Preprint Article Version 1 Preserved in Portico This version is not peer-reviewed

Interpreting the Response of Forest Stock Volume with Dual Polarization SAR Images in Boreal Coniferous Planted Forest at Non-Growing Season

Version 1 : Received: 10 July 2023 / Approved: 11 July 2023 / Online: 11 July 2023 (10:42:19 CEST)

A peer-reviewed article of this Preprint also exists.

Zheng, H.; Long, J.; Zang, Z.; Lin, H.; Liu, Z.; Zhang, T.; Yang, P. Interpreting the Response of Forest Stock Volume with Dual Polarization SAR Images in Boreal Coniferous Planted Forest in the Non-Growing Season. Forests 2023, 14, 1700. Zheng, H.; Long, J.; Zang, Z.; Lin, H.; Liu, Z.; Zhang, T.; Yang, P. Interpreting the Response of Forest Stock Volume with Dual Polarization SAR Images in Boreal Coniferous Planted Forest in the Non-Growing Season. Forests 2023, 14, 1700.

Abstract

Polarimetric Synthetic Aperture Radar (PolSAR) images with dual polarization modes have great potential to map FSV by excellent penetration capabilities and distinct microwave scattering processes. However, the response of these SAR data to FSV is still uncertain at non-growing season. To further interpret the response of forest FSV to these dual-polarization SAR images, three types of dual polarization SAR images (GF-3, Sentinel-1, and ALOS-2) were initially acquired in coniferous planted forest at non-growing season. Then, sensitivity between FSV and all alternative features extracted from each type of SAR images were analyzed to express the difference of bands and polarization modes in deciduous (Larch) and evergreen (Chinese pine) forests. Finally, mapped FSVs using single and combined dual polarization images were derived by optimal feature sets and four machine learning models, respectively. The combined effects were also analyzed to clarify the response of FSV to dual polarization SAR images with bands and polarization modes at non-growing season. The results demonstrated that the difference of backscattering energy from different sensors is significant in Chinese pine forests, and the difference is gradually reduced in Larch forests. it is also implied that polarization mode is more important than penetration capability in mapping forest FSV in deciduous forest at non-growing season. By comparing the accuracy of mapped FSV using single and combined images, combined images have more capability to improve the accuracy and reliability of mapped FSV. Meanwhile, it is also confirmed that compensation effect with bands and polarization modes not only have great potential to delay the saturation phenomenon, but also have capability to reduce errors caused by over-estimation.

Keywords

Forest stock volume; Dual Polarization SAR; Polarization modes; Non-growing season; Coniferous planted forest

Subject

Environmental and Earth Sciences, Remote Sensing

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