since no scaling of φ0 with a non-integer value is necessary. This means that we can determine a complex-valued image for twice the dispersive phase and only need to unwrap the double differential interferogram, which can be done by directly converting the complex values into phase values. On the one hand, this complex-valued image makes it possible to qualitatively determine the extent of the ionospheric effects. On the other hand, it can be unwrapped to quantify the relative ionospheric phase delays. For pairs with small ionospheric effects, which should be the vast majority of interferometric pairs, unwrapping 2φiono,0 should not be too difficult. In many cases, the phases will remain in the interval [-π,π], with respect to a reference near the center of the image, or they will vary along an almost linear phase ramp.
A complex-valued image of twice the non-dispersive phase can be calculated by subtracting twice the dispersive phase from twice the interferogram phase. Inserting twice the dispersive phase as expressed in Equation 7 results in
This means a complex version of twice the non-dispersive phase, or the “ionosphere-corrected” interferogram, can be generated without the need for phase unwrapping of the complex-valued differential interferogram φ0.
The main non-dispersive phase terms are deformation phase and tropospheric path delay phase, considering, that orbital and topographic phase terms are usually modeled and subtracted. Besides, there are error terms and phase noise.
Very often, and especially in L-band, the spatial variation of the non-dispersive phase is rather small. In cases with strong ionospheric phase effects, unwrapping the double non-dispersive phase can be much easier than unwrapping the original interferogram. An example where the dispersive phase is significantly larger than the non-dispersive phase is presented below. Cases with strong non-dispersive phases occur at displacements of more than one decimeter, caused for example by earthquakes, ice movements, and rapid landslides and subsidence.
In the following, we call the method based on Eq. 5 Method 1 (M1). M1 requires the calculation of the unwrapped split spectrum double-difference phase and the unwrapped phase of the differential interferogram. The great advantage of M1 is that the unwrapped phase is only scaled by a small factor of about 0.5, which greatly reduces the quality requirements regarding filtering. M1 does not require an approximation and uses the exact scaling factors.
The methods based on Eqs. 7 and 8 are called Methods 2 and 3 (M2, M3). The obvious advantage of M2 and M3 is that complex-valued images of twice the dispersive phase (M2) and twice the non-dispersive phase (M3) can be calculated, whereby only the split spectrum double difference phase has to be unwrapped. As already mentioned, this step is straightforward. Provided that the double dispersive phase or the double non-dispersive phase can be unwrapped, scaling is also possible to obtain the unwrapped dispersive and non-dispersive phases. It is helpful that often either the double dispersive phase or the double non-dispersive phase has only small values and is therefore easy to unwrap. As M2 and M3 use the same phase terms, we typically apply both methods.
2.3. Processing Related Aspects
2.3.1. Band-Pass Filtering
When using SLC data in a single frequency band band-pass filtering along the range spectrum axis, e.g. considering the lowest and highest third of the processed bandwidth, is applied to get two sub-band SLCs in a lower and higher spectral band. Here, in the case of simulated PALSAR-3 or NISAR-L data we consider SLC data sets that are already provided in two bands, a main band with a typically broader range bandwidth (e.g. 28 MHz in the case of PALSAR-3) and a secondary narrower band (10 MHz in the PALSAR-3 case). Consequently, no band-pass filtering is necessary in the mitigation of the dispersive phase.
2.3.2. Effects of the SLC co-Registration on the Interferogram
Gradients in the dispersive path delay along the synthetic aperture lead to azimuthal position deviations [
27], which can be up to several SLC pixels for L-band images (see example below). If a co-registration method is used that is either based exclusively on the orbit data, the SAR processing parameters and a digital elevation model (DEM) or a method that is based on range and azimuth offset polynomials of low order, which are determined with the aid of matching techniques, an appropriate co-registration is obtained overall. However, local effects caused by the dispersion path delay gradients are not compensated. Registration errors larger than one pixel lead to a significant reduction in coherence. In addition, we have found that registration errors can also significantly affect the interferogram phase, as demonstrated by the example presented in
Section 4.
Our co-registration procedure, which also includes a consideration of local effects, comprises a first step based on the orbit, the SAR parameters and a DEM, and a second step in which the remaining local offsets are determined using matching techniques. Taking into account the quality of the determined offsets and their spatial consistency, the offset field is conditioned. Outliers are removed, the offset field is interpolated in areas with poor coverage and then slightly spatially filtered. The resulting offset field is then used to refine the co-registration.
An iteration of this procedure or the use of the split-beam double difference phase may not be successful in the case of strong ionospheric gradients. Different parts of the azimuth spectrum of the SLC are affected by different parts of the ionosphere (as the relevant layer is located at a height of almost 300km above ground and is not on or near the ground).
Applying the co-registration with the offset field refinement results in a much-reduced split-beam interferogram (SBI) phase. But in areas with really high gradients there may still be a non-zero SBI phase and further refining the co-registration will also not fully correct this.
Conducting the same co-registration procedure with offset field refinements per azimuth sub-band and combining then the co-registered azimuth sub-band SLCs again into one full band SLC, results in a SBI with significant non-zero “ionosphere-like” phase streaks.
2.3.3. Interferogram Filtering and Unwrapping
Multi-looking and spatial filtering is used to reduce phase noise in interferograms and to support the necessary phase unwrapping step. Spatial filtering also allows the phase signal to be interpolated for small gaps, e.g. in areas with low coherence. Spatial filtering methods exist for both complex-valued and real-valued data sets. A commonly used method for filtering complex-valued interferograms is the Goldstein-Werner filter [
28]. We use a modified version of it, which is available in the Gamma software [
29]. We usually filter unwrapped phase images with a moving window filter with different filter sizes and weighting functions. For spatial phase unwrapping, we use a minimum cost flow (MCF) algorithm [
30], where the interferometric coherence is taken into account in the calculation of the cost function [
29].
It is also possible to iterate the phase unwrapping procedure, e.g. for interferograms with very large phase signals. An initial solution is generated using a stronger filter. It is important that the unwrapped phase does not show any phase jumps. This first solution is then subtracted from the original interferogram. The resulting complex-valued interferogram has less phase variation than the original interferogram. By repeating the filtering, unwrapping, and subtracting, the phase variation in the remaining complex-valued interferogram can be further reduced. As soon as the phase variation remains within the interval (-π,π), the complex-valued interferogram can be converted directly into a real-valued phase image. The unwrapped phase is then obtained by summing up the components from the individual iteration steps.