2. Scalar Spectral Algebra and Elementary Functions
This section fixes the algebraic meaning of the OPNs operations. The normalized pair is not used as a coordinate system in which multiplication is componentwise. Instead, the normalized pair is first sent by to the spectral pair , the direct product algebra structure of is used there, and the result is transported back to . This distinction is essential: the idempotents, the zero-divisor axes, and the later four-pivot matrix form are consequences of the transported product algebra, not of ordinary coordinatewise multiplication in normalized coordinates.
Definition 2.1 (Admissible normalization and spectral coordinates).
A function
is called admissible if it is continuous, strictly increasing, onto , and satisfies
For a fixed admissible φ, set . For , define
and
The spectral map is
The symmetry condition gives
and
Indeed, putting
in (2.1) gives
. If
, then
, and applying
proves (2.3). Solving the linear system (2.2) gives
Thus
is a bijection.
The inverse formula also explains why no special choice of logistic, arctangent, or other normalization is needed. The normalization only provides a smooth or topological chart from real spectral data back into the open square . Algebraically, all subsequent operations are performed in the spectral variables and are therefore independent of the particular visual shape of .
Throughout the paper,
is regarded as the direct product real algebra, with
Its zero and unit are
and
. The following theorem collects the scalar consequences of this choice. It is the scalar engine of the paper: after it is proved, every later construction is obtained by applying ordinary real algebra separately in the two spectral channels and then recombining the results with
and
.
Theorem 2.2 (Scalar spectral algebra theorem).
There is a unique real algebra structure on for which is an isomorphism from onto the direct product algebra . Explicitly, for and ,
The transport identities
hold, with the operations on the right computed componentwise in . The additive and multiplicative identities are
Define the primitive idempotents by
Then
Every has the unique decomposition
The two coordinate ideals are
The ideals of are precisely , , , and . An element α is a unit precisely when , and it is a zero divisor precisely when . In normalized coordinates the two zero-divisor lines are
Proof. The bijection allows the direct product algebra structure on to be transported to . Formula (2.5) is exactly this pullback definition. Applying to each formula in (2.5) gives the three identities in (2.6); conversely, the transport identities determine the operations because is injective. Associativity, commutativity, distributivity, compatibility with real scalar multiplication, and the existence of and all follow by applying and using the corresponding componentwise identities in . This proves that is a commutative real algebra with identity and that is a real-algebra isomorphism.
The formulas for and follow from (2.4). For , one obtains . For , one obtains .
The idempotent laws are direct consequences of the componentwise product in
. For example,
Injectivity of
gives
. The same calculation gives
,
, and
from the identities
,
, and
.
For the decomposition, apply the transport identities for addition and scalar multiplication:
This is
, so injectivity gives (2.10). If also
with
, then applying
gives
, so
and
. Hence the decomposition is unique.
Under the isomorphism , ideals of correspond to ideals of . Since the only ideals of are 0 and , the only ideals of are , , , and . Their inverse images are respectively , , , and . The identities and follow from and .
An element
is a unit precisely when both components are nonzero, with inverse
. Transporting this statement gives
Similarly, an element of the product algebra is a zero divisor precisely when at least one component is zero. Translating
gives
, hence
. Translating
gives
, hence
. This proves (2.12). □
The preceding theorem also has an intrinsic ring-theoretic interpretation. It is useful to state this explicitly, because it explains why the later matrix theory has exactly two spectral channels and exactly four local pivot types. The following result is not an additional assumption; it is the structural content of the transported algebra.
Theorem 2.3 (Intrinsic split semisimple structure and rigidity).
The algebra is a reduced semisimple Artinian commutative real algebra. Its only central idempotents are
and are the only nonzero primitive central idempotents. Consequently
as a direct product of two simple real algebras. Every unital real-algebra automorphism of either fixes separately or interchanges them, and therefore
Moreover,
Proof. The isomorphism identifies with the direct product of two copies of the field . Since a field is reduced, Artinian, and simple as an algebra over itself, the product is reduced, semisimple, and Artinian. Transporting these properties through proves the first assertion.
An idempotent in is a pair satisfying . Since the only idempotents in are 0 and 1, the only idempotents of the product algebra are , , , and . Their inverse images under are exactly . The two nonzero proper idempotents and cannot be decomposed into sums of two nonzero orthogonal idempotents, because each is supported on a single field factor. Hence and are primitive. Conversely, is decomposable and is not nonzero, so no other nonzero primitive central idempotents exist. Commutativity makes all idempotents central.
The decomposition (2.14) follows from and . The two summands are isomorphic to through their nonzero spectral coordinates, hence they are simple real algebras. Any unital real-algebra automorphism preserves , , and primitive central idempotents. Since the primitive central idempotents are exactly and , an automorphism either fixes both or interchanges them. Conversely, both possibilities are realized in the product algebra by the identity and the transposition of the two real factors. This proves (2.15).
It remains to prove the rigidity statement for derivations. Let
be a real derivation. From
one obtains
Write
with
. The last identity becomes
so
and
. The same argument applied to
gives
. Since every element of
has the form
and
D is
-linear,
D vanishes on all of
. Hence (2.16) holds. □
The scalar structure theorem says more than that OPNs support addition and multiplication. It says that any real operation whose domain is meaningful in both spectral channels has a canonical OPNs lift. The original elementary formulas for powers, roots, logarithms, exponentials, and trigonometric functions are all instances of this single channelwise principle.
Proposition 2.4 (Channelwise scalar functional calculus).
Let and let be a real function. For , write
If and lie in D, define
For one variable this gives
The lift respects composition whenever the corresponding real compositions are defined. If converges at and , then
Proof. The definition (2.17) is meaningful because
is defined on all of
. For composition, suppose
is a real composition. Applying
to the OPNs expression
gives a
p-channel equal to
and a
q-channel equal to
. These are exactly the two channels of
, so injectivity proves the composition law. For the power series, repeated use of (2.6) gives
for every
. Real linearity and convergence in the two channels then give (2.19). □
The elementary operations are recovered from Proposition 2.4. For
and
,
The inverse and quotient formulas require the corresponding denominators to be nonzero. For real powers, roots, exponentials, and logarithms,
The real power and root formulas are taken on any real branch on which both channel values are defined, and the logarithm formula requires
and
.
The trigonometric functions are
The usual nonvanishing denominator conditions are imposed channel by channel. On the real domains of the inverse trigonometric functions,
The formulas for
and
require
and
. The hyperbolic functions are
The formula for
requires
and
.