Preprint Article Version 1 Preserved in Portico This version is not peer-reviewed

A Novel Hybrid Approach to the Diagnosis of Simultaneous Imbalance and Shaft-Bow in a Jeffcott Rotor-Bearing System.

Version 1 : Received: 4 March 2024 / Approved: 5 March 2024 / Online: 5 March 2024 (06:36:41 CET)

A peer-reviewed article of this Preprint also exists.

Huang, S.-C.; Octaviani, S.; Najibullah, M. A Novel Hybrid Approach to the Diagnosis of Simultaneous Imbalance and Shaft Bowing Faults in a Jeffcott Rotor-Bearing System. Appl. Sci. 2024, 14, 3269. Huang, S.-C.; Octaviani, S.; Najibullah, M. A Novel Hybrid Approach to the Diagnosis of Simultaneous Imbalance and Shaft Bowing Faults in a Jeffcott Rotor-Bearing System. Appl. Sci. 2024, 14, 3269.

Abstract

Ensuring optimal performance and reliability in rotor-bearing systems is crucial for industrial applications. Imbalance and shaft bow in these systems can lead to decreased efficiency and increased vibrations. Early detection and mitigation of a rotor’s faults are essential, and model-based fault identification has gained much attention in the manufacturing industry for years. Over the past two decades, however, the development of fault diagnosis rules with data-driven and artificial intelligence (AI) has become a trend, and in the foreseeable future, AI combined with big data will become mainstream. Nevertheless, the critical role of rotating machinery in manufacturing introduces a challenge, as the availability of fault data is often insufficient. This limitation renders the establishment of diagnostic rules using data-driven methods and AI technologies impractical. In light of these challenges, this study proposes a novel hybrid approach, that combines a physical model with machine learning (ML) techniques for the diagnosis of multi-faults (imbalance and shaft-bow demonstrated) in a Jeffcott rotor. To overcome the lack of real-world faulted, labeled datasets, a physics-based Jeffcott rotor model is first derived and then used to generate abundant fault datasets for ML. Subsequently, simulated data are employed for the training of an artificial neural network (ANN), enabling the network to learn from and analyze the vast array of generated data. The results prove that a well-trained feed-forward neural network (FNN) can accurately isolate and diagnose the imbalance and shaft-bow faults using the simulated data and the real data from the Jeffcott rotor experiment. These physics-based and ML approaches prove effective particularly for multi-fault, offering new possibilities for advanced rotor system monitoring and maintenance strategies in industrial applications.

Keywords

hybrid approach; multi-fault diagnosis; machine learning; feed-forward neural network

Subject

Engineering, Mechanical Engineering

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