Table 1.2 shows the summary of the recommendations, their strength, and the certainty in the evidence of effects according to the GRADE system. The following are the detailed recommendations, rationale, and related attributes:
4.1. Recommendations
Decision criteria and additional considerations
The CKD Task Force noted that hyperkalemia and progression of CKD (decrease in GFR) were known complications of antihypertensive medications and that the recommendation did not apply to children with advanced CKD who are not receiving dialysis in view of the increased risk of hyperkalemia in this population. They recommended that serum potassium levels be monitored 7-10 days after initiation of therapy and—in addition to GFR and albuminuria—during annual check-ups (more frequently in CKD stages G3b-G5).
Evidence summary
The literature search for the KDIGO 2021 Clinical Practice Guideline for the Management of Blood Pressure (BP) in CKD [
8] identified one open-label RCT evaluating the effectiveness of enalapril compared to no enalapril [
24]. Our update search conducted in October 2021 found no additional studies for inclusion.
Benefits and harms
The included RCT of 41 children aged 2 to 18 years, with GFR between 15-60 mL/min/1.73 m2 compared enalapril at 0.4 mg/kg /day versus no enalapril [
24]. The evidence is very uncertain about the effect of enalapril on kidney failure (relative risk [RR], 0.45; 95% confidence interval [CI], 0.13-1.50; very low certainty in the evidence of effects]. At 12 months, the study found no difference in the rate and speed of GFR decline (mL/min/1.73 m2) (mean difference [MD], -1.2; 95% CI, -4.05 - 1.65; very low certainty in the evidence of effects) but a significantly greater mean proteinuria (urine protein/creatinine [mg/mg]) reduction with enalapril (MD, -1.13; 95% CI -1.82 - -0.44; very low certainty in the evidence of effects). Systolic (mmHg) (MD, -0.6; 95% CI -1.12 - 0.08; very low certainty in the evidence of effects) and diastolic blood pressure (mmHg) (MD, -0.64; 95% CI -1.10 - 0.18; very low certainty in the evidence of effects) over the study period were significantly lower with enalapril. The RCT did not evaluate all-cause or cardiovascular mortality, cardiovascular morbidity, doubling serum creatinine, acute kidney injury, left ventricular hypertrophy, or encephalopathy. The CKD Task Force concluded that the balance between desirable and undesirable effects probably favors the use of antihypertensive agents.
Certainty in the evidence
We rated the overall certainty in the evidence of effects as very low based on the lowest certainty in the evidence for the critical outcomes, owing to very serious risk of bias, and serious imprecision of the estimates.
Values
A nominal group technique SONG-Kids study [
25] cited in the 2021 KDIGO guideline [
8] aimed to identify important outcomes for young people with CKD and their caregivers. It reported that both children with kidney disease and their caregivers rated kidney function as an important outcome, and blood pressure control was also rated as an important outcome by caregivers. The guideline’s Work Group noted that most patients would value these clinical benefits despite the inconvenience and potential risk of side effects from blood pressure management. The CKD Task Force concluded that due to the insufficient evidence there was possibly important uncertainty about how much people value the main outcomes, so input about their preferences would need to be sought from individual patients or caregivers before initiation of therapy.
Resource use and cost-effectiveness
We did not identify direct evidence on resource requirements for blood pressure treatment but received information from the Saudi Health Technology Agency – Ministry of Health about cost per package of antihypertensive agents (see Cost table in the Appendices of Document S1). A microsimulation model applied to SPRINT showed that intensive blood pressure control prevented cardiovascular disease events and prolonged life regardless of whether benefits were reduced after 5 years or persisted for the patient’s remaining lifetime, at levels below the willingness-to-pay thresholds (51 to 79% below the threshold of
$50000 per quality-adjusted life-years and 76 to 93% below the threshold of
$100000 per quality-adjusted life-years) [
26].
The 2021 KDIGO Work Group [
8] noted that in particular when treating patients with CKD (G1–G4, A2) where the indication for antihypertensive therapy was not strong, consideration should be given to the clinical impact on the patient and the costs of starting RASi, including the need for additional clinic visits and lab testing. The CKD Task concluded that blood pressure treatment probably leads to moderate savings as the costs of antihypertensive agents were low compared with those of future complications of CKD, they might prevent such as prevention of future KT or dialysis, as well as possible improvement in future quality of life. They also judged that cost-effectiveness probably favored the intervention given the indirect evidence from the cost-effectiveness study [
26].
Other contextual factors
Equity: We did not identify direct evidence to address equity for this question. The CKD Task Force concluded that given Saudi Arabia’s comprehensive health coverage, there would probably be no disadvantages associated with the use of antihypertensive treatment in children with CKD on equity from implementing the recommendation.
Acceptability: We did not identify direct evidence to address acceptability for this question. The CKD Task Force used their collective experience with antihypertensive therapy to judge that this pharmacological therapy was acceptable to stakeholders in Saudi Arabia, such as providers and decision-makers.
Feasibility: We did not identify direct evidence to address feasibility for this question. The CKD Task Force judged that there was no reason to suspect differences in feasibility regarding the availability of antihypertensive treatments in Saudi Arabia.
Implementation: The 2021 KDIGO guideline [
8] reported that implementing ABPM for monitoring the treatment of hypertension is challenging [
27]. For instance, blood pressure monitors are not always available when needed; they require time from a parent or other adult to return the monitor to the clinic; they are expensive; and in certain situations, there is a low probability of finding elevated blood pressure using ABPM, such as children with clinic blood pressure at <25th percentile.
For additional details, refer to the relevant EtD framework and SoF table in the full CPG document (Supplementary material, Document S1).
Research needs for recommendation 1
The 2021 KDIGO guideline listed as research recommendation to ascertain when antihypertensive medications should be initiated, and identify the best blood pressure measurement technique and setting to define hypertension and blood pressure targets for pediatric CKD patients [
8]. The CKD Task Force did not add any further research needs and pointed out the difficulties of performing large RCTs in the pediatric population.
Decision criteria and additional considerations
The RASi used commonly in Saudi Arabia include ACEi and ARBs, whereas non-RASi drug classes include beta blockers, calcium channel blockers (CCBs) and aldosterone antagonists.
Evidence summary
The literature search for the KDIGO 2021 Clinical Practice Guideline for the Management of Blood Pressure (BP) in CKD [
8] identified 3 RCTs with a total of 330 participants comparing beta blockers vs RASi [
28,
29,
30] and 5 RCTs with a total of 2,992 participants comparing CCBs vs RASi [
31,
32,
33,
34]. Our update search conducted in October 2021 found 1 additional RCT with 269 participants comparing non-RASi vs ramipril (35).
Benefits and harms
Betablockers compared with RASi results in no difference in cardiovascular mortality (RR, 0.67; 95% CI, 0.11-3.90; low certainty in the evidence of effects), corresponding to 57 fewer events (102 fewer to 17 more); cardiovascular morbidity (RR, 0.59; 95% CI, 0.28-1.22; low certainty in the evidence of effects), corresponding to 70 fewer events (122 fewer to 37 more), kidney failure (RR, 1.84; 95% CI, 0.94-3.62; low certainty in the evidence of effects), corresponding to 162 fewer events (12 fewer to 504 more), systolic blood pressure (MD, 2.12; 95% CI, -6.70 – 10.94; low certainty in the evidence of effects); and proteinuria (n/M) (RR, 1.27; 95% CI, 0.31-5.19; low certainty in the evidence of effects), corresponding to 64 more events (165 fewer to 1000 more). The evidence also suggests that betablockers compared to RASi results in a slight increase in diastolic blood pressure (MD, 1.93; 95% CI, 1.32 – 2.53; low certainty in the evidence of effects; and may result in a reduction in hyperkalemia and hyperkalemia (OR, 0.26; 95% CI, 0.08-0.89.; low certainty in the evidence of effects), corresponding to 57 fewer more events (72 fewer to 8 fewer).
Calcium Channel Blockers compared with RASi may result in no difference in cardiovascular mortality, (RR, 1.05; 95% CI, 0.81-1.38; low certainty in the evidence of effects), corresponding to 4 more events (14 fewer to 27 more); cardiovascular morbidity, (RR, 0.93; 95% CI, 0.61-1.42; low certainty in the evidence of effects), corresponding to 2 more events (12 fewer to 13 more); systolic blood pressure, (MD, 0.32; 95% CI, -5.34 - 5.97; low certainty in the evidence of effects); diastolic blood pressure, (MD, -1.33; 95% CI, -4.51 - 1.85; low certainty in the evidence of effects); eGFR change from baseline (MD, 0.02; 95% CI, -0.33 – 0.37; low certainty in the evidence of effects); proteinuria assessed as g/g creatinine (MD, 0.08; 95% CI, -1.42 - 1.58; low certainty in the evidence of effects); and proteinuria assess as g/24 (OR, 4.33; 95% CI, 0.71-26.53; low certainty in the evidence of effects), corresponding to 266 more events (35 fewer to 670 more).
Non RASi compared with RASi (ramipril) may result in no difference in cardiovascular mortality (RR, 1.97; 95% CI, 0.98-3.96; low certainty in the evidence of effects), corresponding to 76 more events (2 fewer to 233 more); cardiovascular morbidity, (RR, 0.54; 95% CI, 0.10-2.91; low certainty in the evidence of effects), corresponding to 13 fewer events (26 fewer to 55 more); and hyperkalemia (OR, 1.10; 95% CI, 0.54-2.2; low certainty in the evidence of effects), corresponding to 11 more events (55 fewer to 118 more) [
28,
29,
31,
32,
33,
34,
35]. No other critical outcomes were reported in the body of evidence [
8]. The CKD Task Force concluded that based on the available evidence, the balance between desirable and undesirable effects probably favors RASi.
Certainty in the evidence
We rated the overall certainty in the evidence of effects as low based on the lowest certainty in the evidence for the critical outcomes, owing to serious risk of bias, and very serious imprecision of the estimates.
Values
We did not identify primary studies addressing the relative importance of the outcomes for this question. In the opinion of the 2021 KDIGO Work Group [
8], most well-informed patients with CKD and severely increased albuminuria would place emphasis on preventing cardiovascular outcomes in addition to preventing CKD progression despite the inconvenience and potential risk of side effects from blood pressure management. The CKD Task Force judged that this also applied to adults in Saudi Arabia and that there was probably no important variability in patients’ values and preferences.
Resource use and cost-effectiveness
We did not identify direct evidence on resource requirements for blood pressure treatment but received information from the Center of Health Technology Assessment – Ministry of Health about cost per package of antihypertensive agents (see Cost table in Supplementary material, Document S1). The 2021 KDIGO Work Group [
8] noted that in particular when treating patients with CKD (G1–G4, A2) where the indication for antihypertensive therapy was not strong, consideration should be given to the clinical impact on the patient and the costs of starting RASi, including the need for additional clinic visits and lab testing. The CKD Task Force discussed the issue of immediate costs (cost of antihypertensive agents), considering possible long-term savings such as prevention of future KT or dialysis, as well as possible improvement in future quality of life. They noted that blood pressure treatment led to moderate savings as the costs of antihypertensive agents were low compared with those of future complications of CKD they might prevent and concluded that cost-effectiveness probably favored the comparison. This, added to the fact that average cost of RASi is lower than non-RASi, would favor the recommendation.
Other contextual factors
Equity: We did not identify direct evidence to address equity for this question. The CKD Task Force concluded that in view of Saudi Arabia’s comprehensive health coverage, there would probably be no disadvantages associated with the use of antihypertensive treatment in adults with CKD on equity from implementing the recommendation.
Acceptability We did not identify direct evidence to address acceptability for this question. The CKD Task Force used their collective experience with antihypertensive therapy in Saudi Arabia to judge that this pharmacological therapy was acceptable to stakeholders in Saudi Arabia, such as providers and decision-makers.
Feasibility: We did not identify direct evidence to address feasibility for this question.
Implementation: We did not identify direct evidence to address implementation for this question.
For additional details, please refer to the relevant EtD framework and SoF table in the full CPG document (Supplementary material, Document S1).
Research needs for recommendation 2
The 2021 KDIGO Guideline identified as research needs the undertaking of adequately powered RCT to evaluate cardiovascular and kidney effects of ARB versus dihydropyridine CCB among patients with KT [
8]. Also, since RASi in patients with CKD G3–G4, A1 and A2 with or without diabetes have not been adequately studied, future studies should examine if RASi, in the presence or absence of other reno-protective agents such as SGLT2 inhibitors and glucagon-like peptide-1 (GLP-1) receptor agonists, provide kidney, cardiovascular, and survival benefits to this important subgroup [
8]. Finally, there is insufficient evidence on the role of diuretics as first line therapy for the treatment of high blood pressure in patients with CKD. Therefore, it would be helpful to clarify the role of diuretics as initial therapy in this population [
8].
The NICE Guideline, identified as research need understanding the clinical effectiveness of RASi in patients with CKD older than 75 years [
12].
Decision criteria and additional considerations
Based on the available evidence and in line with the KDIGO 2021 Clinical Practice Guideline for the Management of Blood Pressure (BP) in CKD [
8], the CKD Task Force suggests targeting 24-hour MAP <50th percentile for intensive blood pressure control. Please see section 7.2 for additional details on measuring blood pressure in children.
Evidence summary
The literature search for the 2021 KDIGO guideline [
8] identified one RCT compared intensive blood pressure control (targeting 24-hour MAP <50th percentile of normal children) versus standard blood pressure control (targeting 24-hour MAP 50th-99th percentile of normal children) [
36]. Our update search conducted in October 2021 found no additional studies for inclusion.
Benefits and harms
The included RCT (the “Effect of Strict Blood Pressure Control and ACE Inhibition on the Progression of CKD in Pediatric Patients” (ESCAPE) trial of 385 children aged 3 to 18 years) showed that intensive blood pressure control significantly slowed CKD progression (time to a decline of 59% in GFR, progression to ESKD), with no statistically significant difference in the type or incidence of adverse events or rates of withdrawal [
36]. Children with glomerular disorders, GFR <45 ml/min per 1.73 m2, and PCR >1.5 g/g (150 mg/mmol) seemed to benefit the most.
The evidence suggests that intensive blood pressure does not reduce mortality (RR, 0.34; 95% CI, 0.01-8.39; low certainty in the evidence of effects); this corresponds to 3 fewer (5 fewer to 38 more) death per 1000 patients based on a baseline risk of 0.5%, and 220 fewer (331 fewer to 1000 more) per 1000 patients based on a baseline risk of 33.4% from observational data (ref). There is no difference in decreasing kidney failure (RR, 0.67; 95% CI, 0.41-1.10; low certainty in the evidence of effects), corresponding to 57 fewer events (102 fewer to 17 more); systolic blood pressure (MD, -2.00; 95% CI, -4.97- 0.97; low certainty in the evidence of effects); and diastolic blood pressure (MD, -1.0; SD, -3.7 - 1.7; low certainty in the evidence of effects). Intensive blood pressure may reduce glomerular filtration rate slightly (MD, -1.4; 95% CI, -2.79 - 0.00; low certainty in the evidence of effects). Mean Targeting the intensified blood pressure control required a larger number of antihypertensive agents than the conventional target, and systolic blood pressure (SBP) was found to be higher in the group of participants with higher blood pressure targets. The study was not powered for and did not demonstrate statistically significant effects for all-cause mortality or kidney failure. Neither did it report data on other critical outcomes such as cardiovascular mortality, cardiovascular morbidity, doubling serum creatinine, acute kidney injury, proteinuria, or left ventricular hypertrophy. The CKD Task Force concluded that the balance between desirable and undesirable effects probably favored intensive blood pressure control.
Certainty in the evidence
We rated the overall certainty in the evidence of effects as low based on the lowest certainty in the evidence for the critical outcomes, owing to serious risk of bias, and serious imprecision of the estimates.
Values
We did not identify primary studies evaluating the values and preferences of patients (or their families / caregivers) for this question. The SONG-Kids study cited in the 2021 KDIGO guideline [
8] reported that both children with kidney disease and their caregivers rated kidney function as an important outcome, and blood pressure control was also rated as an important outcome by caregivers [
25]. In the judgment of the Work Group, most patients would value the clinical benefits associated with intensive blood pressure control despite the inconvenience and potential risk of harms associated with it (such as multiple medications, more frequent dosing, possible adverse events if dehydrated, and the burden of monitoring with 24-hour ABPM. Patients for whom medication burden or the burden of ABPM monitoring are particularly important concerns may be more inclined not to follow this recommendation. The CKD Task Force concluded that in the absence of direct evidence there was possibly important uncertainty about how much people value the main outcomes, so input about their preferences would need to be sought from individual patients or caregivers before initiation of intensive blood pressure control.
Resource use and cost-effectiveness
We did not identify direct evidence on resource requirements for blood pressure treatment but received information from the Saudi Health Technology Agency about cost per package of antihypertensive agents (see Cost table in Appendix 14.9). Indirect evidence from a cost-effectiveness study determining the lifetime health benefits and health care cost of intensive versus standard blood pressure management in adults suggests that intensive blood pressure is cost-effective [
26].The 2021 KDIGO Work Group [
8] judged that the potential benefits associated with ABPM outweighed the costs and inconvenience associated with its implementation. Patients and families in areas where ABPM is less affordable will be less inclined to follow this recommendation and may choose to use clinic-based auscultatory blood pressure monitoring instead.
Other contextual factors
Equity: We did not identify direct evidence to address equity for this question. The CKD Task Force concluded that given Saudi Arabia’s comprehensive health coverage, there would probably be no disadvantages associated with the use of antihypertensive treatment in children with CKD on equity from implementing the recommendation.
Acceptability: We did not identify direct evidence to address acceptability for this question. The ESCAPE trial suggests that lower blood pressure targets are usually acceptable to patients and health care providers [
36]. The CKD Task Force used their collective experience with antihypertensive therapy in Saudi Arabia to judge that this pharmacological therapy was acceptable to stakeholders in Saudi Arabia, such as providers and decision-makers.
Feasibility: We did not identify direct evidence to address feasibility for this question.
Implementation: The 2021 KDIGO guideline [
8] reported that implementing ABPM for monitoring the treatment of hypertension is challenging [
27]. For instance, blood pressure monitors are not always available when needed; they require time from a parent or other adult to return the monitor to the clinic; they are expensive; and there are certain situations where there is a low probability of finding elevated blood pressure by ABPM such as children with clinic blood pressure at <25th percentile.
For additional details, please see the EtD framework and SoF table in (Supplementary material, Document S1).
Research needs for recommendation 3
The research need identified in the source guideline, and accepted by the CKD Task Force, was the undertaking of RCTs that define targets for treatment when ABPM cannot be obtained repeatedly, for example, with home-based or office-based auscultatory or oscillometric blood pressure, with kidney disease progression and cardiovascular disease as outcomes [
8]. The CKD Task Force also noted that there was insufficient evidence about the effects of intensive lowering blood target compared to higher blood pressure target in children with CKD.
The CKD Task Force considers there is a need for developing and conducting new RCTs to justify blood pressure targets, and that also includes assessment of outcomes that do not yet provide evidence and to make the data available to other countries. They also describe the need to set up a National Research Center that collects all the research done in Saudi Arabia and to encourage independent research centers of each university to exchange information and prevent wastage of research and duplication of efforts.
Additional considerations
Evidence summary
The 2021 KDIGO guideline [
8] identified nine RCTs (37; 39; 39; Ku et al., 2017; Pahor et al., 1998; 35; Sarnak et al., 2005) and conducted a meta-analysis comparing the effects of introducing intensive (SBP <120 mm Hg) versus standard (SBP <140 mm Hg) blood pressure target on blood pressure control in adults with CKD. Our update search conducted in October 2021 found no additional studies for inclusion.
Benefits and harms
Intensive blood pressure targets likely reduces mortality (RR, 0.85; 95% CI, 0.76-0.96; moderate certainty in the evidence of effects), corresponding to 17 fewer events per 1000 patients (27 fewer to 4 fewer), kidney failure (RR, 0.90; 95% CI, 0.82-0.99; moderate certainty in the evidence of effects), corresponding to 18 fewer events (32 fewer to 2 fewer), SBP (MD, -8.12; SD, -13.13 - -3.1; moderate certainty in the evidence of effects), DBP (MD, -4.30; SD, -6.46 - -2.15; moderate certainty in the evidence of effects), and hyperkalemia (RR, 1.34; 95% CI, 1.01-1.78; low certainty in the evidence of effects), corresponding to 20 more events (1 more to 4 more (37; 39; Ku et al., 2017; Pahor et al., 1998; 35; Sarnak et al., 2005; The SPRINT Research Group, 2015). There is no difference between intensive blood pressure targets compared to standard blood pressure targets on cardiovascular mortality (RR, 0.96; 95% CI, 0.44-2.08; low certainty in the evidence of effects), corresponding to 1 fewer event (15 fewer to 29 more) cardiovascular morbidity (RR, 0.89; 95% CI, 0.73-1.09; low certainty in the evidence of effects), corresponding to 26 fewer events (63 fewer to 21 more), and eGFR change from baseline (MD, 1.60; 95% CI, -0.72 - 3.92; low certainty in the evidence of effects) [
36,
37,
38,
39,
40]. None of the included studies had reported information on doubling serum creatinine, acute kidney injury left ventricular hypertrophy and encephalopathy.
Certainty in the evidence
We rated the overall certainty in the evidence of effects as low based on the lowest certainty in the evidence for the critical outcomes, owing to very serious risk of bias, and serious imprecision of the estimates.
Values
We did not find primary evidence addressing the relative importance of the outcomes for this question. In the opinion of the 2021 KDIGO Work Group, most well-informed patients with CKD and severely increased albuminuria would place emphasis on preventing cardiovascular outcomes in addition to preventing CKD progression despite the inconvenience and potential risk of side effects from blood pressure management. The CKD Task Force concurred that this also applied to adults in Saudi Arabia and that there was probably no important variability in patients’ values and preferences.
Resource use and cost-effectiveness
We did not identify direct evidence on resource requirements for blood pressure treatment but received information from the Saudi Health Technology Agency about cost per package of antihypertensive agents (see Cost table in Appendix 14.9). The 2021 KDIGO Work Group [
8] noted that in particular when treating patients with CKD (G1–G4, A2) where the indication for antihypertensive therapy was not strong, consideration should be given to the clinical impact on the patient and the costs of starting RASi, including the need for additional clinic visits and lab testing. The CKD Task Force discussed the issue of immediate costs (cost of antihypertensive agents), considering possible long-term savings such as prevention of future KT or dialysis, as well as possible improvement in future quality of life. They noted that overall, blood pressure treatment led to moderate savings as the costs of antihypertensive agents were low compared with those of future complications of CKD they might prevent and concluded that cost-effectiveness probably favored the intervention.
Other contextual factors
Equity: We did not identify direct evidence to address equity for this question. The CKD Task Force concluded that given Saudi Arabia’s comprehensive health coverage, there would probably be no disadvantages associated with the use of antihypertensive treatment in children with CKD on equity from implementing the recommendation.
Acceptability We did not identify direct evidence to address acceptability for this question. The CKD Task Force used their collective experience with antihypertensive therapy in Saudi Arabia to judge that this pharmacological therapy was acceptable to stakeholders in Saudi Arabia, such as providers and decision-makers.
Feasibility: We did not identify direct evidence to address feasibility for this question.
Implementation: We did not identify direct evidence to address implementation for this question.
For additional details, please see the EtD framework and SoF table in (Supplementary material, Document S1).
Research needs for recommendation 4
The 2021 KDIGO guideline listed as research recommendation adequately powered RCTs to evaluate cardiovascular and kidney effects of targeting SBP <120 mm Hg versus <130 mm Hg SBP among patients with KTs [
8]. Also, the undertaking of RCTs comparing treatment based on ABPM or HBPM versus standardized office blood pressure measurements. Treatment based on ABPM or HBPM includes not treating patients with “white-coat” hypertension, not intensifying treatment for the “white-coat” effect, treatment of masked hypertension, and intensifying treatment for masked uncontrolled hypertension.
Finally, information is needed on how patient values and preferences influence decisions related to blood pressure-lowering therapy. This would be an ideal topic for the Standardized Outcomes in Nephrology (SONG) initiative [
8].
Additional considerations
The NICE guideline [
20] recommended to start assessment for KRT or conservative management at least one year before therapy was likely to be required, including for patients with a failing KT.
Evidence summary
The NICE guideline [
20] included one retrospective cohort study involving 3,014 participants comparing early and late nephrologist referral [
41]. Our update search conducted in October 2021 found no additional studies for inclusion addressing this clinical question.
Benefits and harms
Early referral compared to late referral may reduce mortality at 90 days (RR, 0.67; 95% CI, 0.60-0.76; very low certainty in the evidence of effects], corresponding to 115 fewer events per 1000 patients (140 fewer to 84 fewer), but there is no difference on mortality from 91 days to 1 year (RR, 0.07; 95% CI, 0.84-1.13; very low certainty in the evidence of effects), corresponding to 8 fewer events (45 fewer to 37 more). However, the evidence is very uncertain [
41]. The study did not report any other critical outcomes such as patient/family/caregiver health related quality of life, impact late referral rates, pre-emptive transplantation rates, proportion of patients receiving KRT after assessment, symptom scores, cognitive impairment, growth, malignancy, or adverse events. The NICE committee noted that when considering the timing of referral for assessment, allowing sufficient time to prepare for KRT needs to be balanced with minimizing referral of those that will never receive it.
Certainty in the evidence
We rated the overall certainty in the evidence of effects as very low based on the lowest certainty in the evidence for the critical outcomes, owing to very serious risk of bias, and serious imprecision of the estimates. The NICE committee [
20] and CKD Task Force also noted that referral to a nephrologist is only a proxy for the full multidisciplinary assessment required. Whereas a nephrology referral may happen for a variety of reasons other than assessment for KRT (such as investigating the etiology of the condition and actions to treat and monitor the condition, and preserve renal function), the assessment for KRT often requires transfer of patient care from an individual nephrology consultant-led review to a multidisciplinary review. This usually follows recognition that the person with kidney disease has reached a stage that requires planning of how to manage the progressive nature of their condition, and the multidisciplinary team is needed to cover all aspects of the person’s care and future care plans.
Values
We did not find primary evidence addressing the relative importance of the outcomes for this question. Patient representatives and advocates presenting at the KDIGO Controversies Conference on Early Identification & Intervention in CKD in October 2019 expressed a strong belief that patients prefer earlier CKD screening and diagnosis [
42]. They also emphasized that the decisions concerning age to initiate testing, the frequency of repeat testing and time to forgo or end testing should be personalized based on risk factors, preferences, and life expectancy. A systematic review found that hemodialysis had the lowest utility value (ranging from 0.44 to 0.72), with higher utility value for PD (ranging from 0.53 to 0.81), and the highest utility value calculated for KT (ranging from 0.57 to 0.90) [
20,
43].
Resource use and cost-effectiveness
We did not identify primary studies addressing the resources required to manage CKD patients with KRT.
Cost of condition: CKD affects about 10 percent of the population worldwide, with over 2 million people worldwide reported to have ESKD [
44]. In higher-income countries, treatment costs are enormous: a 2010 report from the United Kingdom (UK) National Health Service estimates its annual CKD spending at £1.45 billion, more than half of which was for KRT [
45]. Australia has estimated it will spend over
$12 billion on ESKD patients through 2020 [
46]. At the same time, KRT remains entirely unaffordable to the majority of ESKD patients in low- and middle-income countries throughout the world, with over 1 million people dying annually from lack of treatment [
47].
Cost of interventions: According to a report estimating unit and annual cost for KTs in the UK, the initial assessment clinic costs include annual cost per patient £2,537 (Saudi Riyals [SAR] 13,137), and annual expenditure of £6,421,018 (SAR 33,238,174). A study conducted at a Saudi dialysis center assessed the health services cost of hemodialysis based on data gathered over 3.5 years [
48]. The mean total cost per hemodialysis session came to US
$297 (1,114 SAR), and the mean total cost of dialysis per patient per year was US
$46,332 (173,784 SAR). Another study conducted in Saudi Arabia compared medical cost of transplantation following desensitization versus maintenance hemodialysis over a 4-year period [
49]. The average annual cost of medical care per transplant patient was US
$133,291, US
$14,233, US
$5,536, and US
$4,402 in the first, second, third, and fourth year respectively. The average 4-year actual total cost per patient was significantly lower in the KT group compared to the hemodialysis group (US
$210,779 vs US
$317,186.3; p=0.017). A systematic review evaluating dialysis cost in low and middle-income countries found the annual cost per patient for hemodialysis to be lower compared to PD (ranging from international dollars (Int
$) 3,424 to Int
$ 42,785 with hemodialysis vs Int
$ 7,974 to Int
$ 47,971 with PD) [
50]. The main cost drivers for hemodialysis were direct medical cost (especially drugs and consumables) and dialysis solutions and tubing for PD. A systematic review of cost-effectiveness of KRT modalities also reported that KT was the most cost-effective KRT modality, but that PD was more cost-effective than hemodialysis [
43]. Most studies suggested that KT held a dominant position over hemodialysis and PD in terms of both lower costs and higher effectiveness. Five studies suggested that increased uptake of KT and PD by new ESKD patients would reduce costs and improve health outcomes or would be more cost-effective than current practice patterns.
Other contextual factors
Equity: We did not identify direct evidence to address equity or feasibility for this question.
Acceptability: We did not identify direct evidence to address acceptability for this question but found indirect evidence from a study evaluating the implementation of a multidisciplinary care (MDC) clinic for patients with advanced CKD [
51]. The study suggested possible improvement in adherence to CKD intervention targets and good participants’ acceptability of the MDC program consisting of clinical outcomes assessment, self-care advice, and KRT options.
Feasibility: We did not identify direct evidence to address feasibility for this question.
Implementation: The CKD Task Force suggested using doubling serum creatinine as an indicator for early assessment of CKD, especially in the remote areas of Saudi Arabia, where hospital infrastructure and proper laboratory facilities may be limited, and the use of GFR may not be possible.
For additional details, please see the EtD framework and SoF table in (Supplementary material, Document S1).
Research needs for recommendation 5
No research recommendations were reported in the NICE guideline [
20] for this question, and the CKD Task Force did not add any research needs.
Additional considerations
The NICE guideline recommended [
20] to aim to create access via a catheter placed by an open surgical technique around two weeks prior to anticipated start of PD. When planning hemodiafiltration or hemodialysis via an AVF, it recommended to use ultrasound scanning to determine vascular access sites for creating the AVF, and to create the arteriovenous graft (AVG) around 6 months before the anticipated start of dialysis to allow for maturation and to allow for the possibility of the first fistula failing or needed further interventions before use.
Evidence summary
The literature search conducted for the NICE guideline [
20] on early versus late preparation strategy included one RCT [
52] and two non-randomized studies assessing maturation requirements of AVF for hemodialysis [
53,
54]. The RCT compared initiation of PD 1 week vs 2 weeks vs 4 weeks after PD insertion in 122 adults over 18 years of age. One of the observational studies included 14,459 adults >70 years of age and focused on AVF placement one or one-two months before initiation of KRT [
53]. The other study evaluated the time from AVF creation to use <30 days versus >30 days among 414 adults over the age of 18 years [
54]. Our update search conducted in October 2021 found no further studies for inclusion addressing the clinical question.
Benefits and harms
Any late preparation strategy (based on eGFR or by anticipated time to start of KRT) may result in a slight increase in mortality (HR, 1.26; 95% CI, 1.03-1.54; very low certainty in the evidence of effects); AVF failure in hemodialysis access (HR, 1.94; 95% CI, 1.344-2.82; very low certainty in the evidence of effects); leak in PD access between 1 to 4 weeks (RR, 11.56; 95% CI, 1.57-85.42; low certainty in the evidence of effects), corresponding to 258 more events (14 more to 1000 more); and leak in PD access between 1 to 2 weeks (RR, 2.96; 95% CI, 1.03-8.53; low certainty in the evidence of effects), corresponding to 187 more events (3 more to 717 more).
The evidence suggests that any late preparation strategy (based on eGFR or by anticipated time to start of KRT) results in no difference in modality failure in PD access between 1 to 4 weeks (RR, 0.15; 95% CI, 0.02-1.17; low certainty in the evidence of effects), corresponding to 145 fewer events (167 fewer to 29 more); infections in PD access between 1 to 4 weeks (RR, 5.26; 95% CI, 0.64-43.00; low certainty in the evidence of effects), corresponding to 104 more events (9 fewer to 1000 more); modality failure in PD access between 1 to 2 weeks (RR, 1.08; 95% CI, 0.07-16.63; low certainty in the evidence of effects), corresponding to 2 more events (22 fewer to 372 more); infections in PD access between 1 to 2 weeks (RR, 5.38; 95% CI, 0.66-44.07; low certainty in the evidence of effects), corresponding to 104 more events (8 fewer to 1000 more); modality failure in PD access between 2 to 4 weeks (RR, 0.14; 95% CI, 0.02-1.08; low certainty in the evidence of effects), corresponding to 147 fewer events (167 fewer to 14 more); infections in PD access between 2 to 4 weeks (RR, 0.98; 95% CI, 0.66-15.09; low certainty in the evidence of effects), corresponding to 0 fewer events (23 fewer to 344 more), and leak in PD access between 2 to 4 weeks (RR, 3.90; 95% CI, 0.46-33.48; low certainty in the evidence of effects), corresponding to 71 more events (13 fewer to 792 more).
Certainty in the evidence
We rated the overall certainty in the evidence of effects as very low based on the lowest certainty in the evidence for the critical outcomes, owing to very serious risk of bias, and serious imprecision of the estimates.
Values
We did not identify primary studies addressing the relative importance of the outcomes for this question. Indirect evidence from a systematic review found that patients highly value the benefits of hemodialysis, PD, and KT [
43]. Hemodialysis had the lowest utility value (ranging from 0.44 to 0.72), with higher utility value for PD (ranging from 0.53 to 0.81), and the highest utility value calculated for KT (ranging from 0.57 to 0.90). In seven of the nine studies included in the review, KT utility was higher than PD utility, and PD utility was higher than hemodialysis utility. In two of the nine studies, KT utility was higher than PD and hemodialysis utility, with PD and hemodialysis utility being equal. One study suggested that conflicting results of utility valuations existed among different valuation methods. For example, continuous ambulatory PD patients’ European Quality of Life five-dimension scale (EQ-5D) scores were higher than those of center hemodialysis patients, while continuous ambulatory PD patients’ Standard Gamble and Time Trade-Off scores were lower than those of center hemodialysis patients.
Resource use and cost-effectiveness
We did not identify primary studies addressing the resources required to manage CKD patients with KRT.
Cost of interventions: According to a report estimating unit and annual cost for KT in the UK, the initial assessment clinic costs include annual cost per patient £2,537 (SAR 13,137), and annual expenditure of £6,421,018 (SAR 33,238,174). A study conducted at a Saudi dialysis center assessed the health services cost of hemodialysis based on data gathered over 3.5 years [
48]. It found that the mean total cost per hemodialysis session came to US
$297 (1,114 SAR), and the mean total cost of dialysis per patient per year was US
$46,332 (173,784 SAR). Another study conducted in Saudi Arabia compared medical cost of transplantation following desensitization versus maintenance hemodialysis over a 4-year period [
48]. The average annual cost of medical care per transplant patient was US
$133,291, US
$14,233, US
$5,536, and US
$4,402 in the first, second, third, and fourth year respectively. The average 4-year actual total cost per patient was significantly lower in the KT group compared to the hemodialysis group (US
$210,779 vs US
$317,186.3; p=0.017). A systematic review evaluating dialysis cost in low and middle-income countries found the annual cost per patient for hemodialysis to be lower compared to PD (ranging from international dollars (Int
$) 3,424 to Int
$ 42,785 with hemodialysis vs Int
$ 7,974 to Int
$ 47,971 with PD) [
50]. It reported that the main cost drivers for hemodialysis were direct medical cost (especially drugs and consumables) and dialysis solutions and tubing for PD. A systematic review of cost-effectiveness of KRT modalities also reported that KT was the most cost-effective KRT modality but that PD was more cost-effective than hemodialysis [
43]. Most studies suggested that KT held a dominant position over hemodialysis and PD in terms of both lower costs and higher effectiveness. Five studies suggested that increased uptake of KT and PD by new ESKD patients would reduce costs and improve health outcomes or would be more cost-effective than current practice patterns.
Other contextual factors
For additional details, please see the EtD framework and SoF table in (Supplementary material, Document S1).
Research needs for recommendation 6
With regard to research needs, the CKD Task Force identified:
The timing of creating percutaneous and laparoscopic PD access for different KRT options.
The clinical and cost-effectiveness of initial hemodialysis versus initial peritoneal dialysis for people who start dialysis in an unplanned approach.
The best timing for transplant listing for those on KRT considering transplantation.
The CKD Task Force also accepted the following research needs listed in the NICE guideline [
20]: What is the most clinical and cost-effective strategy for timing of preemptive transplantation, and what is the optimum timing of listing for transplantation?
Additional considerations
This recommendation is in line with NICE guidance to ask patients throughout the course of KRT and conservative management about any symptoms they have, explore whether their symptoms are due to CKD, their treatment or another cause, and to explain the likely cause of the symptoms to the patient (and/or family/caregivers) including how well treatment may be expected to control them. Patients may feel uncomfortable talking about some symptoms (for example sexual dysfunction) and may not associate them with CKD or its treatment.
Evidence summary
The literature search conducted for the NICE guideline on symptom recognition did not find any studies on the effectiveness of symptom identification but reported thirty-four qualitative studies on symptoms reported by patients and caregivers [
20]. Twenty-eight of these explored the views of adult patients on KRT. One study provided the views of adolescent patients; four studies focused on the views of patients and caregivers on KT, and one study dealt with views of parents whose children were on KRT or considering KRT. Twenty-nine studies conducted in-depth semi-structured interviews with transcripts analyzed using a phenomenological reduction or thematic analysis. Four studies used focus group sessions, while one study conducted an open-ended survey distributed online. Our update search conducted in October 2021 found two additional observational studies using a survey and questionnaires to capture the views of patients undergoing hemodialysis to explore symptom experiences and symptom clusters respectively [
58,
59].
Benefits and harms
The qualitative review reported in the NICE guideline identified no critical themes but symptoms or the impact of symptoms. The major symptoms identified were fatigue, breathlessness, pain, depression, immobility, itching, nausea, anxiety, cognitive fluctuations, dizziness, insomnia, weakness, weight gain and infection. The two studies identified on update of evidence also delineated gastrointestinal, musculoskeletal, neurological, irritation of skin, depression, sleep disturbances and anemia as important symptoms.
Certainty in the evidence
We rated the overall certainty in the evidence of effects as very low based on the lowest certainty in the evidence for the critical outcomes, owing to methodological limitations and concerns regarding adequacy for the assessment of outcomes.
Values
We did not identify direct evidence to address the relative importance of the outcomes for this question.
Resource use and cost-effectiveness
We did not identify direct evidence to address resources use and cost-effectiveness for this question.
Other contextual factors
Equity: We did not identify direct evidence to address equity for this question.
Acceptability: We did not identify direct evidence to address acceptability for this question. However, we found indirect evidence on acceptability from a study evaluating the implementation of a MDC clinic for patients with advanced CKD [
49]. The study suggested possible improvement in adherence to CKD intervention targets and good participants’ acceptability of the MDC program consisting of clinical outcomes assessment, self-care advice, and KRT options.
Feasibility: We did not identify direct evidence to address feasibility for this question.
Implementation: We did not identify direct evidence to address implementation for this question.
For additional details, please see the EtD framework and SoF table in (Supplementary material, Document S1).
Research needs for recommendation 7
No research recommendations were reported in the NICE guideline [
20] for this question, and the CKD Task Force did not add any research needs.
Additional considerations
The NICE guideline [
20] noted that the decision when to start KRT should consider the patient’s presence and severity of uremic symptoms (refractory pruritus, and nausea and vomiting, in particular in the morning) and fluid overload (edema, weight gain, and breathlessness), preference, biochemistry, and eGFR, and made on an individual basis. Some patients may prefer an agreed starting point based on eGFR but may need dialysis before this because symptoms are affecting normal daily activities. On the other hand, some patients with slowly progressing CKD may not recognize and report symptoms that indicate that dialysis is needed. It is important to establish whether more general symptoms such as fatigue and depression are due to uremia or not, and to discuss their impact on daily life.
Evidence summary
The literature search conducted for the NICE guideline [
20] identified three studies—one RCT and two non-randomized study—addressing this question [
60,
61,
62]. The RCT known as the IDEAL trial was conducted across 32 centers in New Zealand and Australia among 828 adults with CKD (including patients with a failing transplant) and compared planned initiation of dialysis with eGFR 10-14 mL/min/1.73m
2 (early start) versus with eGFR 5-7 mL/min/1.73m
2 (late start) [
61]. The first non-randomized study was a cohort study with 671 adults aged 18 and older who had their first pre-emptive transplant between 1984 and 2006 [
60]. The second study evaluated the records of 4,046 adults who had undergone a living donor KT as initial form of KRT [
62]. Our update search conducted in October 2021 found two additional retrospective cohort studies among children (<18 years of age), with one study [
64] including 2,963 children from 21 European countries and the other [
63] evaluating 15,170 children who started KRT between 1995 and 2015.
Benefits and harms
For hemodialysis or PD, early preparation compared with late preparation may result in no difference in mortality based on eGFR (RR, 1.04; 95% CI, 0.87-1.24; low certainty in the evidence of effects), corresponding to 15 more events (48 fewer to 88 more); mortality in age <18 years (HR, 1.25; 95% CI, 0.96-1.64; very low certainty in the evidence of effects); growth <18 years (MD, -0.03; 95% CI, -0.15 - 0.09; very low certainty in the evidence of effects); patient, family/caregiver health related quality of life (MD, 0.00; 95% CI, -0.03 - 0.03; very low certainty in the evidence of effects); pre-emptive transplantation rates at age <18 years, (HR, 0.97; 95% CI, 0.89-1.06; very low certainty in the evidence of effects); and adverse events (RR, 0.89; 95% CI, 0.75-1.06; low certainty in the evidence of effects), corresponding to 45 more events (103 fewer to 25 more).
For patients undergoing kidney transplant with an eGFR ≥15ml/min vs <10ml/min, early preparation compared with late preparation may result in no difference in mortality (HR, 1.35; 95% CI, 0.89-2.05; very low certainty in the evidence of effects).
For transplant at eGFR 10 -14.9 ml/min vs <10ml/min, early preparation compared with late preparation may result in no difference in mortality (HR, 0.99; 95% CI, 0.69-1.42; very low certainty in the evidence of effects) [
60,
61,
63,
64]
Certainty in the evidence
We rated the overall certainty in the evidence of effects as very low based on the lowest certainty in the evidence for the critical outcomes, owing to very serious risk of bias, and serious imprecision of the estimates.
Values
We did not identify primary studies addressing the relative importance of the outcomes for this question. Indirect evidence from a systematic review found that patients highly value the benefits of hemodialysis, PD, and KT [
43]. Hemodialysis had the lowest utility value (ranging from 0.44 to 0.72), with higher utility value for PD (ranging from 0.53 to 0.81), and the highest utility value calculated for KT (ranging from 0.57 to 0.90). In seven of the nine studies included in the review, KT utility was higher than PD utility, and PD utility was higher than hemodialysis utility. In two of the nine studies, KT utility was higher than PD and hemodialysis utility, with PD and hemodialysis utility being equal. One study suggested that conflicting results of utility valuations existed among different valuation methods. For example, continuous ambulatory PD patients’ EQ-5D scores were higher than those of center hemodialysis patients, while continuous ambulatory PD patients’ standard gamble (SG) and time tradeoff (TTO) scores were lower than those of center hemodialysis patients.
Resource use and cost-effectiveness
A systematic review of cost-effectiveness of KRT modalities reported that KT was the most cost-effective KRT modality but that PD was more cost-effective than hemodialysis [
43]. Most studies suggested that KT held a dominant position over hemodialysis and PD in terms of both lower costs and higher effectiveness. Five studies suggested that increased uptake of KT and PD by new ESKD patients would reduce costs and improve health outcomes or would be more cost-effective than current practice patterns.
Other contextual factors
Equity: We did not identify direct evidence to address equity for this question.
Acceptability: We did not identify direct evidence to address acceptability for this question.
Feasibility: We did not identify direct evidence to address feasibility for this question.
Implementation: We did not identify direct evidence to address implementation for this question.
For additional details, please see the EtD framework and SoF table in (Supplementary material, Document S1).
Research needs for recommendation 8
The NICE guideline [
20] identified a research need for the following question: What is the most clinical and cost-effective strategy for timing of pre-emptive transplantation? A question raised by the CKD Task Force was whether initiation of dialysis can be delayed safely with aggressive medical management [
68].
Additional considerations
The NICE guideline [
20] recommended to offer a choice of KRT or conservative management (supportive management including symptom and complications control, and advance care planning) to patients who are likely to need KRT, with the decision to be based on individual factors (such as frailty, cognitive impairment and multimorbidity) and patient preference. Especially in the later stages of CKD, patients may decide against KRT. Conservative management is generally (although not always) less appropriate for younger, healthier people, and rarely an option for children.
Evidence summary
The literature search conducted for the NICE guideline [
20] identified one non-randomized study addressing this question. This UK study reviewed the records of 844 patients attending a Nephrology clinic based on data from a hospital database from 1990 – 2008, including 106 patients with KRT and 77 patients with conservative management [
65]. Our update search conducted in October 2021 found no further studies for inclusion addressing the clinical question.
Benefits and harms
The evidence is very uncertain about the effect of any KRT (hemodialysis and/or peritoneal dialysis and/or transplant) on mortality in over 75 years in a follow up period from 1 to 18 years (HR, 0.85; 95% CI, 0.57-1.27; very low certainty in the evidence of effects). Dialysis may result in a slight increase in mortality in over 75 years in a median follow up period of 2 years (HR, 2.94; 95% CI, 1.56-5.53; very low certainty in the evidence of effects) [
65]. There was insufficient evidence on other outcomes such as cognitive impairment, growth, impact late referral rates, patient and caregiver health related quality of life, pre-emptive transplantation rates, proportion receiving KRT after assessment, symptom scores, or adverse events.
Certainty in the evidence
We rated the overall certainty in the evidence of effects as very low based on the lowest certainty in the evidence for the critical outcomes, owing to very serious risk of bias, and serious imprecision of the estimates.
Values
We did not identify primary studies addressing the relative importance of the outcomes for this question.
Indirect evidence suggests patient representatives and advocates described that there is a strong belief that patients overwhelmingly prefer earlier CKD screening and diagnosis and that patient education has the potential to improve self-management and disease prognosis 70 [
8].
One systematic review described the following regarding the relative importance of outcomes and patients’ preferences for hemodialysis, PD, and KT. Patients highly value the benefits of hemodialysis, PD, and KT [
43]. The utility values for hemodialysis ranged from 0.44 to 0.72; for PD from 0.53 to 0.81; for KT from 0.57 to 0.90. In seven of the nine studies, KT utility was higher than PD utility, and PD utility was higher than hemodialysis utility. In two of the nine studies, KT utility was higher than PD and hemodialysis utility, with PD and hemodialysis utility being equal. One study suggests that conflicting results of utility valuations existed among different valuation methods. For example, continuous ambulatory PD patients’ EQ-5D scores were higher than those of center hemodialysis patients, while continuous ambulatory PD patients’ SG and TTO scores were lower than those of center hemodialysis patients [
43].
Resource use and cost-effectiveness
We did not identify primary studies addressing the resources required to manage CKD patients with conservative management or renal replacement therapy.
Cost of interventions: initial assessment clinic has an annual cost per patient of £2,537 (SAR 13,137), and an annual expenditure of £6,421,018 (SAR 33,238,174). The mean total cost per hemodialysis session was calculated as 297 US dollars (USD) (1,114 SAR), and the mean total cost of dialysis per patient per year was 46,332 USD (173,784 SAR) [
48]. One study conducted in Saudi Arabia described that an average annual cost of medical care per patient after transplantation in the first, second, third, and fourth year was USD
$133,291, USD
$14,233, USD
$5,536, and USD
$4,402, respectively. The average 4-year actual total cost per patient was USD
$210,779 and USD
$317,186.3 in the kidney transplant group and the hemodialysis group; respectively (p=0.017) [
49].
In terms of cost-effectiveness, one study assessed the value for money and budget impact of offering hemodialysis as a first-line treatment, or the hemodialysis-first policy, and the PD first policy compared to a supportive care option in patients with ESKD in Indonesia [
66]. The PD-first policy was found to be more cost-effective compared to the hemodialysis-first policy. Budget impact analysis provided evidence on the enormous financial burden for the country if the current practice, where hemodialysis dominates PD, continues for the next five years.
-
Costs:
- ○
-
Life years saved
- ▪
Supportive care option: 0.21
- ▪
PD first option: 5.93
- ▪
Hemodialysis first option: 5.93
- ○
-
Quality-adjusted life years (QALY)
- ▪
Supportive care option: 0.076
- ▪
PD first option: 4.40
- ▪
Hemodialysis first option: 4.34
- ○
-
Incremental cost-effectiveness ratio
- ▪
Supportive care: Not reported
- ▪
PD first option: 193.2 million IDR
- ▪
Hemodialysis first option: 2017.4 million IDR
- ○
-
Cost-effectiveness acceptability
- ▪
At the threshold of willingness to pay 43 million IDR (1 GDP), supportive care was the best option. (probability = 1.00)
- ▪
At willingness to pay >190million IDR, PD first was the most cost-effective option (probability >0.5)
- ▪
Hemodialysis first was not the best cost-effective option at any level of willingness to pay.
A CADTH Review [
67] demonstrated the results from the cost-effectiveness acceptability curve. Supportive care remained the most cost-effective option up to a threshold of <200 million IDR, after which PD first option was the most cost effective. Hemodialysis first option was not the best cost-effective option at any level of willingness to pay (43 million IDR equates roughly to
$4,000 CAD).
Other contextual factors
Equity: We did not identify direct evidence to address equity for this question.
Acceptability: We did not identify direct evidence to address acceptability for this question. However, the included study provided information on the survival of patients who have chosen to forego dialysis and demonstrated that in patients aged >75 years with high extra-renal comorbidity, the survival advantage conferred by KRT over conservative management is likely to be small [
65]. Our update search conducted in October 2021 identified a protocol for a pilot RCT aiming to explore the feasibility and acceptability of Conservative Kidney Management Options and Advance Care Planning Education—COPE, change in communication of preferences and differences in the intervention’s effects on knowledge and communication of preferences by race (Stallings et al., 2021).
Feasibility: We did not identify direct evidence to address feasibility for this question.
Implementation: We did not identify direct evidence to address implementation for this question.
For additional details, please see the EtD framework and SoF table in (Supplementary material, Document S1).
Research needs for recommendation 9
The research needs identified by the NICE guideline [
20], and confirmed by the CKD Task Force, were as follows:
What is the clinical and cost-effectiveness of conservative management versus dialysis in frail, older people? [
20].
Can a CKD Frailty Index be used to inform patient decision-making? [
68].
What would constitute the index—could it be based on the Integrated Palliative Care Outcome Scale (IPOS)-Renal index? [
68] And finally,
Could a CKD Frailty Index be combined with traditional and novel biomarkers and clinical scoring systems (serial assessments of fluid status, nutritional status and/or body composition) to guide initiation of dialysis? [
68]
Additional considerations
The NICE guideline [
20] recommended to offer information on all medically appropriate treatment options when discussing switching KRT modality. Switching treatment modality or stopping KRT should be considered if medically indicated or if the patient (or, where appropriate, the family/caregiver) asks for this, and planned wherever possible. The guideline advised against routinely switching patients on PD to a different modality in anticipation of potential future complications (e.g., encapsulating peritoneal sclerosis) but rather to monitor risk factors (such as loss of ultrafiltration). It recommended to seek specialist advice on the need for switching modality when women become pregnant or wish to become pregnant. The need for a switch in these situations would depend on the adequacy of dialysis, the health of the fetus and the control of urea.
Evidence summary
Neither the literature search conducted for the NICE guideline [
20] nor our update search identified any evidence addressing this question.
Benefits and harms
Insufficient evidence to inform what are the benefits and harms of any particular strategy for transferring between KRT modalities or for discontinuing KRT.
Certainty in the evidence
We did not rate the overall certainty in the evidence of effects for all reported outcomes due to insufficient evidence.
Values
We did not identify primary studies addressing the relative importance of the outcomes for this question. A review summarizing the literature on the transition between different KRT modalities noted that transitioning from one KRT modality to another can have a huge impact on the well-being and lifestyle of patients and their caregivers (INTEGRATED group consists of (in alphabetical order) et al., 2019). One study defined six categories of transitions of care during advanced CKD: (1) transition from non-dialysis-dependent CKD to de novo dialysis therapy; (2) transition from non-dialysis dependent CKD to pre-emptive transplantation; (3) transition among or across dialysis modalities, formats and frequency (hemodialysis to PD or vice versa, in-center to home; (4) transition from dialysis therapy to KT; (5) transition from a gradually failing KT back to dialysis therapy; and (6) transition from any of the above stages to partial or full transitions can be present in patients with CKD (Kalantar-Zadeh et al., 2017). There is uncertainty regarding what factors make patients’ transition and their caregivers’ experiences successful, stressful, or even unsuccessful. Moreover, data are lacking on how patients and their caregivers perceive such a transition, what their ideas and emotions are, and how they cope with them [
68].
Resource use and cost-effectiveness
We did not identify primary studies addressing the resources required and cost-effectiveness to manage CKD patients with KRT. We report indirect evidence regarding the cost of the disease and different CKD interventions.
CKD affects about 10 percent of the population worldwide, including an estimated 1 in 7 adult Americans. In the US, Medicare spending totals more than $64 billion each year to care for Americans with CKD and an additional $34 billion to care for patients with ESKD (Initiative, 2018).
The impact of kidney disease extends well beyond the United States; over 2 million people worldwide have ESKD. In higher-income countries, treatment costs are enormous: a 2010 report from the UK National Health Service estimates its annual CKD spending at £1.45 billion—more than half of which was for KRT [
45]—while Australia has estimated it will spend over
$12 billion on ESKD patients through 2020 [
46]. At the same time, KRT remains entirely unaffordable to the majority of ESKD patients in low- and middle-income countries throughout the world, with over 1 million people dying annually from lack of treatment [
47].
Initial assessment clinic: annual cost per patient £2,537 (SAR 13,137), annual expenditure £6,421,018 (SAR 33,238,174). The mean total cost per hemodialysis session was calculated as 297 US USD (1,114 SAR), and the mean total cost of dialysis per patient per year was 46,332 USD (173,784 SAR) [
48]. One study conducted in Saudi Arabia described that an average annual cost of medical care per patient after transplantation in the first, second, third, and fourth year was US
$133,291, US
$14,233, US
$5,536, and US
$4,402; respectively. The average 4-year actual total cost per patient was US
$210,779 and US
$317,186.3 in the kidney transplant group and the hemodialysis group; respectively (p=0.017) [
49]. One systematic review reported annual costs of hemodialysis and PD in low and middle-income countries. The annual cost per patient for hemodialysis ranged from Int
$ 3,424 to Int
$ 42,785, and PD ranged from Int
$ 7,974 to Int
$ 47,971. Direct medical cost especially drugs and consumables for hemodialysis and dialysis solutions and tubing for PD were the main cost drivers [
50].
In terms of cost-effectiveness, one systematic review directly addresses the cost-effectiveness of different KRT. KT was the most cost-effective KRT modality and PD was more cost-effective than hemodialysis. Most studies suggested that KT held a dominant position over hemodialysis and PD with both lower costs and higher effectiveness. Five studies suggested that increased uptake of KT and PD by new ESKD patients would reduce costs and improve health outcomes or would be more cost-effective than current practice patterns [
43].
Other contextual factors
Equity: We did not identify direct evidence to address equity for this question.
Acceptability: We did not identify direct evidence to address acceptability for this question. Indirect evidence from one study provided information on the survival of patients who have chosen to forego dialysis. The study demonstrated that in patients aged >75 years with high extra-renal comorbidity, the survival advantage conferred by KRT over conservative management is likely to be small [
65].
Feasibility: We did not identify direct evidence to address feasibility for this question.
Implementation: We did not identify direct evidence to address implementation for this question.
Our update search conducted in October 2021 identified a protocol for a pilot RCT aiming to explore the feasibility and acceptability of Conservative Kidney Management Options and Advance Care Planning Education—COPE, change in communication of preferences and differences in the intervention’s effects on knowledge and communication of preferences by race (Stallings et al., 2021).
For additional details, please see the EtD framework and SoF table in (Supplementary material, Document S1).
Research needs for recommendation 10
The NICE guideline [
20] identified the following research need, confirmed by the CKD Task Force: What is the clinical and cost-effectiveness of strategies for switching KRT modality?
The review summarizing the literature on the transition between different KRT modalities (INTEGRATED group consists of (in alphabetical order) et al., 2019) reported a number of unanswered questions related to transition of care in CKD, including whether the transition to KRT and the type and modality of the transition should be selected based on pre-dialysis patient data; regarding the outcome predictability of pre-ESKD conditions with selection of dialysis modality (hemodialysis versus PD), format (in-center versus home), frequency (daily versus infrequent) and vascular access (pre-emptive AVF or PD catheter placement versus no access placement until dialysis starts); regarding what factors make patients’ transition and their caregivers’ experiences successful, stressful, or even unsuccessful; and how patients and their caregivers perceive such a transition, what their ideas and emotions are, and how they cope with them.
Additional considerations
The NICE guideline committee [
20] noted that what is reviewed will vary according to clinical circumstances but may include serum biochemistry, blood pressure and weight. Some reviews will need to be carried out face to face, whereas others can be done remotely. Increasing the frequency of review may allow for faster recognition of deterioration in the health state of patients on KRT and conservative management, and may improve communication, adherence with treatment and the prevention of complications. These benefits must be weighed against the potential harms of treatment burden for the patient and healthcare services, in particular those related to KRT where patients may have many different healthcare contacts and multiple weekly hospital visits due to the severity of their condition and comorbidities.
Transplant: Practice for assessing transplant function can vary between centers but commonly involves eGFR measurement every 3 months and eGFRs being reviewed by the renal team on a 3-6 monthly basis. Children are usually assessed at least every 3 months. The general health of people with a stable KT is typically assessed at least once a year and includes the assessment of cardiovascular risk factors.
Dialysis: In the absence of any evidence, it is difficult to make any specific recommendations about the ideal frequency of review in people on dialysis. Patients receiving in-center dialysis may be reviewed too frequently as it is logistically easy to do.
Conservative management: Frequency of review in this patient group is highly dependent on the prognosis of the patient and stage of treatment. The frequency of review will increase as the person’s condition deteriorates, based on individual circumstances and preferences. Face-to-face review is likely to be particularly important for patients receiving conservative management to assess current functional status.
Evidence summary
Neither the literature search conducted for the NICE guideline [
20] nor our update search identified any evidence addressing this question.
Benefits and harms
Insufficient evidence to inform what are the benefits and harms on how frequently patients on different forms of KRT should be reviewed.
Certainty in the evidence
We did not rate the overall certainty in the evidence of effects for all reported outcomes due to insufficient evidence.
Values
We did not find primary studies addressing the relative importance of the outcomes for this question. Patient representatives and advocates presenting at the KDIGO Controversies Conference on Early Identification & Intervention in CKD in October 2019 expressed a strong belief that patients prefer earlier CKD screening and diagnosis [
42]. They also emphasized that the decisions concerning age to initiate testing, the frequency of repeat testing and time to forgo or end testing should be personalized based on risk factors, preferences, and life expectancy.
One systematic review described the following regarding the relative importance of outcomes and patients’ preferences for hemodialysis, PD, and KT. Patients highly value the benefits of hemodialysis, PD, and KT [
43]. The utility values for hemodialysis ranged from 0.44 to 0.72; for PD from 0.53 to 0.81; for KT from 0.57 to 0.90. In seven of the nine studies, KT utility was higher than PD utility, and PD utility was higher than hemodialysis utility. In two of the nine studies, KT utility was higher than PD and hemodialysis utility, with PD and hemodialysis utility being equal. One study suggests that conflicting results of utility valuations existed among different valuation methods. For example, continuous ambulatory PD patients’ EQ-5D scores were higher than those of center hemodialysis patients, while continuous ambulatory PD patients’ SG and TTO scores were lower than those of center hemodialysis patients [
43].
Resource use and cost-effectiveness
We did not identify primary studies addressing the resources required and cost-effectiveness to address this specific question. We report indirect evidence regarding the cost of different CKD interventions. The NICE guideline pointed out that more frequent review will be associated with more healthcare appointments leading to higher costs.
Initial assessment clinic: annual cost per patient £2,537 (SAR 13,137), annual expenditure £6,421,018 (SAR 33,238,174). The mean total cost per hemodialysis session was calculated as 297 USD (1,114 SAR), and the mean total cost of dialysis per patient per year was 46,332 USD (173,784 SAR) [
48]. One study conducted in Saudi Arabia described that an average annual cost of medical care per patient after transplantation in the first, second, third, and fourth year was US
$133,291, US
$14,233, US
$5,536, and US
$4,402; respectively. The average 4-year actual total cost per patient was US
$210,779 and US
$317,186.3 in the kidney transplant group and the hemodialysis group; respectively (p=0.017) [
49].
In terms of cost-effectiveness, one study assessed the value for money and budget impact of offering hemodialysis as a first-line treatment, or the hemodialysis-first policy, and the PD first policy compared to a supportive care option in patients with ESKD in Indonesia [
66]. The PD-first policy was found to be more cost-effective compared to the hemodialysis-first policy. Budget impact analysis provided evidence on the enormous financial burden for the country if the current practice, where hemodialysis dominates PD, continues for the next five years.
-
Costs:
- ○
-
Life years saved
- ▪
Supportive care option: 0.21
- ▪
PD first option: 5.93
- ▪
Hemodialysis first option: 5.93
- ○
-
Quality-adjusted life years
- ▪
Supportive care option: 0.076
- ▪
PD first option: 4.40
- ▪
Hemodialysis first option: 4.34
- ○
-
Incremental cost-effectiveness ratio
- ▪
Supportive care: Not reported
- ▪
PD first option: 193.2 million IDR
- ▪
Hemodialysis first option: 2017.4 million IDR
- ○
-
Cost-effectiveness acceptability
- ▪
At the threshold of willingness to pay 43 million IDR (1 GDP), supportive care was the best option (probability = 1.00)
- ▪
At willingness to pay >190million IDR, PD first was the most cost-effective option (probability >0.5)
- ▪
Hemodialysis first was not the best cost-effective option at any level of willingness to pay.
A CADTH Review [
67] demonstrated the results from the cost-effectiveness acceptability curve. Supportive care remained the most cost-effective option up to a threshold of < 200 million IDR, after which PD first option was the most cost effective. Hemodialysis first option was not the best cost-effective option at any level of willingness to pay (43 million IDR equates roughly to
$4,000 CAD).
Other contextual factors
Equity: We did not identify direct evidence to address equity for this question.
Acceptability: We did not identify direct evidence to address acceptability for this question. Indirect evidence from one study provided information on the survival of patients who have chosen to forego dialysis. The study demonstrated that in patients aged >75 years with high extra-renal comorbidity, the survival advantage conferred by KRT over conservative management is likely to be small [
65].
Feasibility: We did not identify direct evidence to address feasibility for this question.
Implementation: We did not identify direct evidence to address implementation for this question.
Our update search conducted in October 2021 identified a protocol for a pilot RCT aiming to explore the feasibility and acceptability of Conservative Kidney Management Options and Advance Care Planning Education—COPE, change in communication of preferences and differences in the intervention’s effects on knowledge and communication of preferences by race (Stallings et al., 2021).
For additional details, please see the EtD framework and SoF table in (Supplementary material, Document S1).
Research needs for recommendation 11
The NICE guideline [
20] identified the following research needs, confirmed by the CKD Task Force:
What is the most clinical and cost-effective frequency of review for people on PD, hemodiafiltration, hemodialysis or conservative management? [
20]
Could a CKD Frailty Index be used to identify clinically important changes over time in individuals before dialysis and after initiation of dialysis? [
68]
Are the changes different with hemodialysis versus PD? [
68]
Is it possible to predict which patients improve and which get worse? [
68]
To what extent do uremic symptoms change after initiation of dialysis? [
68]
Additional considerations
In order to enable patients, their families and caregivers to make informed decisions, the NICE guideline recommended to offer balanced and accurate information about
-
Treatments including KRT, conservative management and dietary intervention:
What they involve, for example, availability of assistance, time that treatment takes place, and number of sessions per day/week
Potential benefits
The benefits of adherence to treatment regimens and the potential consequences of non-adherence
Potential adverse effects, their severity and how they may be managed
The likely prognosis on dialysis, after transplant or with conservative management
The transplant listing process (when appropriate)
Switching the modality of KRT and the possible consequences (that is, the impact on the person's life or how this may affect future treatment or outcomes)
Reviewing treatment decisions
Stopping treatment and planning end of life care.
-
Information about how treatments may affect lifestyle:
The person or caregiver's ability to carry out and adjust the treatment themselves
The possible impact of dietary management and management of fluid allowance
How treatment may fit in with daily activities such as work, school, hobbies, family commitments and travel for work or leisure
How treatment may affect sexual function, fertility, and family planning
Opportunities to maintain social interaction
How treatment may affect body image
How treatment may affect physical activity (for example, whether contact sports should be avoided after transplantation, whether swimming should be avoided with PD)
Whether a person's home will need to be modified to accommodate treatment
How much time and travel treatment or training will involve
The availability of transport
The flexibility of the treatment regimen
Whether any additional support or services might be needed.
The guideline also advised to offer oral and written information in an accessible format early enough to allow time for patients to fully understand their treatment options and make informed decisions; to direct patients to other sources of information and support such as online resources, pre-dialysis classes and peer support; to remember that some decisions must be made months before KRT is needed (e.g. fistula creation); to take into account information the patient has obtained from other sources such as family members and caregivers, and how this has influenced their decision; to ensure that healthcare professionals offering information have specialist knowledge about late-stage CKD and the skills to support shared decision making; and to offer patients who have presented late, or who started dialysis in an unplanned way, the same information as to those presenting at an earlier stage.
Evidence summary
The literature search conducted for the NICE guideline [
20] identified thirty-nine qualitative studies (2018). Four of these studies were in children between the ages of 2 and 16 (and their parents), thirty-three studies included people aged 25 to 70 and two studies evaluated people aged 70 and over. Two studies focused on the pre-KRT population, two studies involved a mix of people before and during KRT. Five studies involved patients with any form of KRT, eight studies those undergoing either hemodialysis or PD (two with the input of caregivers) and eight studies patients who had received a transplant. Twelve studies involved patients undergoing hemodialysis only (two with the input of caregivers). One study involved those who had opted for conservative management. In our update search conducted in October 2021, we found an additional nineteen studies relevant to this question that dealt with the content of information, preferred format of information, decision making, psychological support, barriers and facilitators to good care, and modality of KRT.
Benefits and harms
Themes identified from the qualitative studies:
Content of Information: Content of information should cover symptoms, prognosis, mode of access, benefits, and harms of different modalities of KRT and conservative management, services, adherence, how to approach living donors, acute situations, kidney function and CKD, Information around transitions between forms of KRT, and end-of-life care.
Format of information provision: Patients reported the depth and timing of information, personalized information, delivery via classes and tours, and in multiple formats, and the target of education/information as important themes to be addressed. Decision making was also identified as an important topic for education.
Stress/support: People noted that the availability of transport affected their ability to engage with KRT and was a significant psychological stressor during KRT. Psychological support was identified as one of the support systems.
Barriers/problems: Barriers to home dialysis were lack of a care partner, lack of home space, and patient preference (El Shamy et al., 2021). Some of the participants encountered periods of limited funds. Some of the participants experienced the effects of the hidden costs of dialysis, such as specific dietary requirements including specific, more costly food groups (Small, 2010). Further problems described by patients included lack of information and dissatisfaction with their healthcare providers regarding perceptions of their care, lack of explanation of results, not being completely honest, kept in the dark about the seriousness of the problem, and not being clear about when dialysis would occur (Harwood et al., 2005).
Facilitators of good care: Patients thought 1:1 time with transplant team members was helpful, and they wanted additional information sources as well, without losing 1:1 time (Korus et al., 2011).
Impact of treatment on lifestyle: Patients mentioned that information on any modality choice, including limitations on travel, and sexual activity as areas they appreciated or would have appreciated.
Information sources: These include sources other than healthcare professionals such as support groups and online resources.
Certainty in the evidence
We rated the overall certainty in the evidence of effects as moderate based on the lowest certainty in the evidence for the critical outcomes, owing to methodological limitations and concerns regarding adequacy for the assessment of outcomes.
Values
A retrospective cohort study evaluated whether a pre-dialysis education program (PDEP) was an acceptable tool for increasing the rates of PD in ESKD patients (Alghamdi et al., 2020). It showed that PDEP significantly reduced hemodialysis rates [OR (95% CI) = 0.11 (0.05-0.24); P-value < 0.001]. The PDEP positively impacted the rate of PD, while PD was associated with favorable outcomes and lower infection rates, emphasizing the importance of the educational program. Another study found that a series of structured PDEP sessions for the patients progressing to ESKD facilitated their selection of KRT (Mirza et al., 2020). Two studies showed that educating health promotion strategies were effective in improving self-esteem and quality of life in patients undergoing hemodialysis (Ghadam et al., 2015; Poorgholami et al., 2015).
Resource use and cost-effectiveness
We did not identify primary studies addressing the resources required to provide information, education and support to CKD patients.
Other contextual factors
Equity: We did not identify direct evidence to address equity for this question.
Acceptability: One study reported that quality-of-life issues for people with CKD include depression and anxiety, which are prevalent among people undergoing hemodialysis (Musa et al., 2018). Several small studies addressed whether screening, counseling or education might support social interactions (Kazemi et al., 2011), self-esteem (Poorgholami et al., 2015), or the families of children undergoing PD (Alhameedi and Collier, 2016).
Feasibility: We did not identify direct evidence to address feasibility for this question. Studies that examined areas for improvement in the delivery of care included a cross-sectional study in Palestine that found self-reported adherence to diet, fluid restriction, medications, and hemodialysis sessions to be optimal in about 56% of 220 people with end-stage renal disease (Naalweh et al., 2017). A record review in New York found that lack of motivation, dialysis dependence, and comorbidities predicted failure to complete pre-transplantation preparation (Siskind et al., 2014). The authors suggested that interventions such as timely referral, educational resources, counseling, and support might increase workup completion rates or improve therapeutic outcomes.
Implementation: We did not identify direct evidence to address implementation for this question.
For additional details, please see the EtD framework and SoF table in (Supplementary material, Document S1).
Research needs for recommendation 12
The NICE guideline [
20] identified the following research needs, which were confirmed by the CKD Task Force:
What is the clinical and cost-effectiveness of having keyworkers present in the context of KRT? [
20]
What is the clinical and cost-effectiveness of using decision aids in the context of KRT? [
20].
Can an integrated care model improve quality and decrease costs for patients with kidney disease as they transition from CKD G5 to G5D? [
68].
What is the preferred timing for educating patients regarding dialysis modalities? Does the optimal time vary based on patient characteristics? [
68].
What is the optimal content and format for educating patients regarding the advantages and disadvantages of each modality? How do we check their understanding? [
68]
The CKD Task Force proposes that researchers develop studies (RCTs) to assess the impact of interventions, namely education and support to patients, families, and caregivers to evaluate the effectiveness and impact on outcomes like morbidity and mortality.