Submitted:
10 May 2024
Posted:
13 May 2024
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Abstract
Keywords:
1. Introduction
2. Theory-of-Constraints and Its Application in Healthcare Management
- Define the system’s goal(s): when defining the system’s goal, one must identify the system being analyzed. In the case of the Covid19 pandemic, we analyze the national healthcare system and its economic arena. Thus, the goals are to treat Covid19 patients best as possible, prevent contamination, and provide continuous treatment to the whole patient population, while monitoring the cost to the economy. During crises, there is a tendency to skip the definition of the goal, as it seems obvious, and to move straight to problem solutions. Defining the Goal is of great importance, particularly in not-for-profit organizations.
- Define measures of performance: a system behaves according to its Key Performance Indicators (KPIs). The following KPIs should be focal when confronting the Covid19 pandemic:
- Number of Covid19 patients;
- Number of new Covid19 patients during the measurement period;
- Average number of Covid19 patients infected by each Covid19 patient (Ro);
- Number of relevant medical teams (defined later);
- Number of carriers identified by tests;
- Covid19 death toll;
- Amount of waste generated by the system;
- Increase in Carbon emissions.
- Lead time measures: time from contamination to identification; and from identification to patient release;
- Number of patients on ventilators.
- 3.
- Identify the system’s constraints: a constraint is defined as a resource in shortage preventing the system from achieving a better performance level relative to the goal [6].
- Resource constraint – Bottleneck. A resource constraint is the most loaded resource so that it cannot perform all tasks assigned to it. This is the resource that constrains the performance of the whole system. The bottleneck is usually the most expensive and scarce resource. During “peaceful times” habitually, the bottlenecks in surgery are anesthetists, and in Emergency Departments (EDs) ED experts are the bottleneck. In imaging institutions, we often identify the constraint as the MRI machines or imaging analysts. During “War times”, as is the case today as we fight Covid19, internal medicine experts, anesthetists, intensive care (ICU) nurses and ED surgeons (hereby defined as medical teams) constitute the system’s bottleneck. The number of medical teams keeps shrinking due to the contamination of medical teams by the virus and the need for quarantine. Other resources must not become bottlenecks: test kits, laboratories, ventilators, and personal protective equipment. It is highly probable that in future crises, medical teams will likewise constitute the system’s bottleneck.
- Market constraint (excess capacity). A market constraint occurs when the system has extra capacity and is capable of treating additional patients.
- Dummy constraint. A dummy constraint is a case when the system’s bottleneck is an extremely inexpensive resource relative to the other resources in the system. This is a situation where the system’s capacity is constrained by a resource of negligible cost. For example, shortage in janitors or operating room patient transporters, or a shortage in Covid19 testing swabs. Shortages in testing kits and personal protection equipment are defined as dummy constraints since they are relatively inexpensive resources that are meant to be in excess. Dummy constraints must be resolved in haste.
- Policy constraint. A policy constraint is the adoption of an inappropriate policy constraining the system’s performance and achievement of the goal, and at times operates dramatically against the organization’s goals. This is a situation where inappropriate policy is the system constraint. Policy, as a rule, is a positive element, every organization must set policies on a range of important issues. However, a policy that was excellent in the past (as well as in “peaceful times”), may become a policy constraint once environmental changes occur (“War times”). The Covid19 system is afflicted by multiple policy constraints. Most policy constraints emanate from the application of a uniform policy in all conditions and from inappropriate KPIs. For example, applying the “number of tests performed” as a performance indicator will result in a loss of focus on the test targets, which are to perform sampling testing on one hand, and identifying virus carriers on the other. This is therefore not a measure that should not be maximized or minimized. The “number of tests” is a measure of input rather than a measure of the system’s output. Appropriate throughput measures are the number of new patients and the number of severely ill patients. Another policy constraint is failure to test all suspected patients and failure to train enough teams and labs to perform tests. Labs must work three shifts per day, if required, to establish protective capacity. Protective capacity takes into account fluctuations in the process. These are disturbances, mishaps, and uncertainty hindering performance. An excellent example of a policy constraint is the Ministry of Health’s insistence to perform all tests in the ministry’s labs rather than using dozens of other labs. At many hospitals around the world, ventilators are a bottleneck, and efforts are made to increase their quantity.
- 4.
-
Exploit the system’s constraint: once a bottleneck is identified it should be exploited in two modes:
- Efficiency – ascertaining that the bottleneck is fully utilized; and –
- Effectiveness- ascertaining that the bottleneck is assigned tasks or a patient mix that maximizes the performance measures.
- 5.
-
Subordinate the rest of the system to the constraint (the bottleneck): all non-bottleneck resources (other physicians, nurses, physician assistants, technicians, paramedics, logistic decisions, patient prioritization, etc.) are subordinated to the medical teams. The “Covid19 wards” will be subordinated to the hospital’s routine management. In case of conflict, treatment should be prioritized according to the medical condition and bottleneck availability. Subordination should be performed according to the Pareto methodology. Many are familiar with the Pareto rule (the 20/80 principle) and the Pareto methodology is a practical extension of this rule [6]:
- Classification
- Differentiation
- Resource allocation.
- High-risk Covid19 patients, and elderly, non-Covid19 patients with background afflictions. These patients constitute around 10% of the Covid19 population and consume 90% of the bottleneck resources. This population includes patients in geographic regions with high local contamination rates; and –
- Low-risk patients who constitute 90% of the Covid19 patients and consume merely 10% of bottleneck resources.
- 6.
-
Elevate the system’s constraint: offloading implies the creation of additional medical resources by transferring some of the bottleneck tasks to other resources:
- Define “Covid19 supporters” who are not bottlenecks: medical assistants, paramedics, military medical teams, and medical students;
- Transfer medical tasks from hospital physicians to ”Covid19 supporters”;
- Prepare for home quarantine of Covid19 patients through telemedicine, and self-test kits.
- Transfer those exposed to patients to home quarantine.
- Train non-Covid19 professional physicians to perform some “medical team” duties.
- 7.
- If the constraint is broken, return to step 3: identifying the new constraint, do not let inertia become the next constraint: once medical teams cease being bottlenecks, there is a new resource that takes their place. In the Covid19 crisis, we have observed a decline in the number of afflicted, thus turning bottlenecks (medical teams) into resources with protective capacity. In such situations, the number of medical teams dedicated to the treatment of Covid19 patients should be reduced and they should be freed to treat routine patients. During the crisis, 80%-90% of medical personnel should be allocated to the treatment of regular patients and only 10%-20% to Covid19 patients. Many policymakers made the opposite decision: release regular patients and convert more and more wards to Covid19 wards. As long as the above-mentioned differentiation between A-type patients (severe Covid19 patients) and B-type patients (light Covid19 patients) is maintained, there is no need to establish more and more Covid19 wards and there is no need to allocate bottlenecks to the treatment of patients in these wards.
3. Resource Load Scenarios
4. A Case Study
5. Evolutionary Methodologies
6. Disruptive (Revolutionary) Methodology
6.1. Define the System’s Goal
6.2. Define Challenging Performance Measures
6.3. Cancel Unnecessary Activities in the Process
6.4. Differentiate Entities (Products, Clients, and Services)
6.4. Reduce Unnecessary Content and Entities Involved
6.5. Delegate and Offload
6.6. Revolutionize through Technology
7. Discussion
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