2. Definitions, Basic Properties and Structure Theorems
We begin by introducing the two central notions of this paper. The definitions are formulated so that they specialise to the ring-level concepts of [
1] when
(see Remark 1).
Definition 1. Let M be an R-module and let N be a proper submodule of M.
-
(i)
N is an n-submodule if for , implies or .
-
(ii)
N is a weakly n-submodule if for , implies or .
-
(iii)
N is a -submodule if for nonunits and implies or .
-
(iv)
N is a weakly -submodule if for nonunits and implies or .
Thus the weakly versions are obtained from their non-weak counterparts by adding the hypothesis .
Remark 1. When , the identities , , and hold, so our definitions specialise to the weakly n-ideals and weakly -ideals of [1].
Remark 2. Every n-submodule is a -submodule. Indeed, suppose for nonunits and . Setting , the product belongs to N, and the n-submodule condition applied to yields , i.e. .
Example 1. Let , , and . One computes directly that and . Now suppose with . Then , and in both cases the condition forces . Hence N is a weakly n-submodule, and therefore also weakly .
Example 2. Let where k is a field, , and . Since R is an integral domain with , we have . To see that N is not weakly n, take . Then , yet and , so neither alternative of the weakly n-condition holds. On the other hand, N is weakly . To see this, observe that since is quasi-local with unique maximal ideal , every nonunit of R lies in , so for any nonunits we have , and the weakly -condition is satisfied vacuously. Hence N is weakly but not weakly n.
Example 3. Let , , and . One computes . Moreover, , and therefore . Since the only element of N is , every product satisfies , hence the hypothesis is never fulfilled. Therefore N is both weakly n and weakly vacuously.
However, N is not an n-submodule, that is, the condition cannot be dropped. Indeed, taking and gives , but and .
Remark 3. Üregen–Koç [9] define a weakly n-submodule by the condition or , which is genuinely different from ours. To see this, consider , , and . Taking and , one checks that N is a weakly n-submodule in the sense of [9] but fails to be one in our sense. A key distinction between the two definitions is that every weakly n-submodule in our sense satisfies (Lemma 2.11), a property which fails under the definition of [9].
The next proposition establishes the containment relations among all classes introduced above and connects them to the existing notion of weakly 1-absorbing primary submodules.
Proposition 1. Let N be a proper submodule of M. Then the following implications hold.
-
(i)
If N is a weakly n-submodule, then N is a weakly -submodule.
-
(ii)
If N is a -submodule, then N is a weakly -submodule.
-
(iii)
If N is a weakly -submodule, then N is a weakly 1-absorbing primary submodule.
Proof. (i) Suppose for nonunits and . Setting , we have with . Applying the weakly n-submodule condition to yields or . Since the latter is excluded, we obtain .
(ii) Since every -submodule satisfies the defining condition without the restriction , the weakly -condition (which only requires ) is automatically satisfied.
(iii) Suppose with nonunits and . Since , taking radicals gives , and therefore . Hence , and the weakly -condition gives . □
Remark 4. Prime submodules and the classes introduced above are mutually independent. As a first example, take and . The zero submodule is weakly n (by Example 2.6) but is not prime, since while and . Conversely, take and . The submodule is prime but is not an n-submodule, since while and .
Example 2.5 shows that the containment in (i) is strict. The next example shows that the containment in (iii) is also strict.
Example 4. Let , , and . One verifies that , , and . To see that N is not weakly , take and . Then , yet and , so neither alternative of the weakly -condition holds.
To verify that N is weakly 1-absorbing primary, suppose with , so that . Since and , it follows that , giving .
A distinctive structural feature of weakly n-submodules — one that sets them apart from their weakly counterparts — is that they are always contained in the nilpotent part of the module.
Lemma 1. If N is a weakly n-submodule, then .
Proof. Suppose for contradiction that there exists . In particular (since ), so . Applying the weakly n-submodule condition with and noting that , we obtain . Hence , contradicting the properness of N. □
Remark 5. Lemma 2.11 does not extend to weakly -submodules. Indeed, in Example 2.5 we have , so the conclusion fails. The reason is that the proof of Lemma 2.11 uses , which is a unit and is therefore excluded by the -hypothesis.
By Proposition 2.8(iii), every weakly -submodule is weakly 1-absorbing primary. The next result provides a partial converse.
Proposition 2. Let N be a proper submodule of M with . The following statements hold.
-
(i)
If N is a weakly -submodule, then N is a weakly 1-absorbing primary submodule.
-
(ii)
If, in addition, is a radical ideal and N is a weakly 1-absorbing primary submodule, then N is a weakly -submodule.
Proof. (i) This is a special case of Proposition 2.8(iii); the hypothesis is not needed here.
(ii) Suppose for some nonunits and with . Since is radical, and . Suppose for contradiction that . Then with and . Since , we have , so for each i. Therefore , contradicting our assumption. Hence , and the weakly 1-absorbing primary condition gives . □
Proposition 3. Let be a family of weakly -submodules of M. If is a proper submodule of M, then is a weakly -submodule of M.
Proof. Let for some nonunits and with . For each , we have , and since is a weakly -submodule and , the weakly -condition gives . Therefore . □
For a submodule N of M and a nonempty subset , the residual of N by U is the submodule .
Proposition 4. Let N be a weakly -submodule of M and let U be a nonempty subset of R satisfying the following conditions:
-
(a)
;
-
(b)
every is a non-zero-divisor on M;
-
(c)
for all and , implies .
Then is a weakly -submodule of M.
Proof. We first verify that is a proper submodule of M. By condition (a), there exists ; then , so .
Now let for some nonunits and with . For every , we have . Since u is a non-zero-divisor on M by (b) and , we get . Since , the contrapositive of condition (c) gives . We may therefore apply the weakly -condition to , obtaining . To conclude that , take any and any . Then (since ), so . Therefore , and is a weakly -submodule of M. □
We now establish a six-fold characterisation of weakly -submodules.
Theorem 1. Let N be a proper submodule of M. The following are equivalent.
-
(i)
N is a weakly -submodule of M.
-
(ii)
For all nonunits with , one has .
-
(iii)
For all nonunits with , either or .
-
(iv)
For all nonunits and every submodule with , either or .
-
(v)
For every nonunit , every proper ideal J of R, and every submodule with , either or .
-
(vi)
For all proper ideals of R and every submodule with , either or .
Proof. (i)⇒(ii). Assume that N is a weakly -submodule. Let be nonunits with , and let , so that . If , then , so by definition. If , then the weakly -condition gives or ; since , we get . In both cases .
(ii)⇒(iii). By (ii), the submodule is contained in the union of the two submodules and . By the prime avoidance lemma for submodules, must be contained in one of them. If , then since the reverse inclusion always holds (as implies ), we obtain the equality . Otherwise, .
(iii)⇒(iv). Suppose for nonunits and a submodule with . Since every satisfies , we have by definition of the colon submodule. By (iii), either or . In the first case , giving , a contradiction. Hence .
(iv)⇒(v). Suppose for a nonunit , a proper ideal J, and a submodule with and . Choose with . If , then (iv) gives , a contradiction. Hence . Since , there exists with . Applying (iv) to gives (since ). Since , we have . Since we also have , so . Applying (iv) to this nonzero inclusion, we obtain . Therefore , contradicting the choice of b.
(v)⇒(vi). Suppose for proper ideals and a submodule with and . Choose with . If , then (v) gives or , both of which contradict our assumptions.
Now suppose . Since , there exists with . If , then applying (v) to yields a contradiction. Hence . Since , we have , and since I is an ideal. If , then (v) again yields a contradiction. If , then , contradicting the choice of a.
(vi)⇒(i). Let for nonunits and . Define ideals and of R, and set . Since a and b are nonunits, both I and J are proper ideals. Since and , the product is nonzero. Since , we have . By (vi), either or , that is, or . □
The structure theorems that follow require several standard notions from multiplicative module theory, which we now recall for the reader’s convenience.
An
R-module
M is called a multiplication module if every submodule of
M has the form
for some ideal
I of
R; in this case
. When
M is, in addition, faithful (
) and finitely generated, the cancellation law
holds. It is well known that every faithful finitely generated multiplication module is a finitely generated projective module of rank one; in particular, over a quasi-local ring such a module is free of rank one and hence cyclic (see, e.g. [
3]).
A ring R is called quasi-local if it possesses a unique maximal ideal. For a faithful finitely generated multiplication module M, one has and .
Lemma 2. Let R be a quasi-local ring with maximal ideal and let M be a faithful finitely generated multiplication R-module. Then M is a cyclic module. More precisely, for every element , one has . In particular, as R-modules.
Proof. Since M is a faithful finitely generated multiplication R-module, it is a finitely generated projective module of rank one (as recalled above). Every finitely generated projective module over a quasi-local ring is free, so as R-modules. In particular, M is cyclic, say for some .
It remains to show that every is a generator of M. Since M is a multiplication module, for some ideal I of R. Suppose for contradiction that . Then , which gives , contradicting the choice of g. Hence . Since R is quasi-local with unique maximal ideal , the only ideal not contained in is R itself, so and therefore .
It remains to confirm that such an element g always exists. Since M is finitely generated and , Nakayama’s lemma guarantees that (otherwise would force , a contradiction), so .
Finally, the isomorphism follows from . The surjective R-module homomorphism defined by has kernel (since M is faithful and ), hence it is an isomorphism. □
The following lemma is the central technical tool of this section: it reduces questions about weakly -submodules of a faithful finitely generated multiplication module to the ring-level theory of weakly -ideals via the order-isomorphism between the ideal lattice of R and the submodule lattice of M.
Lemma 3 (Reduction Lemma). Let M be a faithful finitely generated multiplication R-module, let N be a proper submodule of M, and set . The following two statements hold.
-
(i)
The submodule N is a weakly -submodule of M if and only if the ideal K is a weakly -ideal of R.
-
(ii)
if and only if .
Proof. Since
M is a faithful finitely generated multiplication module, the map
is an order-isomorphism between the ideal lattice of
R and the submodule lattice of
M, with inverse map
. This isomorphism satisfies:
(ii) Applying the first equivalence with , we obtain , which gives (ii) by negation.
(i) By Theorem 2.16(vi), N is weakly if and only if the following condition holds: for all proper ideals and every submodule with , one has or .
We pass from the submodule
L to its colon ideal by setting
, so that
under the isomorphism. Applying the order-isomorphism and its listed properties, we obtain the equivalences
Substituting these translations, we see that
N is a weakly
-submodule of
M if and only if, for all proper ideals
of
R satisfying
, one has
or
. By Theorem 2.16(vi) applied with
(using Remark 2.2), this is precisely the weakly
-ideal condition on the ideal
K of
R. □
We can now transfer the ring-theoretic structure theorem for weakly
-ideals ([
1], Theorem 2) to the module setting. We state that theorem here for the reader’s convenience.
Theorem 2 ([
1], Theorem 2).
Let K be a weakly -ideal of R with . Then one of the following holds.
-
(i)
R is a quasi-local ring with unique maximal ideal such that .
-
(ii)
, where are quasi-local rings with and or . Furthermore, or (at least one of the two) is a field.
Theorem 3. Let M be a faithful finitely generated multiplication module and let N be a weakly -submodule with . Then one of the following holds:
-
(i)
R is quasi-local with maximal ideal and ; or
-
(ii)
where and are quasi-local rings with , and or under . Furthermore, or (at least one of the two) is a field.
Proof. Set
. By the Reduction Lemma (Lemma 2.18),
K is a weakly
-ideal of
R with
. By the theorem above (the ring-theoretic result of [
1] recalled just before this proof), one of the following holds.
Case (a): R is quasi-local with maximal ideal and . Multiplying by M gives , establishing (i).
Case (b): with quasi-local, , or , and or a field. Since M is a faithful finitely generated multiplication R-module and , we have , where is a faithful finitely generated multiplication -module. Since each is quasi-local, Lemma 2.17 gives (this holds regardless of whether is a field). If , then corresponds to ; if , then N corresponds to . This establishes (ii), including the assertion that or is a field, which is inherited directly from the cited theorem. □
Remark 6.
One might expect part (ii) of Theorem 2.19 to assert the stronger claim thatboth
and are fields. This is false in general: for example, if (a quasi-local ring with that is not a field) and is a field, then (with ) admits the weakly -submodule , yet . The correct statement, matching ([1], Theorem 2), requires only thatone
of be a field.
A ring is a UN-ring if every element is a unit or nilpotent, equivalently quasi-local with maximal ideal .
Theorem 4. Let M be a faithful finitely generated multiplication module. The following statements are equivalent:
-
(i)
Every proper principal submodule of M is a weakly -submodule of M.
-
(ii)
Every proper submodule of M is a weakly -submodule of M.
-
(iii)
R is a UN-ring, or for fields .
Proof. (i)⇒(ii). Let N be any proper submodule of M and suppose for some nonunits and . Since , the principal submodule is proper and is a weakly -submodule of M by (i). The weakly -condition applied to yields or . Since , we have , so or . Hence N is a weakly -submodule of M.
(ii)⇒(iii). Suppose every proper submodule of M is a weakly -submodule.
Case A: Every proper submodule of M is contained in . For any nonunit , the submodule is proper: if , then (since M is a multiplication module), which forces , contradicting the assumption that a is a nonunit. Thus , so , giving by the cancellation property. Hence every nonunit of R is nilpotent, so R is a UN-ring.
Case B: Some proper submodule . By Theorem 2.19, either R is quasi-local with maximal ideal and , or where are quasi-local rings with .
First subcase: R is quasi-local. By Lemma 2.17,
. Under this isomorphism, submodules of
M correspond to ideals of
R, and a weakly
-submodule of
M corresponds to a weakly
-ideal of
R (Remark 2.2 and Lemma 2.18(i) applied with
). Since every proper submodule of
M is weakly
by hypothesis (ii), every proper ideal of
R is a weakly
-ideal. By ([
1], Theorem 4),
R is a UN-ring or
for fields
. Since
R is quasi-local, it cannot be isomorphic to a product of two fields (such a product has two maximal ideals). Hence
R is a UN-ring.
Second subcase: , quasi-local with . We show that and are both fields. As in the first subcase, (via by Lemma 2.17 applied to each factor), so hypothesis (ii) transfers to: every proper ideal of is weakly .
We claim every proper ideal of equals ; the symmetric argument then shows is a field. Let and set , a proper ideal of R (proper since ). Since , we have . By hypothesis, J is weakly , and since R is not quasi-local (it has the two distinct maximal ideals and ), Theorem 2.19 forces J into the “product” alternative (ii) of that theorem applied to the ring itself (as in the first subcase, with ): that is, or . Since the second coordinate of is all of (as ), the first alternative is impossible. Hence , which forces .
Therefore every proper ideal of is zero, i.e. is a field; symmetrically, is a field. This establishes for fields , completing Case B and the proof of (ii)⇒(iii).
(iii)⇒(i). Let N be any proper principal submodule of M.
UN-ring case. Every nonunit of R lies in . Suppose for nonunits and . If , the second alternative holds. Now suppose . Let . Since M is a multiplication module, . If , then , contradicting . Hence , so J contains a unit, giving and hence . Since , every element has the form for some , so (since and N is closed under R-multiplication). Therefore , giving .
case. Since , we have and . The proper submodules of M are precisely , , and .
We verify the weakly -condition for ; the case is symmetric and is vacuous. Let with nonunits . Since , both a and b are nonzero. Write , , and . Then forces . Since is a nonunit in , exactly one of is zero; the same holds for b.
Case : Then with . For any , . Hence .
Case : Then with . If , then , so , giving , a contradiction. If , then with , so with ; then forces , so , again a contradiction. Hence this case cannot occur.
In all non-contradictory cases, , so N is a weakly -submodule of M. □
The corresponding classification for weakly n-submodules takes a simpler form: it characterises exactly the UN-rings, with no product-of-fields alternative.
Theorem 5. Let M be a faithful finitely generated multiplication module. The following statements are equivalent:
-
(i)
R is a UN-ring.
-
(ii)
Every proper submodule of M is a weakly n-submodule of M.
-
(iii)
Every proper cyclic submodule of M is a weakly n-submodule of M.
Proof. (i)⇒(ii). Since R is a UN-ring, it is quasi-local with maximal ideal , and for the faithful module M. Moreover, every proper ideal of R is contained in , so every proper submodule satisfies .
Let N be a proper submodule of M and suppose for some and with . We show .
Case : Since a is a unit, , and gives .
Case : Suppose for contradiction that . Since m is a unit, . Then , giving , contradicting our assumption. Therefore , so , giving .
In both cases , so N is a weakly n-submodule.
(ii)⇒(iii). Every proper cyclic submodule is a proper submodule, so (ii) implies (iii) directly.
(iii)⇒(i). Let be a nonunit. If , then since M is faithful, so . Hence we may assume . Furthermore, : if , then , forcing , a contradiction. Let be arbitrary. The cyclic submodule is proper since . By hypothesis (iii), is a weakly n-submodule of M. By Lemma 2.11, , so . Since was arbitrary, . Hence . Since M is a faithful finitely generated multiplication module, the cancellation law gives , so . Therefore every nonunit of R is nilpotent, and R is a UN-ring. □