Preprint Article Version 1 Preserved in Portico This version is not peer-reviewed

Gearbox Fault Diagnosis Based on Optimized Stacked Denoising Auto Encoder and Kernel Extreme Learning Machine

Version 1 : Received: 28 April 2023 / Approved: 4 May 2023 / Online: 4 May 2023 (05:16:18 CEST)

A peer-reviewed article of this Preprint also exists.

Wu, Z.; Yan, H.; Zhan, X.; Wen, L.; Jia, X. Gearbox Fault Diagnosis Based on Optimized Stacked Denoising Auto Encoder and Kernel Extreme Learning Machine. Processes 2023, 11, 1936. Wu, Z.; Yan, H.; Zhan, X.; Wen, L.; Jia, X. Gearbox Fault Diagnosis Based on Optimized Stacked Denoising Auto Encoder and Kernel Extreme Learning Machine. Processes 2023, 11, 1936.

Abstract

In a complex working environment, the fault signal of the gearbox is greatly affected by the outside world, and fault feature recognition is difficult, so the fault diagnosis accuracy is difficult to meet the expected requirements. To solve this problem, this paper proposes a gearbox fault diagnosis method based on an optimized stacked denoising auto encoder (SDAE) and kernel extreme learning machine (KELM). Firstly, the Particle Swarm Optimization algorithm in Adaptive Weight (SAPSO) was adopted to optimize the SDAE network structure, and the number of hidden layer nodes, learning rate, noise addition ratio and iteration times were adaptively obtained to make SDAE obtain the best network structure. Then, the best SDAE network structure was used to extract the deep feature information of weak faults in the original signal. Finally, the extracted fault features are fed into KELM for fault classification. Experimental results show that, compared with existing commonly used methods of fault diagnosis, the fault diagnosis model proposed in this paper can reduce the influence of noise in the original signal can better learn the deep-level features in the original signal and has higher diagnosis accuracy, faster diagnosis speed and good generalization in fault diagnosis.

Keywords

self-adaptive weighted particle swarm optimization algorithm; stacked denoising automatic encoder; kernel extreme learning machine; gearbox; fault diagnosis

Subject

Engineering, Mechanical Engineering

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