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Comparison of Early Versus Traditional Rehabilitation Protocol after Rotator Cuff Repair: An Umbrella-Review

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Submitted:

04 September 2023

Posted:

06 September 2023

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Abstract
Rehabilitation after rotator cuff repair is crucial for functional recovery and for minimizing the risk of retear. There are two rehabilitation protocols (early and traditional) and the debate about which is the best is still open. This umbrella review aimed to compare the effect of these rehabilitation protocols in terms of reduction of pain, functional recovery and retear risk. We selected systematic reviews and meta-analyses published between 2012 to 2022 dealing with the aim. Nineteen systematic reviews were included. No significant differences were found between early and traditional protocols in terms of pain reduction. Early rehabilitation provided better short-term results regarding Range of Motion improvement, but long-term functional outcomes were similar. Retear risk remains a significant concern for the early protocol. We found major differences between the analyzed protocols. This review suggests that both protocols are useful to recover global shoulder function, but the standard protocol has a greater safety profile for larger tears. On the other hand, the early protocol may be preferable for smaller lesions, allowing a faster recovery and having less impact on medical costs. Further research is needed to identify optimal rehabilitation strategies tailored to the individual patient's needs and characteristics.
Keywords: 
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1. Introduction

Rotator cuff tear is a common cause of shoulder pain, decreased range of motion and weakness of the upper limb, limiting people's daily activities such as brushing hair or putting on clothes, caused by repetitive overhead lifting or shoulder injuries [1]. The rotator cuff tear consists in the break of at least two tendons and in the retraction beyond the top of the humeral head of a minimum of one of them [2]. Mechanisms underlying rotator cuff pathology include acute accidents as well as chronic issues, often influenced by repetitive activities or micro traumas, impingement, and aging. Intrinsic factors such as poor vascularity and alterations in matrix composition are also involved [3,4]. We focused our research on the rehabilitation of chronic tears, often related to repetitive overhead work activities, which lead to abnormal alterations in rotator cuff tendons [5]. Rotator cuff tears are mostly found in adults and elderly people [6]: around 15–20% of 60-years-old present this impairment as well as 26–30% of 70-years-old and 36–50% of 80-years-old [7,8]. An optimal alternative to conservative treatment is the rotator cuff surgical repair [9,10], an approach that has been consolidating in recent years: more than 270,000 rotator cuff repairs are performed annually in the United States and around 9,000 in the UK [11,12]. The incidence of these procedure has been rising from 1995 [11]; however, the post operative protocol has not evolved over the last two decades so it’s essential to identify the best rehabilitation approach [13,14]. Concerning surgical techniques, different procedures can be performed: open, mini-open and arthroscopic repair. Arthroscopy is increasingly becoming the first choice because of less post-operative pain and minor trauma due to smaller incisions through which the operation can be performed with the help of a video display for visual control [15,16]. Despite positive clinical results, reports of structural failure after surgical repair range from 10% to 48.4% [17,18]. For tears larger than 4 cm, failure occurs even often, up to 94%, especially within the first 3 months after surgery [19,20]. The objectives of post-surgery rehabilitation are shoulder function recovery, tendon healing and retear risk reduction. Traditionally, it is possible to identify two rehabilitation protocols: the early protocol and the delayed or traditional protocol. The early rehabilitation protocol consists of passive shoulder range of motion exercises, such as pendulum flexion, external rotation, and manual passive exercises; the patient begins these exercises the first post-operative day with a weekly high frequency. Instead, the traditional protocol is frequently based on sling immobilization and no physiotherapy: the only exception is the pendulum exercise performed for 4-6 weeks postoperatively. Another difference is in the beginning of the strengthening exercises that usually start later in the standard protocol [21,22,23]. A reason to prefer the delayed protocol lies in the tendon healing time, usually estimated from 4 to 16 weeks [24]. A detailed comparison between the two protocols is provided by Cuff and Pupello [21], who divided the recruited patients in two groups, early and delayed protocol, undergoing different rehabilitation programs. The early protocol group begins at week 0 (after surgery) with the wearing of a shoulder immobilizer and with passive forward elevation (0°-120°) and passive external rotation (0-30°) performed three times /week with a physical therapist, with pendulum exercises performed three times daily for 5 minutes and with active elbow, wrist, and hand ROM). From week 4, the patient continues with the same exercises except for a passive forward elevation performed until tolerance and a passive external rotation performed from 0 to 45°. At week 6, the shoulder immobilizer is dismissed, and the patient starts with active assisted Range of Motion 3 times/week with a physical therapist and with active Range of Motion from week 10. From week 12, the focus is the strengthening of the rotator cuff. The delayed protocol group begins at week 0 with the wearing of a shoulder immobilizer, pendulum exercises performed three times/day for 5 minutes per session and with elbow, wrist, and hand Range of Motion (ROM). At week 6, the shoulder immobilizer is dismissed, and the patient starts with passive forward elevation to 120° exercises three times/week and with passive external rotation to 30° three times/week with a physical therapist. At week 7, the elevation is performed until tolerance and the external rotation to 45°; in addition, the patient begins to perform active assisted ROM three times/week with a physical therapist. From week 10, the delayed group protocol is structured in the same manner as the early ROM group [21]. The evidence suggest that the early protocol may prevents postoperative stiffness, fatty infiltration, and muscle atrophy but it could compromise the tendon healing and increase cuff retears [25,26]. The traditional protocol instead could lend to a correct healing but may increase the risk of shoulder stiffness [27] that is the most common complication of rotator cuff repair and a source of pain, functional limitation and impairment [28]. Therefore, considering these premises and the debate on this topic, the aim of our umbrella review was to investigate the effectiveness of early rehabilitation protocol compared to the traditional rehabilitation one for the following outcome: pain, functional recovery and risk of retear. Specifically, this paper looks for an answer to the question: "After a rotator cuff repair, is it possible to choose between an early rehabilitative protocol or a traditional one according to the patient's characteristics? If not, could the rehabilitation protocol be based only on the demonstrated efficacy?”

2. Materials and Methods

We reported this umbrella review according to the Preferred Reporting Items for Overviews of Reviews (PRIOR) [29].

2.1. Eligibility criteria

The PICO (Population, Intervention, Comparison and Outcome) method was selected to arrange this review [30].
Population: patients with rotator cuff tear undergoing surgical repair, over 18 years old.
Intervention: early rehabilitation protocol
Comparison: standard/delayed rehabilitation protocol
Primary outcome: pain
Secondary outcome: function (range of motion, strength) and risk of retear

2.1.1. Inclusion Criteria

We included systematic reviews, with or without meta-analysis, comparing the efficacy of early rehabilitation protocol with the traditional one after rotator cuff surgical repair, published between 2012 and 2022, in English language and with available full text, reporting outcomes for at least one parameter among pain, shoulder functional and retear rates, with a clinically relevant follow-up time ranging from 3 to 24 months. The definitions of early rehabilitation and traditional rehabilitation were used as described in each study.

2.1.2. Exclusion Criteria.

We excluded studies with different aims, published before 2012 and studies that considered tears caused by traumatic events.

2.1.3. Information Sources and Search Strategy.

Search strategy was independently applied by three independent reviewers.
The main MeSH terms and keywords used were: rotator cuff, arthroscopy, shoulder, shoulder joint, rehabilitation, physiotherapy and physical therapy. The search was conducted in these databases: PubMed, EMBASE, Cochrane Library, PEDro, SCOPUS and Web of Science (WoS).

2.1.4. Selection strategy

The data extracted and summarized by three independent reviewers were: name of the authors and year of publication, design of the primary studies included, inclusion criteria of the primary studies, intervention group and comparison with the primary study, tools used to evaluate the results for variables of interest (Pain, ROM, functional scale scores, retear rate), and primary study references. The data collection process was performed through the reading of full-texts and their relevant data were inserted in tables.

2.1.5. Methodological Quality

Three reviewers independently completed assessments of the methodological quality of the included systematic reviews via the AMSTAR-2 [31] and any disagreements were discussed until consensus was reached. AMSTAR-2 is a checklist for the evaluation of systematic reviews, randomized controlled trials and non-randomized studies focusing on health care interventions effectiveness. It consists of 16 Items with the following answer options: "Yes", "No", "Yes, in part". The AMSTAR-2 model is not intended to generate an overall score, however a score of 1 was assigned to each item if the answer was "Yes", while the score is null if other answers were given. The quality of the systematic reviews is established on three levels: 0-5 Low, 6-10 Medium, 11-16 High.

3. Results

A total of 19 systematic reviews were included (Figure 1), comparing Early rehabilitation Protocol (EP) versus Traditional rehabilitation Protocols (TP). Table 1 shows the methodological quality of the included reviews, assessed according to the AMSTAR-2 criteria [31], while Table 2 shows the characteristics of the included reviews.
Table 1. AMSTAR-2 criteria.
Table 1. AMSTAR-2 criteria.
AUTHORS q1 q2 q3 q4 q5 q6 q7 q8 q9 q10 q11 q12 q13 q14 q15 q16
Bandara et al [32] (2021) yes partial yes yes partial yes yes yes no partial yes no no yes no no yes no no
Houck et al [33] (2017) no partial yes yes partial yes yes yes no partial yes no no yes no yes yes no yes
Li et al [34] (2017) yes partial yes yes partial yes yes yes Partial Yes yes yes no yes yes yes yes yes yes
Littlewood et al [35] (2014) yes partial yes yes partial yes no no no yes no yes no-meta no-meta no no no-meta no
Longo et al [36] (2021) yes partial yes yes partial yes yes yes no yes yes yes yes yes yes yes yes yes
Longo et al [37] (2021) yes partial yes yes partial yes yes yes no yes yes no yes yes yes yes yes yes
Matlak et al [38] (2021) no partial yes yes partial yes yes yes no yes no no no-meta no-meta yes no no-meta yes
Mazuquin et al [12] (2021) yes partial yes yes partial yes yes yes yes yes yes no yes yes yes yes yes yes
Saltzman et al [39] (2017) no partial yes yes partial yes yes yes no no no yes no-meta no-meta no yes no-meta no
Silveira et al [40] (2021) yes partial yes yes partial yes yes yes partial yes yes yes yes yes yes yes yes yes no
Thomson et al [41] (2015) yes partial yes yes yes yes yes partial yes partial yes no no no-meta no-meta no no no-meta yes
Gallagher et al [42] (2015) yes yes yes yes no no no yes yes no no meta no meta yes yes no meta yes
Chang et al [43] (2014) yes yes yes yes yes yes partial yes yes yes no yes yes yes yes yes yes
Chan et al [44] (2014) yes yes yes yes yes yes yes yes partial yes no yes yes no yes yes no
Shen et al [45] (2014) yes yes yes yes yes yes no partial yes yes no yes yes no yes yes no
Huang et al [46] (2013) yes partial yes yes yes yes no no yes no no no yes no yes no no
Riboh et al [47] (2014) yes yes yes yes yes yes no yes yes no no yes yes yes yes yes
Kluczynski et al [48] (2014) yes yes yes yes no no no partial yes no no yes no no yes no yes
Kluczynski et al [49] (2015) yes yes yes yes yes yes no yes no no no no no yes no yes
Table 2. Characteristics of the included reviews.
Table 2. Characteristics of the included reviews.
AUTHORS ARTICLE TYPE POPULATION EVALUATION TIME RESULTS OUTCOMES AND SCALES CONCLUSIONS LIMITATIONS
Bandara et al [32]



Systematic review (6 RCT)



531 patients
Diagnosis: All participants received rotator cuff repair
Average age and DS: non specified.
M = non specified
F = non specified
T0 = first postoperative day
T1 = 6 month after rotator cuff repair
T2 = 12 month after rotator cuff repair

= ROM
EP > Constant-Murley Score (no increased risk of recurrence)


Joints balance = ROM.
Function = Constant-Murley Shoulder Score.
Structure = Recurrence rate

1) EP = TP - ROM.
2) EP > risk of recurrence but > functional recovery
3) EP = TP - safe and reproducible results in the short and long term.

1 Variable design of each individual study. 2 High eterogeneity revealed in pooled analvses.
3 Variability in the description of each rehabilitation protocol and timing
4 Possibility of bias in a number of the included studies

Houck et al [33]



Systematic review (7 RCT)




5896 patients
Diagnosis: All participants received rotator cuff repair
Average age: 46 - 59 years
DS: non specified
M = non specified
F = non specified
T0 = first postoperative day
T1 = 6 month after rotator cuff repair
T2 = 12 month after rotator cuff repair
T3 = 24 month after rotator cuff repair

EP > ROM
EP > risk of recurrence
TP > Cure rate
TP > ASES score
EP > small injuries
TP > large injuries
joints balance =ROM.
Function = ASES score.
Structure = Recurrence rate


1) EP > ROM but > risk of recurrence




1 lack of reporting follow-up results, age, sex, tear size, and the rotator cuff muscles involved.
2 surgical techniques inconsistently reported in the included studies.
3 risks of bias in the ROM reported due to a lack of blinding.


Li et al [34] (2017)



Systematic review (8 RCT)



671 patients
Diagnosis: All participants received rotator cuff repair
Average age: 58,1 ± 3,9 DS
M = non specified
F = non specified
T0 = first postoperative day
T1 = 3 month after rotator cuff repair
T2 = 6 month after rotator cuff repair
T3 = 12-24 month after rotator cuff repair
EP > ROM
= cure rate, ASES at T2, SST, Constant-Murley score
TP > ASES at T3

joints balance = ROM.
Function = Constant-Murley Shoulder Score, ASES, SST.
Structure = Recurrence rate

1) EP> ROM but < shoulder functionality
2) EP< cure rate for large injuries


1 number of trials relatively small
2 no high quality of evidence in all outcomes
4 outcome assessors were not blinded to rehabilitation protocol.
4 the standard deviation is not provided in some included studies.
Littlewood et al [35] (2014)




Systematic review (12 RCT)




819 patients
Diagnosis: All participants received rotator cuff repair
Average age: 58,1
DS: non specified
M = 430
F = 389
T0 = first postoperative day
T1 = 3 month after rotator cuff repair
T2 = 6 month after rotator cuff repair
T3 = 12 month after rotator cuff repair

= pain, risk of recurrence and disability




Function = pain, disability
Structure = Recurrence rate



1) EP = TP




1 small mean number of included participants per trial
2 only one reviewer identified relevant studies, extracted data, and synthesized the findings.



Longo et al [36] (2021)




Systematic review (16 RCT)




1424 patients
Diagnosis: All participants received rotator cuff repair
Average age: 56,1 ± 8,7 DS PP
56,6 ± 9 DS PT
M = 776
F = 648
T0 = first postoperative day
T1 = 3 month after rotator cuff repair
T2 = 6 month after rotator cuff repair
T3 = 12 month after rotator cuff repair
T4 = 24 month after rotator cuff repair
EP > ROM external rotation at T1.
EP > ROM T2.
= ROM at T4.
= risk of recurrence and Constant-Murley score

joints balance = ROM.
Function = Constant-Murley Shoulder Score.
Structure = Recurrence rate


1) = recurrence rate between the 2 groups
2) EP > external rotation at 3- and 6-months follow-up, but = at 24



1 lack of information on the RC tear characteristics
2 muscle atrophy and fatty infiltration was not specified in most of the included articles.
3 Differents early protocols in terms of exercise and timing


Longo et al [37] (2021)



Systematic review (31 RCT)



5109 patients
Diagnosis: All participants received rotator cuff repair
Average age: 58,2 years ± 3,7 DS
M = 2396.
F = 2231
T0 = first postoperative day
T1 = 3 month after rotator cuff repair
T2 = 6 month after rotator cuff repair
T3 = 12 month after rotator cuff repair
T4 = 24 month after rotator cuff repair
= immobilization period
= passive ROM
EP active ROM > risk of recurrence
TP complete active ROM > risk of recurrence
= strengthening exercises
Structure = Recurrence rate



1) = recurrence rate for immobilization, passive ROM, and force exercises.
2) EP active ROM > recurrence rate
3) TP full active ROM > recurrence rate

1 insufficient number of studies reporting the preoperative tear size.
2 no conclusions regarding clinical outcomes were made.


Matlak et al [38] (2021) Systematic review (22 RCT) 1782 patients T0 = first postoperative day EP > ROM; joints balance =ROM; 1) EP = reduced risk of stiffness, improves ROM and function faster 1 Lack of hig qualirty studies about subscapularis rehabilitation
Diagnosis: All participants received rotator cuff repair T1 = 6 weeks after rotator cuff repair EP > Function Structure = Recurrence rate, rigidity 2) TP = Reduced risk of recurrence.
Average age: 45 - 64,8 years T2 = 3 month after rotator cuff repair EP < Rigidity Structure = strenght 3) CPM can accelerate ROM gain but does not improve long-term results. 2 Literature gaps about optimal dosage of frequency and intensity of exercise, ideal time to begin loading.
DS: non specified T3 = 6 month after rotator cuff repair TP < risk of recurrence 4)Early isometric loading may be beneficial for increasing strength and tendon shaping but requires further research
M = non specified EP > strenght
F = non specified
Mazuquin et al [12] (2021) Systematic review (20 RCT) 1841 patients T0 = first postoperative day = VAS; joints balance = ROM; 1) EP > ROM and same tendon integrity 1 The majority of the RCTs were considered of high or unclear overall risk of bias, had small sample sizes and their definition of early and delayed rehabilitation were not consistent
Diagnosis: All participants received rotator cuff repair T1 = 6 weeks after rotator cuff repair = ASES, Constant-Murley, SST, WORC; Function = ASES, Constant-Murley Shoulder Score, SST, WORC; SANE; 2 ubgroup analyses were not pos- sible due to the lack of data reported by tear size
Average age: 54 - 65,4 years T2 = 3 month after rotator cuff repair EP > SANE Score; Structure = strength, tendon integrity
DS: non specified T3 = 6 month after rotator cuff repair = Strength, tendon integrity
M = non specified T4 = 1 year after rotator cuff repair EP > ROM short term
F = non specified T5 = 2 years after rotator cuff repair TP > rigidity long term
Saltzman et al [39] (2017) Systematic review (9 RCT) 265 -2251 patients T0 = first postoperative day = tendon healing, risk of recurrence, functional outcomes, and strength joints balance = ROM; 1) EP > ROM Difficulty in controlling for heterogeneity, small sample sizes and narrow study populations, lack of blinding in individual studies
Diagnosis: All participants received rotator cuff repair T1 = 6 month after rotator cuff repair EP > ROM; Function = ASES, Constant-Murley, SST, WORC; 2) = Functional results and recurrence rate
Average age: 57,7 - 60,38 years T2 = 12 month after rotator cuff repair EP > risk of recurrence for large injuries Structure = Recurrence rate and recovery rate 3) EP > Recurrence rate for large injuries
DS: non specified
M = non specified
F = non specified
Silveira et al [40] (2021) Systematic review (8 RCT) 756 patients T0 = first postoperative day = pain, strength, and integrity joints balance = ROM; 1) EP > freedom of movement of the shoulder but worse quality of life; Different tear size and surgical techniques
Diagnosis: All participants received rotator cuff repair T1 = 6 weeks after rotator cuff repair TP > WORC Index at T1, Function = WORC Index, Constant-Murley score; 2) Differences between groups do not appear to be clinically important
Average age: 50,43 - 57,68 years T2 = 3 month after rotator cuff repair = in other follow-up times Structure = strength, tendon integrity
DS: non specified T3 = 6 month after rotator cuff repair = Constant-Murley score;
M= 442; T4 = 1 year after rotator cuff repair EP > ROM at T1, = in other follow-up times
F= 344. T5 = 2 years after rotator cuff repair
Thomson et al [41] (2015) Systematic review (11 RCT) 706 patients T0 = first postoperative day EP > ROM; joints balance = ROM 1) EP = TP 1 Data extracted by only one reviewer 2 Language and publication bias
Diagnosis: All participants received rotator cuff repair T1 = 6 month after rotator cuff repair TP > large injuries
Average age: 58,1 years T2 = 12 month after rotator cuff repair
DS: non specified
M= non specified
F= non specified
Gallagher et al [42] (2015) Systematic review (6 RCT) 80 patients T0 = first postoperative day =risk of recurrence, PAIN Function: Constant shoulder score, ASES, SST, UCLA and DASH score EP better ROM in short term, but = in long term 1 lack of uniform, prospective trials comparing similar rehabilitation protocols 2 All studies suffered from an intrinsic inability to properly blind individu- als and several suffered from inadequate randomization or insufficient incomplete outcome reporting
Diagnosis: All participants received rotator cuff repair T1 = 3 month after rotator cuff repair EP > ROM at T2, = ROM at T3
Average age: 54.5 - 63.2 T2 = 6 month after rotator cuff repair =stiffness, =healing
DS: non specified T3 = 12 month after rotator cuff repair = ASES, SST, DASH
M = non specified EP > UCLA at T1, but = at T2 and T3
F = non specified
Chang et al [43] (2014) Systematic review (6 RCT) 482 patients T0 = closest day to surgery =external rotation range Function = UCLA and Costant Early ROM exercises improve postoperative stifness but improper tendon healing in large-sized tears 1 Small numbers of included trials
Diagnosis: All participants received rotator cuff repair T1 = 6 month after rotator cuff repair EP > shoulder forward flexion range at T1 and T2 2 heterogeneities among the included articles regarding the severity of the rotator cuff tears, surgical techniques, and functional outcome assessment scales
Average age: 54.5 - 63.5 T2 = 12 month after rotator cuff repair EP > recurrency Structure = recurrence rate 3 not all the included trials reported
DS: non specified EP = reduce stiffness reoperation rate
M = 233
F = 249
Chan et al [44] (2014) Systematic review (4 RCT) 370 patients T0 = closest day to surgery = ASES (4 RCT), CMS (2 RCT), SST, WORC Function = ASES, Constant, SST, WORC, DASH No statistically significant differences in functional outcomes scores, relative risks of recurrent rotator cuff tears 1 Unavailable data for several studies included in the review.
Diagnosis: All participants received rotator cuff repair T1 = latest time point in all trials = recurrence Structure = recurrence rate 2 None of the outcomes were judged to be of high quality by the author
Average age: 65 = ROM Joint balance = ROM 3 Lack of blinding
DS: non specified
M = 203
F = 167
Shen et al [45] (2014) Systematic review (3 RCT) 265 patients T0 = day one post-operatory EP > Constant (1 RTC) at 12 months Function = ASES, Constant, SST No significant differences in tendon healing. EP > external rotation at six moths but no at 1 year 1 small number of rcTs included
Diagnosis: All participants received rotator cuff repair T1 = 6 months = ASES, SST e VAS Pain = VAS EP Fastest ROM recovery 2 some clinical heterogeneity among trials
Average age: 55.3 - 63.5 T2 = 12 months = tendon healing
DS: non specified = ROM
Huang et al [46] (2013) Systematic review (6 RCT) 448 patients T0 = day one post-operatory EP > ROM Function: DASH, Constant, ASES, SST EP > ROM but greater risk of un-healing or re-tearing 1 few article with variable outcome measures and time points of follow-up
Diagnosis: All participants received rotator cuff repair T1 = 6 months EP > function Pain = VAS 2 data of some studies did not fit normal distributions and could not be calculated
Average age: 55 - 63 T2 = 12 months TP > healing Structure = healing
DS: non specified EP > risk of retear 3 all articles were only of fair quality
EP > VAS at week 5 and 16, but EP = TP
at T1 and T2
Riboh et al [47] (2014) Systematic review (5 RCT) 451 patients T0 = day one post-operatory Function = Constant, SST, ASES, UCLA EP > shoulder forward flexion at 3/6/12 months, external rotation only at 3 months 1 methodologic limitations and moderate risk of bias of 3 of the 5 randomized studies included
Diagnosis: All participants received rotator cuff repair T1 = 3 months = recurrence Pain = VAS = recurrency 2 all of the studies suffered from performance bias because neither surgeons nor patients could be blinded to the treatment-group assignment.
Average age: 54.8 - 63.2 T2 = 6 months EP > ROM Structure = healing 3 All 5 studies provide only Level II data
DS: non specified T3 = 12 months
Kluczynski et al [48] 2014 Meta Analysis (28 RCT) 1729 patients T0 = day one post-operatory EP > risk of retear >5cm Structure = recurrence rate, healing EP greater risk of retear for >5cm tears, TP greater risk for <3cm tears 1 RC healing as only outcome examinated
Diagnosis: All participants received rotator cuff repair T1 = latest time point in all trials TP > risk of retear <3cm 2 Most studies included in this review provided evidence levels of 2 to 4
3 Focused only on passive ROM
Average age: non specified
DS: non specified
Kluczynski et al [49] 2015 Meta Analysis (37 RCT) 2251 patients T0 = day one post-operatory EP > risk of retear Structure = recurrence rate, healing EP greater risk of retear for >5cm tears ad <3cm tears 1 RC healing as only outcome examinated
Diagnosis: All participants received rotator cuff repair T1 = latest time point in all trials, at least 1 year 2 focused only on the active ROM component of rehabilitation
3 unable to control for the heterogeneity of these studies
Average age: non specified 4 small sample size of the early active ROM group
DS: non specified
RCT = Randomized Controlled Trial; ROM = Range Of Motion; EP = Early Protocol; TP = Traditional Protocol; ASES = American Shoulder and Elbow Society; CPM = Continuous Passive Motion; WORC Index = Western Ontario Rotator Cuff Index; SST = Simple Shoulder Test; SANE = Single Assessment Numeric Evaluation; VAS = Visual Analalogic Scale; UCLA = UNiversity of CAliforna Los Angeles; DASH = Disabilities of the Arm, Shoulder and Hand; CMS = Constant-Marley Scale
The systematic review of Bandara et al includes six Randomized Controlled Trial (RCT) for a total of 531 patients undergoing either early or delayed rehabilitation protocol after rotator cuff repair. The results suggest a major functional outcome in the EP, durable for the first six months after surgery, but in the long-term this superiority is not so evident. No statistically significance was found for the recurrence retear risk after EP [32]. Houck et al collected seven RCT, that included a population with an average age of 46-59 years, showing a better ROM in the patients submitted to the EP: this lends to a reduction in recovery time but an increased risk of recurrence [33]. The meta-analysis by Li et al put together eight RCT to analyze different outcomes: ROM, evaluated in terms of Forward Flexion (FF) and External Rotation (ER), proved to be totally better in the EP group at mid-term, while at long term only the FF remained superior. For small and medium tear, no differences were discovered in tendon healing, while for large tear TP obtained better results. TP showed superiority in the function outcome also [34]. Littlewood et al analyzed 12 RCT, including 819 patients with an average age of 58.1, reporting no significant differences between the two protocols in terms of function and retear rates [35]. Longo et al underlined that EP obtained better results in external rotation at 3 and 6 months, while at 24 months the result was the same of TP. No differences were found in retear rate [36]. The review by Longo et al focused on retear rates after rotator cuff surgery, showing no statistically difference among the different period of immobilization [37]. In the systematic review by Matlak et al only 13 studies focused on the protocols' different outcomes, showing similar long-term results achieved with both early and delayed mobilization. Following the literature, EP may decrease the risk of stiffness and quickly improve the ROM, while TP should reduce the risk of retear. Furthermore, the early isometric loading in the EP can reduce pain: the authors sustained that the stimulation of scar and tendon may contribute to improve this outcome [38]. Mazuquin et al found no differences between the two protocols concerning pain, function, and tendon healing; otherwise, they noticed a better short-term and long-term ROM, especially regarding: shoulder flexion at six weeks, three-six months and one year follow-up, abduction at six weeks follow-up, external rotation at three-six months follow-up, internal rotation at six weeks, three-six months follow-up [12]. In Saltzman et al work, eight studies showed with a high level of evidence that EP can let the patient achieve an extended ROM up to 1 year, but it may result in greater retear rates [39]. Silveira et al found that patients who early started active shoulder movement after rotator cuff repair had greater shoulder range of motion in an initial stage, but the long-term results are comparable. However, the group differences did not appear to be clinically important, and rotator cuff integrity was similar [40]. The findings of the review by Thomson et al, which included 706 patients with an average age of 58.1 years, suggest that may not exist a better rehabilitation protocol, so the EP and the TP are comparable [41]. Gallagher et al analyzed 8 RCT, finding that the EP may provide an initial improvement in ROM and function, but the outcome at one year is similar to the one obtained with the TP. Furthermore, the EP may sustain a major risk of retear in larger tears [42]. Chang et al stated that the EP could reduce the postoperative stiffness but in larger tears may not guarantee a correct healing [43]. The systematic review by Chan et al didn’t identify any difference in outcome for function, ROM and recurrency of tear [44]. Shen et al couldn’t prove that EP could represent a higher risk of tendon healing. Secondly, they found out that shoulder ROM in the EP was faster regained [45].
Huang et al found in the EP group a better achievement in ROM and shoulder function but the early rehabilitation may increase the risk of retear and bad tendon healing. In the EP, pain outcome was better in the first weeks of treatment, but no differences were found at six or twelve months follow up [46]. The five studies included in the Riboh et al review show that the EP achieves a better short-term and long-term result for ROM after small and medium tears repair while no difference in retear rate is proved among the two protocols [47]. Kluczynski et al focused on the effect of passive ROM exercises after rotator cuff repair, finding some interesting differences regarding tendon healing linked to the tear size; with the early protocol, risk of retear is lower for tears smaller than three centimeters but it appears to be higher for tears larger than five centimeters [48]. Finally, Kluczynski et al evaluated the effect of starting active ROM exercises in two different times of rehabilitation protocol, reporting that EP had negative effects on tendon healing when applied in patients with rotator cuff tears smaller than three centimeters and larger than five centimeters [49].

4. Discussion

Since the aim of this umbrella review was to examine the effectiveness of post-surgical rotator cuff repair rehabilitation protocol (early or traditional), we decided to divide the discussion into three main points: pain, functional recovery, and risk of retear.

4.1. Pain

Most of the included systematic reviews showed that there was no significant difference in pain relief between the early rehabilitation and traditional rehabilitation protocols [35,40,42]. However, one study reported that early mobilization might lead to moderate better pain relief in the short term [46], while long-term pain relief (about 3-4 months after surgery) was comparable between the two protocols. Since pain can often arise from postoperative shoulder stiffness, early protocol may be a helpful rehabilitation technique to prevent the stiffness deriving from shoulder immobilization. On the other hand, an early isometric loading and stimulation of tendon and scars (as realized with EP) may represent another mechanism for pain reduction. These findings suggest that early protocol after shoulder surgery can obtain better result, at least in a short-term period.

4.2. Functional Recovery

Functional recovery, concerning range of motion, strength, and quality of life, was one of the key aspects examined in this review. The findings showed that early rehabilitation protocols might provide quicker improvements in range of motion [32,33,34,39,40,42,43] particularly in the first 6 months after surgery. This faster recovery represents an advantage as it may lead to a rapid return to normal daily life and can also impact quality of life as the patient can return to working activities and social activities. However, some studies report that these advantages in ROM might not persist in the long term [42,43]: basically, it means that EP may provide a faster initial recovery, but the ultimate outcome would be similar between the two protocols. Regarding other functional scores, such as the Constant-Murley Shoulder Score and the American Shoulder and Elbow Surgeons (ASES) score, there is no consistent evidence to suggest that early or delayed rehabilitation protocols provide significantly better outcomes [12,35,37,39,40,41,42,44]. In terms of strength, most of the included studies suggested no significant differences between EP and TP [12,39,40]. Only the review by Matlak et al showed improvements in external rotation strength using an EP [38]. Anyway, it remains essential to customize the timing and progression of strengthening exercises on the patient's needs, also considering the subsequent therapy response.

4.3. Risk of Retear

Risk of retear represents a crucial disadvantage in early rehabilitation protocols, as stated in some of the analyzed systematic reviews [32,33,34,37,38,39,43]. On the contrary, other studies reported no significant differences in recurrence rates between the two rehabilitation approaches [12,36,39,44,47]. The main factor influencing the risk of retear seems to be the size of the tear: patients with 3 to 5 centimeters and 5 or more-centimeters tear sizes undergoing EP rehabilitation are those with a higher risk of recurrency among the total [33,42,43]. Only Kluczynski et al found a higher risk for patients in the EP group with rupture < 3cm when repaired with trans-osseous and single-row suture anchor techniques [49]. A possible explanation for the increased risk of retear in EP could be found in the early mobilization and loading of the repaired tendon, which might compromise the healing process. On the other hand, the traditional protocol allows the tendon to heal in a longer time before starting active movements, reducing the risk of retear. In some cases, a conservative approach might be suitable for patients with large tears and a higher risk of retear, while early rehabilitation could be better for patients with smaller tears who are seeking a quicker return to their daily activities. Additionally, specific exercises and therapy characteristics employed in each protocol may also impact the results. Another important factor to consider is the recovery time: the patient may incur in hospitalization-related diseases if the recovery period is extended, and the patient himself may feel disadvantaged if he does not return to normal activities immediately. This suggests that the EP can be useful in reducing the recovery time and the derived expenses.

5. Conclusions

This umbrella review showed that both early and delayed rehabilitation protocols after arthroscopic rotator cuff repair surgery could provide adequate pain relief and functional recovery. Early rehabilitation protocols generally lead to better short-term ROM outcomes and strength improvement, potentially. However, these advantages may not persist in the long term. The fastest recovery provided by the EP may bring to a reduction of the costs of medical assistance for both patient and medical system. Risk of recurrence remains a concern for early rehabilitation, particularly for large injuries; clinicians should carefully consider the patient's individual characteristics, injury severity and specific therapy modalities when determining the most appropriate rehabilitation protocol after rotator cuff repair. Based on the information collected, the only patient-related characteristic that might be able to guide the choice between the two protocols could be the size of the lesion. More comparisons based on other patient characteristics, such as age, gender and occupation, would be useful to define increasingly personalized and effective rehabilitation protocols. Further research is needed to establish the most effective rehabilitation strategies for different patients and injury characteristics.

Author Contributions

Conceptualization, T.P. and M.M.; methodology, F.A.; software, M.C.; validation, S.C., E.M. and F.P.; formal analysis, M.C.; investigation, G.S.; resources, A.B.; data curation, M.P.; writing—original draft preparation, S.C.; writing—review and editing, F.A.; visualization, M.M.; supervision, T.P.; project administration, M.P.; funding acquisition, none. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

In this study no data was reported.

Acknowledgments

None

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Flowchart,.
Figure 1. Flowchart,.
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