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Proof the Collatz Conjecture in Binary Strings

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19 May 2023

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19 May 2023

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Abstract
The following is the Collatz Conjecture: Suppose we begin with a positive number, multiply it by 3 and add 1 if it is odd, and divide it by 2 if it is even. Then continue doing this as long as you can. Will it matter where you start, whether you end up at the number 1? The Collatz conjecture has been studied for around 85 years. We transform the Collatz function from decimal to binary, then use the binary string's character to prove the Collatz conjecture. In addition, we use mathematics to give another interpretation to chaos, which is the ultimately periodic positive integer sequence.
Keywords: 
;  ;  ;  

MSC:  11B25; 11B83; 03D20

1. Introduction

The Collatz Conjecture, also known as the Collatz conjecture, 3 x + 1 mapping, Ulam conjecture, Kakutani’s problem, Thwaites conjecture, Hasse’s algorithm, or Syracuse problem [1], is one of the unsolved problems in mathematics. Paul Erdos (1913-1996) commented on the intractability of the 3 x + 1 problem [2], stating that "Mathematics is not ready for those problems yet".
The Collatz Conjecture states that, for any positive integer x, if x is even, divide it by 2; if x is odd, multiply it by 3 and add 1. Repeating this process continuously leads to the conjecture that no matter which number is initially chosen, the result will always reach 1 eventually.

2. A table and its algebraic expression

We employ the notations found in [6] and provide the following description of a Collatz function:
T ( n ) = 3 n + 1 , if n is odd number , n 2 if n is even number .
Let N denote the set of positive integers. For n N , and k = 0 , 1 , 2 , 3 , , T 0 ( n ) and T k + 1 ( n ) denote n and T ( T k ( n ) , respectively. Concerning the behavior of the iteration of the Collatz function, for any integer n, there must exist an integer r such that
T r ( n ) = 1 .
The reduced Collatz function [7,8] is an alternate form of the Collatz function that translates one odd number to the next odd number, so that only odd numbers are included in the Collatz sequence. We use a table that has been modified from the tables in [7], which is the process for iterating the Collatz function (1) on n. For instance, if n = 117 , the table is as follows.
Line 0 117 3 5 2 15 · 117
Line 1 117→ 352→ 176→ 88→ 44→ 22→ 11 3 4 2 15
Line 2 11→ 34→ 17 3 3 2 10
Line 3 17→ 52→ 26→ 13 3 2 2 9
Line 4 13→ 40→ 20→ 10→ 5 3 2 7
Line 5 5→ 16→ 8→ 4→ 2→ 1 1 2 4
Line 6 1→ 4→ 2→ 1
The table’s unique feature is that the first and last numbers in each row are all odd numbers. If x is the first odd number, then y in the same row can be represented by the formula
y = 3 x 2 r + 1 2 r ,
where r is the number of the arrows from the even number to last odd number in the same row. For instance, for the table on n = 117 , there are the following,
Line 1 suppose v = 117 , there is the expression 3 2 5 · v + 1 2 5 = 11 = u ,
Line 2 suppose u = 11 , there is the expression 3 2 · u + 1 2 = 17 = z ,
Line 3 suppose z = 17 , there is the expression 3 2 2 · z + 1 2 2 = 13 = y ,
Line 4 suppose y = 13 , there is the expression 3 2 3 · y + 1 2 3 = 5 = x ,
Line 5 suppose x = 5 , there is the expression 3 2 4 · x + 1 2 4 = 1 ,
Line 6 suppose a = 1 , there is the expression 3 2 2 a + 1 2 2 = a = 1 .
Substitute the expression in line 1 into the expression in line 2, we obtain
3 2 · ( 3 2 5 · v + 1 2 5 ) + 1 2 = 3 2 2 6 · v + 3 2 6 + 1 2 = z
We substitute this expression into the expression in line 3, get
3 2 2 · ( 3 2 2 6 · v + 3 2 6 + 1 2 ) + 1 2 2 = 3 3 2 8 · v + 3 2 2 8 + 3 2 3 + 1 2 2 = y
Using the same method, i.e., the composite function of the reduced Collatz function, we get the following expressions,
3 2 3 · y + 1 2 3 = 3 2 3 · ( 3 3 2 8 · v + 3 2 2 8 + 3 2 3 + 1 2 2 ) + 1 2 3 = 3 4 2 11 · v + 3 3 2 11 + 3 2 2 6 + 3 2 5 + 1 2 3 = x
3 2 4 · x + 1 2 4 = 3 5 2 15 · v + 3 4 2 15 + 3 3 2 10 + 3 2 2 9 + 3 2 7 + 1 2 4 = 1
Thus, we have an algebraic expression
T 20 ( 117 ) = 3 5 2 15 · 117 + 3 4 2 15 + 3 3 2 10 + 3 2 2 9 + 3 2 7 + 1 2 4 = 1
Proposition 1.
For positive integers i , j , k , l , and l k , l k 1 , , l 1 , if i > j , then there is a recurrence relation
T i ( n ) = 3 k 2 l T j ( n ) + 3 k 1 2 l k + + 3 2 2 l 3 + 3 2 l 2 + 1 2 l 1
where k + l = i j , and l l k l k 1 l 1 . This is the associativity of the composite function of the reduced Collatz functions.
For example, there are
T 3 ( 97 ) = 3 2 2 · 97 + 1 2 2 = 73
T 18 ( 97 ) = 3 7 2 11 · 97 + 3 6 2 11 + 3 5 2 9 + 3 4 2 7 + 3 3 2 6 + 3 2 2 5 + 3 2 2 + 1 2 = 107
We can get the algebraic expression about the Collatz function,
T 26 ( 97 ) = 3 3 2 5 · T 18 ( 97 ) + 3 2 2 5 + 3 2 4 + 1 2 2 = 3 10 2 16 · 97 + 3 9 2 16 + 3 8 2 14 + 3 7 2 12 + 3 6 2 11 + 3 5 2 10 + 3 4 2 7 + 3 3 2 6 + 3 2 2 5 + 3 2 4 + 1 2 2 = 91 .
The powers of 2 in the denominator are the sum of the numbers of arrows after the even numbers to the end of the line and the power of 2 in its next line. We can see that in the last column of the table from the last row to the first row, the powers of 3 are 0, 1 , 2 , 3 , in the numerator successively.
Example 1.
When the Collatz function is iterated for n=7, we obtain the following sequence: 7 22 11 34 17 52 26 13 40 20 10 5 16 8 4 2 1 .
If we utilize the iteration of the reduced Collatz function, we get the following table and algebraic expression:
7→ 22→ 11 3 5 2 11 · 7 3 4 2 11
11→ 34→ 17 3 3 2 10
17→ 52→ 26→ 13 3 2 2 9
13→ 40→ 20→ 10→ 5 3 2 7
5→ 16→ 8→ 4→ 2→ 1 1 2 4
T 16 ( 7 ) = T ( 5 , 11 , 7 ) = 1 2 4 + 3 2 7 + 3 2 2 9 + 3 3 2 10 + 3 4 2 11 + 3 5 2 11 · 7 = 1 .

3. The ultimately periodic sequence and a Diophantine Equation

If a k is the first odd number in a table of the Collatz function applied to number n, the formula 3 a k + 1 2 r , can be used to represent the last odd number in the same row. Thus one obtains a recurrenc relation of the Collatz function,
3 a k + 1 2 r = a k + r + 1 .
This yields the Collatz function’s sequence { a k } k = 0 , which we will refer to as the ultimately periodic sequence [9,10].
For any given positive iteger number n, by the iteration
a 0 = n a k = T ( a k 1 ) , for k > 0
one obtains a positive integer sequence a = { a i } i = 0 + , where T ( · ) is the Collatz function. Thus we give another notation about the Collatz conjecture is:
Conjecture 1.
For any n Z + , there exists a positive integer η ( a ) Z + , such that sequence a i = a i + 3 , for i η ( a ) . In other words, the sequence a = { a i } i = 0 + must be an ultimately periodic sequence, and its preperiod η ( S ) must be the smallest nonnegative integer such that the subsequence { a i } i η ( S ) is periodic { 4 , 2 , 1 } .
Example 2.
For a 0 = 5 , one obtains the ultimately periodic sequence, { 5 , 16 , 8 , 4 , 2 , 1 , 4 , 2 , 1 , 4 , 2 , 1 , } , its preperiod η ( S ) = 3 , and its periodic is { 4 , 2 , 1 } .
Example 3.
For S 0 = 7 , one obtains the ultimately periodic sequence, { 7 , 22 , 11 , 34 , 17 , 52 , 26 , 13 , 40 , 20 , 10 , 5 , 16 , 8 , 4 , 2 , 1 , 4 , 2 , 1 , 4 , 2 , 1 , } , its preperiod η ( S ) = 14 , and its periodic also is { 4 , 2 , 1 } .
We can get a Diophantine Equation from the relation (6)
3 x + 1 = 2 r y
where x and y are any positive odd numbers, r is any positive integer. We have the root: x = y = 1 , r = 2 ,
x = 4 k 1 3 , y = 1 , r = 2 k . for k = 1 , 2 , 3 , , and the other roots are the every row in the table of the Collatz sequence.
As it turns out, if the ring over which the sequence is defined is finite, then the sequence is guaranteed to eventually repeat [10]. This give us a new approach to proof the Collatz Conjecture. We use the division of 2 and multiplication of 3 and addition 1 in binary format get a ring, Thus proof the Collatz Conjecture.
According (6), there are three cases:
(i) a k = a k + r + 1 , this implies that, r = 2 , a k = 1 , a k + 1 = 4 , a k + 2 = 2 ;
(ii) a k > a k + r + 1 , this implies that r > 2 and a k > 1 ;
(iii) a k < a k + r + 1 , this implies that r = 1 .
For (i), there is an iteration (6), for (ii) and (iii), there is a algebraic expression (5) equals to 1 .

4. Numerical example

Applying the Collatz function on 9, 23, 15, 17, 61, 397 respectively, one obtains the following algebraic expressions,
T 19 ( 9 ) = T ( 6 , 13 , 9 ) = 1 2 4 + 3 2 7 + 3 2 2 9 + 3 3 2 10 + 3 4 2 11 + 3 5 2 13 + 3 6 2 13 · 9 = 1 ,
T 15 ( 23 ) = T ( 4 , 11 , 23 ) = 1 2 4 + 3 2 9 + 3 2 2 10 + 3 3 2 11 + 3 4 2 11 · 23 = 1 ,
T 17 ( 15 ) = T ( 5 , 12 , 15 ) = 1 2 4 + 3 2 9 + 3 2 2 10 + 3 3 2 11 + 3 4 2 12 + 3 5 2 12 · 15 = 1 ,
T 12 ( 17 ) = T ( 3 , 9 , 17 ) = 1 2 4 + 3 2 7 + 3 2 2 9 + 3 3 2 9 · 17 = 1 ,
T 19 ( 61 ) = T ( 5 , 14 , 61 ) = 1 2 4 + 3 2 9 + 3 2 2 10 + 3 3 2 11 + 3 4 2 14 + 3 5 2 14 · 61 = 1 .
T 16 ( 397 ) = T ( 5 , 11 , 397 ) = 1 2 4 + 3 2 7 + 3 2 2 9 + 3 3 2 10 + 3 4 2 11 + 3 5 2 17 + 3 6 2 20 + 3 7 2 20 · 397 = 1 ,
For the formula
T ( 6 , 14 , 18 ) = 1 2 4 + 3 2 7 + 3 2 2 9 + 3 3 2 10 + 3 4 2 11 + 3 5 2 13 + 3 6 2 14 · 18 = 1 ,
we rewrite it as an integer equation,
3 6 · 18 + 3 5 · 2 + 3 4 · 2 3 + 3 3 · 2 4 + 3 2 · 2 5 + 3 · 2 7 + 2 10 = 2 14 .
To calculate the power of 3 and the value of 18 using powers of 2,
3 = 2 + 1 3 2 = 2 3 + 1 3 3 = 2 4 + 2 3 + 2 + 1 3 4 = 2 6 + 2 4 + 1 3 5 = 2 7 + 2 6 + 2 5 + 2 4 + 2 + 1 3 6 = 2 9 + 2 7 + 2 6 + 2 4 + 2 3 + 1 18 = 2 4 + 2
substituting these expressions into the left-hand side of the above equation, one obtains,
3 6 · 18 + 3 5 · 2 + 3 4 · 2 3 + 3 3 · 2 4 + 3 2 · 2 5 + 3 · 2 7 + 2 10 = ( 2 9 + 2 7 + 2 6 + 2 4 + 2 3 + 1 ) · ( 2 4 + 2 ) + ( 2 7 + 2 6 + 2 5 + 2 4 + 2 + 1 ) · 2 + ( 2 6 + 2 4 + 1 ) · 2 3 + ( 2 4 + 2 3 + 2 + 1 ) · 2 4 + ( 2 3 + 1 ) · 2 5 + ( 2 + 1 ) · 2 7 + 2 10 ,
and get the value 2 14 which is equal to the right value of the equation.

5. Convert an integer number from decimal to binary

Be inspired by the above, we use binary to rewrite the Collatz function (1) as the following formulas (14). We denote a binary number, which is a string of 0s and 1s, as n = ( 1 × × ) 2 , where × is either 1 or 0, e.g. 3 = ( 11 ) 2 ,
T ( n ) = ( 11 ) 2 · ( 1 × × 1 ) 2 + 1 = ( 1 × × × 10 0 ) 2 , if n is odd number , ( 1 × × 10 00 ) 2 ( 10 ) 2 = ( 1 × × 10 0 ) 2 , if n is even number .
When n is an odd number, as shown in Figure 1, if x , y , and z are all bits 0 or 1, the result value T ( n ) in binary string grows to the left by appending bits 10 or 1, and the penultimate bit x does not change as the penultimate bit x in the binary string of number n.
Figure 1. The Collatz function performs on odd number growing to the left by appending 10 or 1. The last bit must be 0 and the penultimate bit does not change.
Figure 1. The Collatz function performs on odd number growing to the left by appending 10 or 1. The last bit must be 0 and the penultimate bit does not change.
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When n is an even number, the result value of Collatz function T ( n ) is discarding the trailing zero, and the result value of the reduced Collatz function is discarding all r trailing zeroes, and r is also the number of zeroes in trailing of the binary string in the second columns.
We give the iteration of the Collatz function for 7 = ( 111 ) 2 , 67 = ( 1000011 ) 2 in binary as the following two tables.
111→ 10110→ 1011 3 5 2 11 · 7 3 4 2 11
1011→ 100010→ 10001 3 3 2 10
10001→ 110100→ 11010→ 1101 3 2 2 9
1101→ 101000→ 10100→ 1010→ 101 3 2 7
101→ 10000→ 1000→ 100→ 10→ 1 1 2 4
1000011→ 11001010→ 1100101 3 7 2 19
1100101→ 100110000→ 10011000→ 1001100→ 100110→ 10011 3 6 2 18
10011→ 111010→ 11101→ 3 5 2 14
11101→ 1011000→ 101100→ 10110→ 1011 3 4 2 13
1011→ 100010→ 10001→ 3 3 2 10
10001→ 110100→ 11010→ 1101 3 2 2 9
1101→ 101000→ 10100→ 1010→ 101 3 2 7
101→ 10000→ 1000→ 100→ 10 1 1 2 4
1
T 27 ( 67 ) = T ( 8 , 19 , 67 ) = 1 2 4 + 3 2 7 + 3 2 2 9 + 3 3 2 10 + 3 4 2 13 + 3 5 2 14 + 3 6 2 18 + 3 7 2 19 + 3 8 2 19 · 67 = 1
Example 4.
For10027=(10011100101011) 2 , we manipulate the iteration of the Collatz function in binary as the following table and the algebraic expression, we only concentrate the first two columns in binary string.
10027=(10011100101011) 2 (111010110000010) 2 3 30 2 61 · 10027 3 29 2 61
15041=(11101011000001) 2 (1011000001000100) 2 3 28 2 60
11281=(10110000010001) 2 (1000010000110100) 2 3 27 2 58
8461=(10000100001101) 2 (110001100101000) 2 3 26 2 56
3173=(110001100101) 2 (10010100110000) 2 3 25 2 53
595=(1001010011) 2 (11011111010) 2 3 24 2 49
893=(1101111101) 2 (101001111000) 2 3 23 2 48
335=(101001111) 2 (1111101110) 2 3 22 2 45
503=(111110111) 2 (10111100110) 2 3 21 2 44
755=(1011110011) 2 (100011011010) 2 3 20 2 43
1133=(10001101101) 2 (110101001000) 2 3 19 2 42
425=(110101001) 2 (10011111100) 2 3 18 2 39
319=(100111111) 2 (1110111110) 2 3 17 2 37
479=(111011111) 2 (10110011110) 2 3 16 2 36
719=(1011001111) 2 (100001101110) 2 3 15 2 35
1079=(10000110111) 2 (110010100110) 2 3 14 2 34
1619=(11001010011) 2 (1001011111010) 2 3 13 2 33
2429=(100101111101) 2 (1110001111000) 2 3 12 2 32
911=(1110001111) 2 (101010101110) 2 3 11 2 29
1367=(10101010111) 2 (1000000000110) 2 3 10 2 28
2051=(100000000011) 2 (1100000001010) 2 3 9 2 27
3077=(110000000101) 2 (10010000010000) 2 3 8 2 26
577=(1001000001) 2 (11011000100) 2 3 7 2 22
433=(110110001) 2 (10100010100) 2 3 6 2 20
325=(101000101) 2 (1111010000) 2 3 5 2 18
61=(111101) 2 (10111000) 2 3 4 2 14
23=(10111) 2 (1000110) 2 3 3 2 11
35=(100011) 2 (1101010) 2 3 2 2 10
53=(110101) 2 (10100000) 2 3 2 9
5=(101) 2 (10000) 2 1 2 4
T 91 ( 10027 ) = 1 2 4 + 3 2 9 + 3 2 2 10 + 3 3 2 11 + 3 4 2 14 + 3 5 2 18 + 3 6 2 20 + 3 7 2 22 + 3 8 2 26 + 3 9 2 27 + 3 10 2 28 + 3 11 2 29 + 3 12 2 32 + 3 13 2 33 + 3 14 2 34 + 3 15 2 35 + 3 16 2 36 + 3 17 2 37 + 3 18 2 39 + 3 19 2 42 + 3 20 2 43 + 3 21 2 44 + 3 22 2 45 + 3 23 2 48 + 3 24 2 49 + 3 25 2 53 + 3 26 2 56 + 3 27 2 58 + 3 28 2 60 + 3 29 2 61 + 3 30 2 61 · 10027 = 1
The ultimately periodic sequence of the sequence of the Collatz, its preperiod η ( S ) = 89 , and its periodic also is { 4 , 2 , 1 } .

6. The character of a binary string

The Collatz function iteration was applied to its binary string of a positive integer number (14), and we highlight its properties below. The research papers on this subject can be found in [6,7]. "A full description of how a bit string’s length will change under application of the reduced Collatz map has yet to appear in the literature⋯, this article provides a way to tell, by inspection, the change in length that a bit string will incur under the reduced Collatz map." Here, we’ll describe the change caused by the application of the reduced Collatz function (3) ( r 1 ) or Collatz function ( r = 1 ) in binary format, along with an inspection of the change.
We shall discuss the table’s horizontal and vertical aspects in binary string.

6.1. The row character

i ) As illustrated in Figure 1, we compare the first binary string of odd number a k and the second binary string of even number 3 a k + 1 in every line. The Collatz function 3 a k + 1 in binary grows to the left of the binary string a k by appending one bit 1 or two bits 10, the last bit must be 0, and the penultimate bit does not change, let x , y and z in the binary string be 0 or 1.
if a k = ( 100 x 1 ) 2 , then 3 a k + 1 = ( 11 x 0 ) 2 , or
if a k = ( 11 y x 1 ) 2 , then 3 a k + 1 = ( 10 z x 0 ) 2 .
i i ) The last binary string is created by discarding all trailing zeroes (one or more integers) from the second column even number in binary string.

6.2. The first column character

The binary string is concentrated in the first column of the table. We concentrate the sub-binary string (which is make of bit 1 and sepereted by at least one bit 0), s 1 = ( 1111 ) , which is to the right of the binary string, a k = ( 1 01 1 ) 2 on the ith line. From top to bottom of the table, and sub-binary string, s 2 = ( 11 11 ) , which is in the following line, ( i + 1 ) -th, the binary string, a k + r = ( 1 01 1 ) 2 . Let s 1 have the length l ( s 1 ) and s 2 have the length l ( s 2 ) .
For positive m > 1 , if l ( s 1 ) = m , then l ( s 2 ) = m 1 , and the next must be l ( s 3 ) = m 2 , and so on, to 1, i.e., l ( s t ) = 1 correspondingly, a k < a k + r < < a t .
When l ( s 1 ) = 1 , then l ( s 2 ) = 1 or l ( s 2 ) = h > 1 , correspondingly, a k > a k + r .
The last line in the table must be 1.

6.3. Hard number

I coined the term hard number to describe the last odd number that any integer can reach before it becomes 4 k , which appears in the sequence of the Collatz function and has 2 k trailing zeroes, its formula is
a k = 4 k 1 3 = ( 101 101 101 ) 2 , a k + 1 = 4 k = 2 2 k = ( 10 0 ) 2 , a 3 k + 1 = 1 .
where in the binary string ( 101 101 101 ) 2 , which has k 1s. The first hard numbers are: 1 = ( 1 ) 2 , 5 = ( 101 ) 2 , 21 = ( 10101 ) 2 , 85 = ( 1010101 ) 2 , 341 = ( 101010101 ) 2 , 1365 = ( 10101010101 ) 2 , 5461 = ( 1010101010101 ) 2 , .
A hard number is in the last second line in the table of the Collatz sequenc.

6.4. Proof the Collatz conjecture

The character shows everything from the tables 10027 and 63 in [7]. As a result of this section, we may provide a universal approach for proving the Collatz conjecture.
For any positive integer n, the sequence of the iteration under the Collatz function (6), is the first column in the table, by the character in row of that growing in the left by appending 10 or 1, discarding all trailing more than two zeroes to make the sequence shrink to a hard number and eventually reach 1, which means that for any positive integer n, the algebraic expression (5) must exist.
Thus, for any positive integer n, there exists an ultimately periodic series resulting from iteration of the Collatz function (6), and the Diophantine equations (7) must have finite roots.
Claim 1.
We give the statement "period three implies chaos" [3] another interpretation: for positive integer n, the sequence of the Collatz is an ultimately periodic sequence, its preperiod η ( n ) is an related-to n positive, and the least period ρ ( n ) = 3 .

7. Conclusions

We transform the Collatz function from decimal to binary, then use the binary string’s character to prove the Collatz conjecture. In addition, we use mathematics to give another interpretation to chaos, which is the ultimately periodic positive integer sequence.

Acknowledgments

Gansu Province Educational Technology Innovation Project, No. 2022A13.

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