Preprint Article Version 1 Preserved in Portico This version is not peer-reviewed

EmmDocClassifier: Efficient Multimodal Document Image Classifier for Scarce Data

Version 1 : Received: 3 January 2022 / Approved: 6 January 2022 / Online: 6 January 2022 (10:08:38 CET)

A peer-reviewed article of this Preprint also exists.

Kanchi, S.; Pagani, A.; Mokayed, H.; Liwicki, M.; Stricker, D.; Afzal, M.Z. EmmDocClassifier: Efficient Multimodal Document Image Classifier for Scarce Data. Appl. Sci. 2022, 12, 1457. Kanchi, S.; Pagani, A.; Mokayed, H.; Liwicki, M.; Stricker, D.; Afzal, M.Z. EmmDocClassifier: Efficient Multimodal Document Image Classifier for Scarce Data. Appl. Sci. 2022, 12, 1457.

Abstract

Document classification is one of the most critical steps in the document analysis pipeline. There are two types of approaches for document classification, known as image-based and multimodal approaches. The image-based document classification approaches are solely based on the inherent visual cues of the document images. In contrast, the multimodal approach co-learns the visual and textual features, and it has proved to be more effective. Nonetheless, these approaches require a huge amount of data. This paper presents a novel approach for document classification that works with a small amount of data and outperforms other approaches. The proposed approach incorporates a hierarchical attention network(HAN) for the textual stream and the EfficientNet-B0 for the image stream. The hierarchical attention network in the textual stream uses the dynamic word embedding through fine-tuned BERT. HAN incorporates both the word level and sentence level features. While the earlier approaches rely on training on a large corpus (RVL-CDIP), we show that our approach works with a small amount of data (Tobacco-3482). To this end, we trained the neural network at Tobacco-3428 from scratch. Thereby, we outperform state-of-the-art by obtaining an accuracy of 90.3%. This results in a relative error reduction rate of 7.9%.

Keywords

BERT, Document Image Classification, EfficientNet, fine-tuned BERT, Hierarchical Attention Networks, Multimodal, RVL-CDIP, Two-stream, Tobacco-3482

Subject

Computer Science and Mathematics, Computer Vision and Graphics

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